Latest Institutional Sells of Caterpillar Inc (CAT)
This list provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 16, 2022
Q1 2022
|
Fred Alger Management, LLC
New York, NY |
SELL
|
- |
-91KClosed |
$16.6M - $20.9M
|
0
$0
|
|
Apr 25, 2022
Q1 2022
|
Zweig Di Menna Associates LLC
|
SELL
|
- |
-59KClosed |
$10.8M - $13.6M
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Arosa Capital Management LP
Ny, NY |
SELL
|
- |
-47.1KClosed |
$8.61M - $10.8M
|
0
$0
|
|
May 10, 2022
Q1 2022
|
Zenyatta Capital Management LP
|
SELL
|
- |
-35KClosed |
$6.4M - $8.05M
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Graticule Asia Macro Advisors LLC
New York, NY |
SELL
|
- |
-15.5KClosed |
$2.83M - $3.56M
|
0
$0
|
|
May 13, 2022
Q1 2022
|
Walled Lake Planning & Wealth Management, LLC
Winnetka, IL |
SELL
|
- |
-15.3KClosed |
$2.8M - $3.52M
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Albar Capital LTD
London, X0 |
SELL
|
- |
-11.4KClosed |
$2.08M - $2.61M
|
0
$0
|
|
May 05, 2022
Q1 2022
|
La Financiere De L'Echiquier
|
SELL
|
- |
-10KClosed |
$1.83M - $2.3M
|
0
$0
|
|
May 10, 2022
Q1 2022
|
Agf Investments Inc.
Toronto, A6 |
SELL
|
- |
-8.46KClosed |
$1.55M - $1.94M
|
0
$0
|
|
Apr 12, 2022
Q1 2022
|
Pensionfund Dsm Netherlands
|
SELL
|
- |
-8KClosed |
$1.46M - $1.84M
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Cowen And Company, LLC
|
SELL
|
- |
-7.24KClosed |
$1.32M - $1.66M
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Polar Asset Management Partners Inc.
Toronto, A6 |
SELL
|
- |
-5.38KClosed |
$983K - $1.24M
|
0
$0
|
|
Apr 28, 2022
Q1 2022
|
Spectrum Asset Management, Inc.
|
SELL
|
- |
-4.81KClosed |
$879K - $1.11M
|
0
$0
|
|
May 13, 2022
Q1 2022
|
Hancock Whitney Investment Services Inc.
New Orleans, LA |
SELL
|
- |
-4.32KClosed |
$789K - $992K
|
0
$0
|
|
May 13, 2022
Q1 2022
|
Engine No. 1 LLC
San Francisco, CA |
SELL
|
- |
-3.7KClosed |
$677K - $851K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Nwk Group, Inc.
San Francisco, CA |
SELL
|
- |
-3.19KClosed |
$583K - $734K
|
0
$0
|
|
Apr 29, 2022
Q1 2022
|
All Season Financial Advisors, Inc.
|
SELL
|
- |
-2.65KClosed |
$485K - $610K
|
0
$0
|
|
May 13, 2022
Q1 2022
|
Barings LLC
|
SELL
|
- |
-2.52KClosed |
$460K - $579K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Pluribus Labs, LLC
Mill Valley, CA |
SELL
|
- |
-2.25KClosed |
$412K - $518K
|
0
$0
|
|
Apr 27, 2022
Q1 2022
|
Vahanian & Associates Financial Planning Inc.
|
SELL
|
- |
-2.25KClosed |
$411K - $517K
|
0
$0
|
|
Jul 20, 2023
Q1 2022
|
Rockwood Wealth Management, LLC
New Hope, PA |
SELL
|
- |
-2.15KClosed |
$393K - $494K
|
0
$0
|
|
May 13, 2022
Q1 2022
|
Mosaic Advisors LLC
Houston, TX |
SELL
|
- |
-1.89KClosed |
$346K - $434K
|
0
$0
|
|
Oct 02, 2024
Q1 2022
|
Cannon Financial Strategists, Inc.
Athens, GA |
SELL
|
- |
-1.88KClosed |
$344K - $432K
|
0
$0
|
|
Apr 27, 2022
Q1 2022
|
Winning Points Advisors, LLC
Boca Raton, FL |
SELL
|
- |
-1.83KClosed |
$335K - $421K
|
0
$0
|
|
Apr 26, 2022
Q1 2022
|
Northstar Asset Management LLC
|
SELL
|
- |
-1.3KClosed |
$238K - $299K
|
0
$0
|
|
May 12, 2022
Q1 2022
|
Gyon Technologies Capital Management, LP
Denville, NJ |
SELL
|
- |
-1.28KClosed |
$233K - $293K
|
0
$0
|
|
Apr 12, 2022
Q1 2022
|
Capstone Wealth Management Group, LLC
Clarks Green, PA |
SELL
|
- |
-1.12KClosed |
$205K - $257K
|
0
$0
|
|
Apr 26, 2022
Q1 2022
|
Vista Finance, LLC
|
SELL
|
- |
-1.09KClosed |
$199K - $250K
|
0
$0
|
|
Apr 01, 2024
Q1 2022
|
Azzad Asset Management Inc /Adv
Falls Church, VA |
SELL
|
- |
-1KClosed |
$183K - $230K
|
0
$0
|
|
Apr 27, 2022
Q1 2022
|
Krs Capital Management, LLC
|
SELL
|
- |
-575Closed |
$105K - $132K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Kenfarb & Co.
Ashland, KY |
SELL
|
- |
-500Closed |
$91.4K - $115K
|
0
$0
|
|
Apr 14, 2022
Q1 2022
|
Minot Wealth Management LLC
|
SELL
|
- |
-500- 30.69% |
$91.4K - $115K
|
1.13K
$449K
|
|
Apr 26, 2022
Q1 2022
|
Tap Consulting, LLC
|
SELL
|
- |
-453Closed |
$82.8K - $104K
|
0
$0
|
|
May 02, 2022
Q1 2022
|
Outfitter Financial LLC
|
SELL
|
- |
-350Closed |
$64K - $80.5K
|
0
$0
|
|
Apr 28, 2022
Q1 2022
|
Ahl Investment Management, Inc.
|
SELL
|
- |
-350Closed |
$64K - $80.5K
|
0
$0
|
|
Apr 22, 2022
Q1 2022
|
Equitec Proprietary Markets, LLC
|
SELL
|
- |
-347Closed |
$63.4K - $79.8K
|
0
$0
|
|
Apr 26, 2022
Q1 2022
|
Masso Torrence Wealth Management Inc.
|
SELL
|
- |
-236Closed |
$43.1K - $54.2K
|
0
$0
|
|
Apr 28, 2022
Q1 2022
|
Ckw Financial Group
|
SELL
|
- |
-147Closed |
$26.9K - $33.8K
|
0
$0
|
|
Apr 13, 2022
Q1 2022
|
Ford Financial Group, LLC
|
SELL
|
- |
-117Closed |
$21.4K - $26.9K
|
0
$0
|
|
Apr 26, 2022
Q1 2022
|
West End Advisors, LLC
|
SELL
|
- |
-116Closed |
$21.2K - $26.7K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Elmwood Wealth Management, Inc.
|
SELL
|
- |
-110Closed |
$20.1K - $25.3K
|
0
$0
|
|
May 06, 2022
Q1 2022
|
Bivin & Associates, Inc.
Ponca City, OK |
SELL
|
- |
-108- 45.96% |
$19.7K - $24.8K
|
127
$50.5K
|
|
Apr 26, 2022
Q1 2022
|
James Reed Financial Services, Inc.
Cleveland, OH |
SELL
|
- |
-75Closed |
$13.7K - $17.2K
|
0
$0
|
|
May 09, 2022
Q1 2022
|
Rinkey Investments
San Diego, CA |
SELL
|
- |
-54Closed |
$9.87K - $12.4K
|
0
$0
|
|
May 13, 2022
Q1 2022
|
Compton Capital Management Inc
|
SELL
|
- |
-50- 2.22% |
$9.14K - $11.5K
|
2.2K
$874K
|
|
May 16, 2022
Q1 2022
|
Veritas Investment Partners (Uk) Ltd.
London, X0 |
SELL
|
- |
-40Closed |
$7.31K - $9.19K
|
0
$0
|
|
May 10, 2022
Q1 2022
|
Rather & Kittrell, Inc.
Knoxville, TN |
SELL
|
- |
-40Closed |
$7.31K - $9.19K
|
0
$0
|
|
Apr 20, 2022
Q1 2022
|
Leverty Financial Group, LLC
|
SELL
|
- |
-32Closed |
$5.85K - $7.36K
|
0
$0
|
|
Apr 29, 2022
Q1 2022
|
Clearview Wealth Advisors LLC
|
SELL
|
- |
-20Closed |
$3.66K - $4.6K
|
0
$0
|
|
Apr 28, 2022
Q1 2022
|
Aquire Wealth Advisors, LLC
|
SELL
|
- |
-18Closed |
$3.29K - $4.14K
|
0
$0
|