Latest Institutional Sells of Caterpillar Inc (CAT)
This list provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Apr 28, 2022
Q1 2022
|
Aquire Wealth Advisors, LLC
|
SELL
|
- |
-18Closed |
$3.29K - $4.14K
|
0
$0
|
|
May 09, 2022
Q1 2022
|
Proffitt & Goodson Inc
|
SELL
|
- |
-1- 14.29% |
$183 - $230
|
6
$2.43K
|
|
Q4 2021 | |||||||
Feb 08, 2022
Q4 2021
|
Imc Chicago, LLC
|
SELL
|
PUT |
-325KClosed |
$61.3M - $69.5M
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
PUT |
-255K- 64.04% |
$48.1M - $54.5M
|
143K
$58M
|
|
Feb 14, 2022
Q4 2021
|
Amp Capital Investors LTD
Sydney Nsw, C3 |
SELL
|
- |
-155KClosed |
$29.2M - $33.1M
|
0
$0
|
|
Feb 11, 2022
Q4 2021
|
Payden & Rygel
Los Angeles, CA |
SELL
|
- |
-103K- 99.04% |
$19.5M - $22.1M
|
1K
$406K
|
|
Jan 27, 2022
Q4 2021
|
Sea Town Holdings Pte. Ltd.
|
SELL
|
- |
-50KClosed |
$9.45M - $10.7M
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Socorro Asset Management LP
Dallas, TX |
SELL
|
- |
-38.9KClosed |
$7.34M - $8.33M
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Plaisance Capital LLC
Denver, CO |
SELL
|
CALL |
-17.5KClosed |
$3.31M - $3.75M
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Samlyn Capital, LLC
New York, NY |
SELL
|
- |
-12.2KClosed |
$2.3M - $2.61M
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Hap Trading, LLC
New York, NY |
SELL
|
- |
-11.6K- 46.98% |
$2.2M - $2.5M
|
13.1K
$5.33M
|
|
Feb 01, 2022
Q4 2021
|
Eidelman Virant Capital
|
SELL
|
- |
-7.01KClosed |
$1.32M - $1.5M
|
0
$0
|
|
Jan 25, 2022
Q4 2021
|
Deltec Asset Management LLC
|
SELL
|
- |
-6.3KClosed |
$1.19M - $1.35M
|
0
$0
|
|
Feb 02, 2022
Q4 2021
|
Aurora Private Wealth, Inc.
|
SELL
|
- |
-6.02KClosed |
$1.14M - $1.29M
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Enlightenment Research, LLC
Saddle Brook, NJ |
SELL
|
- |
-2.1KClosed |
$397K - $450K
|
0
$0
|
|
Feb 10, 2022
Q4 2021
|
Meristem Family Wealth, LLC
Minnetonka, MN |
SELL
|
- |
-2.01KClosed |
$380K - $431K
|
0
$0
|
|
Feb 18, 2022
Q4 2021
|
Castle Ark Alternatives, LLC
Chicago, IL |
SELL
|
- |
-1.94KClosed |
$367K - $416K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Mirova
Paris, I0 |
SELL
|
- |
-1.58KClosed |
$298K - $338K
|
0
$0
|
|
Jan 27, 2022
Q4 2021
|
Brown Advisory Securities, LLC
|
SELL
|
- |
-1.45KClosed |
$275K - $311K
|
0
$0
|
|
Feb 09, 2022
Q4 2021
|
Ground Swell Capital, LLC
Folly Beach, SC |
SELL
|
- |
-1.26KClosed |
$238K - $270K
|
0
$0
|
|
Feb 09, 2022
Q4 2021
|
Essex Private Wealth Management, LLC
Topsfield, MA |
SELL
|
- |
-1.16KClosed |
$218K - $248K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Ade, LLC
|
SELL
|
- |
-606Closed |
$114K - $130K
|
0
$0
|
|
Feb 11, 2022
Q4 2021
|
Phoenix Wealth Advisors
|
SELL
|
- |
-364Closed |
$68.8K - $78K
|
0
$0
|
|
Apr 21, 2022
Q4 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-272Closed |
$51.4K - $58.3K
|
0
$0
|
|
Feb 15, 2022
Q4 2021
|
Systematic Alpha Investments, LLC
Princeton, NJ |
SELL
|
- |
-157Closed |
$29.7K - $33.6K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Resolute Advisors LLC
|
SELL
|
- |
-122Closed |
$23.1K - $26.1K
|
0
$0
|
|
Jan 28, 2022
Q4 2021
|
Evolution Wealth Advisors, LLC
|
SELL
|
- |
-78Closed |
$14.7K - $16.7K
|
0
$0
|
|
Feb 01, 2022
Q4 2021
|
True Link Financial Advisors, LLC
|
SELL
|
- |
-68Closed |
$12.8K - $14.6K
|
0
$0
|
|
Jan 31, 2022
Q4 2021
|
Carderock Capital Management Inc
|
SELL
|
- |
-50Closed |
$9.45K - $10.7K
|
0
$0
|
|
Jan 28, 2022
Q4 2021
|
Ironwood Financial, LLC
|
SELL
|
- |
-33Closed |
$6.24K - $7.07K
|
0
$0
|
|
Jan 28, 2022
Q4 2021
|
Guidance Point Advisors, LLC
|
SELL
|
- |
-27Closed |
$5.1K - $5.78K
|
0
$0
|
|
Q3 2021 | |||||||
Nov 15, 2021
Q3 2021
|
Southpoint Capital Advisors LP
New York, NY |
SELL
|
- |
-150KClosed |
$28.5M - $33.2M
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Telemark Asset Management, LLC
Boston, MA |
SELL
|
- |
-150KClosed |
$28.5M - $33.2M
|
0
$0
|
|
Oct 13, 2021
Q3 2021
|
Adams Asset Advisors, LLC
|
SELL
|
- |
-44.4KClosed |
$8.43M - $9.85M
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Westfield Capital Management CO LP
Boston, MA |
SELL
|
- |
-39.2KClosed |
$7.45M - $8.7M
|
0
$0
|
|
Oct 14, 2021
Q3 2021
|
Schwab Charitable Fund
|
SELL
|
- |
-27.3KClosed |
$5.18M - $6.04M
|
0
$0
|
|
Nov 05, 2021
Q3 2021
|
Sitrin Capital Management LLC
|
SELL
|
- |
-25.7KClosed |
$4.87M - $5.69M
|
0
$0
|
|
Nov 10, 2021
Q3 2021
|
Bp PLC
|
SELL
|
- |
-12.2KClosed |
$2.32M - $2.71M
|
0
$0
|
|
Oct 27, 2021
Q3 2021
|
Adams Diversified Equity Fund, Inc.
|
SELL
|
- |
-11.7K- 9.23% |
$2.22M - $2.59M
|
115K
$46.7M
|
|
Nov 01, 2021
Q3 2021
|
Black Swift Group, LLC
Boulder, CO |
SELL
|
- |
-11KClosed |
$2.09M - $2.44M
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Advent Capital Management
New York, NY |
SELL
|
- |
-10.5KClosed |
$1.99M - $2.33M
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Lee Capital Holdings LLC
New York, NY |
SELL
|
- |
-10KClosed |
$1.9M - $2.22M
|
0
$0
|
|
Jan 25, 2022
Q3 2021
|
Fulcrum Equity Management
|
SELL
|
- |
-6.53KClosed |
$1.24M - $1.45M
|
0
$0
|
|
Nov 03, 2021
Q3 2021
|
New World Advisors LLC
Hingham, MA |
SELL
|
- |
-5.96KClosed |
$1.13M - $1.32M
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Claybrook Capital, LLC
|
SELL
|
- |
-5.28KClosed |
$1M - $1.17M
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Precept Management LLC
Dallas, TX |
SELL
|
- |
-5KClosed |
$949K - $1.11M
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Glaxis Capital Management, LLC
Sarasota, FL |
SELL
|
- |
-5KClosed |
$949K - $1.11M
|
0
$0
|
|
Oct 14, 2021
Q3 2021
|
Campbell Capital Management Inc
|
SELL
|
- |
-4.08KClosed |
$775K - $904K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Bellwether Advisors, LLC
|
SELL
|
- |
-3.02K- 97.86% |
$574K - $670K
|
66
$26.8K
|
|
Oct 22, 2021
Q3 2021
|
Private Advisory Group LLC
Redmond, WA |
SELL
|
- |
-2.8KClosed |
$531K - $620K
|
0
$0
|