Latest Institutional Sells of Caterpillar Inc (CAT)
This list provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 14, 2019
Q3 2019
|
Covenant Partners, LLC
|
SELL
|
- |
-3.04KClosed |
$344K - $424K
|
0
$0
|
|
Nov 14, 2019
Q3 2019
|
High Vista Strategies LLC
Boston, MA |
SELL
|
- |
-2.1KClosed |
$238K - $293K
|
0
$0
|
|
Nov 13, 2019
Q3 2019
|
Affinity Wealth Management LLC
Wilmington, DE |
SELL
|
- |
-1.61KClosed |
$182K - $225K
|
0
$0
|
|
Nov 14, 2019
Q3 2019
|
Bienville Capital Management, LLC
New York, NY |
SELL
|
- |
-1.22K- 37.81% |
$138K - $170K
|
2K
$781K
|
|
Nov 12, 2019
Q3 2019
|
Amica Retiree Medical Trust
|
SELL
|
- |
-1.19KClosed |
$135K - $166K
|
0
$0
|
|
Nov 12, 2019
Q3 2019
|
Silvant Capital Management LLC
|
SELL
|
- |
-237- 18.05% |
$26.9K - $33.1K
|
1.08K
$420K
|
|
Nov 01, 2019
Q3 2019
|
Sharkey, Howes & Javer
|
SELL
|
- |
-100Closed |
$11.3K - $14K
|
0
$0
|
|
Nov 07, 2019
Q3 2019
|
Blackhill Capital Inc
Morristown, NJ |
SELL
|
- |
-5- 0.01% |
$567 - $698
|
60K
$23.4M
|
|
Q2 2019 | |||||||
Aug 14, 2019
Q2 2019
|
Discovery Capital Management, LLC
South Norwalk, CT |
SELL
|
- |
-423KClosed |
$50.7M - $60.6M
|
0
$0
|
|
Jul 05, 2019
Q2 2019
|
Verde Servicos Internacionais S.A.
Sao Paulo, D5 |
SELL
|
- |
-18KClosed |
$2.15M - $2.57M
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Otter Creek Advisors, LLC
Palm Beach Gardens, FL |
SELL
|
PUT |
-15.9KClosed |
$1.9M - $2.28M
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Atom Investors LP
Austin, TX |
SELL
|
- |
-7.36KClosed |
$882K - $1.06M
|
0
$0
|
|
Aug 12, 2019
Q2 2019
|
Cmc Financial Group
Atlanta, GA |
SELL
|
- |
-5.57KClosed |
$667K - $798K
|
0
$0
|
|
Aug 12, 2019
Q2 2019
|
Shepherd Kaplan Krochuk, LLC
Boston, MA |
SELL
|
- |
-4KClosed |
$479K - $573K
|
0
$0
|
|
Jul 09, 2019
Q2 2019
|
Supplemental Annuity Collective Trust Of Nj
|
SELL
|
- |
-3K- 50.0% |
$359K - $430K
|
3K
$1.17M
|
|
Mar 11, 2024
Q2 2019
|
Hobart Private Capital, LLC
Charlotte, NC |
SELL
|
- |
-2.68KClosed |
$321K - $384K
|
0
$0
|
|
Jul 26, 2019
Q2 2019
|
Aevitas Wealth Management, Inc.
|
SELL
|
- |
-1.77KClosed |
$212K - $254K
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Marathon Trading Investment Management LLC
Radnor, PA |
SELL
|
- |
-1.7KClosed |
$204K - $244K
|
0
$0
|
|
Jul 24, 2019
Q2 2019
|
Sterling Investment Management, LLC
|
SELL
|
- |
-1.61KClosed |
$193K - $231K
|
0
$0
|
|
Aug 13, 2019
Q2 2019
|
Renaissance Group LLC
Covington, KY |
SELL
|
- |
-1.53KClosed |
$183K - $219K
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
CALL |
-900- 90.0% |
$108K - $129K
|
100
$39.1K
|
|
Aug 12, 2019
Q2 2019
|
Bruderman Asset Management, LLC
Locust Valley, NY |
SELL
|
- |
-660Closed |
$79.1K - $94.6K
|
0
$0
|
|
Aug 13, 2019
Q2 2019
|
R Pg Family Wealth Advisory, LLC
Burlington, MA |
SELL
|
- |
-580Closed |
$69.5K - $83.1K
|
0
$0
|
|
Jul 10, 2019
Q2 2019
|
Kwmg, LLC
|
SELL
|
- |
-500Closed |
$59.9K - $71.7K
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Israel Discount Bank Of New York
New York, NY |
SELL
|
- |
-158Closed |
$18.9K - $22.7K
|
0
$0
|
|
Q1 2019 | |||||||
May 15, 2019
Q1 2019
|
683 Capital Management, LLC
New York, NY |
SELL
|
PUT |
-75KClosed |
$9.11M - $10.6M
|
0
$0
|
|
Apr 25, 2019
Q1 2019
|
Rosenblum Silverman Sutton S F Inc
San Francisco, CA |
SELL
|
- |
-44KClosed |
$5.35M - $6.22M
|
0
$0
|
|
May 09, 2019
Q1 2019
|
Arnhold LLC
|
SELL
|
- |
-26.1KClosed |
$3.17M - $3.69M
|
0
$0
|
|
May 15, 2019
Q1 2019
|
Q Global Advisors, LLC
Fort Worth, TX |
SELL
|
- |
-25.6KClosed |
$3.12M - $3.63M
|
0
$0
|
|
May 15, 2019
Q1 2019
|
Alight Capital Management LP
New York, NY |
SELL
|
- |
-20KClosed |
$2.43M - $2.83M
|
0
$0
|
|
May 10, 2019
Q1 2019
|
Park Circle CO
|
SELL
|
- |
-5KClosed |
$608K - $707K
|
0
$0
|
|
May 15, 2019
Q1 2019
|
Diametric Capital, LP
Boston, MA |
SELL
|
- |
-4.32KClosed |
$525K - $610K
|
0
$0
|
|
Apr 24, 2019
Q1 2019
|
Hms Capital Management, LLC
|
SELL
|
- |
-2.9KClosed |
$352K - $410K
|
0
$0
|
|
May 01, 2019
Q1 2019
|
Villere St Denis J & CO LLC
|
SELL
|
- |
-2.15KClosed |
$261K - $304K
|
0
$0
|
|
May 03, 2019
Q1 2019
|
Elite Wealth Management, Inc.
|
SELL
|
- |
-1.99KClosed |
$242K - $282K
|
0
$0
|
|
May 07, 2019
Q1 2019
|
Spark Investment Management LLC
New York, NY |
SELL
|
- |
-1.7KClosed |
$207K - $240K
|
0
$0
|
|
May 15, 2019
Q1 2019
|
Driehaus Capital Management LLC
Chicago, IL |
SELL
|
- |
-1.66KClosed |
$201K - $234K
|
0
$0
|
|
May 06, 2019
Q1 2019
|
American Investment Services, Inc.
|
SELL
|
- |
-1.63KClosed |
$198K - $230K
|
0
$0
|
|
Apr 30, 2019
Q1 2019
|
Litman Gregory Wealth Management LLC
|
SELL
|
- |
-600Closed |
$72.9K - $84.8K
|
0
$0
|
|
Apr 24, 2019
Q1 2019
|
Exane Derivatives
|
SELL
|
PUT |
-465Closed |
$56.5K - $65.8K
|
0
$0
|
|
May 16, 2019
Q1 2019
|
Wealthpoint, LLC
|
SELL
|
- |
-187Closed |
$22.7K - $26.4K
|
0
$0
|
|
May 07, 2019
Q1 2019
|
Jackson, Grant Investment Advisers, Inc.
|
SELL
|
- |
-26Closed |
$3.16K - $3.68K
|
0
$0
|
|
Jun 03, 2019
Q1 2019
|
Lake Point Wealth Management
|
SELL
|
- |
-21- 1.33% |
$2.55K - $2.97K
|
1.56K
$608K
|
|
Q4 2018 | |||||||
Feb 14, 2019
Q4 2018
|
Suvretta Capital Management, LLC
New York, NY |
SELL
|
- |
-1.27MClosed |
$143M - $201M
|
0
$0
|
|
Feb 13, 2019
Q4 2018
|
Lodge Hill Capital, LLC
New York, NY |
SELL
|
CALL |
-212K- 33.83% |
$23.8M - $33.5M
|
414K
$162M
|
|
Feb 14, 2019
Q4 2018
|
Highbridge Capital Management LLC
New York, NY |
SELL
|
- |
-27.3KClosed |
$3.07M - $4.33M
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Liberty Mutual Group Asset Management Inc.
Boston, MA |
SELL
|
- |
-23.9KClosed |
$2.68M - $3.78M
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Cushing Asset Management, LP
Dallas, TX |
SELL
|
- |
-12KClosed |
$1.35M - $1.9M
|
0
$0
|
|
Feb 11, 2019
Q4 2018
|
Roof Eidam & Maycock
|
SELL
|
- |
-11.4KClosed |
$1.28M - $1.8M
|
0
$0
|
|
Feb 12, 2019
Q4 2018
|
Artisan Partners Limited Partnership
Milwaukee, WI |
SELL
|
PUT |
-8KClosed |
$899K - $1.27M
|
0
$0
|