Latest Institutional Sells of Caterpillar Inc (CAT)
This list provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2018
Q2 2018
|
Graticule Asia Macro Advisors LLC
New York, NY |
SELL
|
PUT |
-20KClosed |
$2.69M - $3.18M
|
0
$0
|
|
|
Apr 05, 2024
Q2 2018
|
E. Ohman J:Or Asset Management Ab
Stockholm, V7 |
SELL
|
- |
-13.2KClosed |
$1.78M - $2.1M
|
0
$0
|
|
|
Jul 26, 2018
Q2 2018
|
Sheets Smith Wealth Management
|
SELL
|
- |
-2.6KClosed |
$350K - $413K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Koch Industries Inc
Wichita, KS |
SELL
|
- |
-2.43KClosed |
$328K - $387K
|
0
$0
|
|
|
Jul 23, 2018
Q2 2018
|
Brave Asset Management Inc
|
SELL
|
- |
-1.53KClosed |
$206K - $244K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Sage Capital Advisors,Llc
|
SELL
|
- |
-1.46KClosed |
$196K - $231K
|
0
$0
|
|
|
Aug 06, 2018
Q2 2018
|
Bowling Portfolio Management LLC
|
SELL
|
- |
-1.42KClosed |
$191K - $226K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Highbridge Capital Management LLC
New York, NY |
SELL
|
PUT |
-500- 22.73% |
$67.3K - $79.5K
|
1.7K
$668K
|
|
|
Aug 16, 2018
Q2 2018
|
Clearwater Capital Advisors, LLC
|
SELL
|
- |
-340Closed |
$45.8K - $54K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
All Square Wealth Management LLC
Albany, NY |
SELL
|
- |
-215- 32.43% |
$28.9K - $34.2K
|
448
$176K
|
|
|
Aug 01, 2018
Q2 2018
|
Hoertkorn Richard Charles
|
SELL
|
- |
-100Closed |
$13.5K - $15.9K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 15, 2018
Q1 2018
|
Blue Rock Advisors, LLC
Wayzata, MN |
SELL
|
- |
-11.2KClosed |
$1.62M - $1.91M
|
0
$0
|
|
|
May 08, 2018
Q1 2018
|
Pictet North America Advisors Sa
|
SELL
|
- |
-7KClosed |
$1.01M - $1.2M
|
0
$0
|
|
|
May 02, 2018
Q1 2018
|
Bell & Brown Wealth Advisors, LLC
|
SELL
|
- |
-6.93KClosed |
$1M - $1.18M
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Sovarnum Capital L.P.
New York, NY |
SELL
|
- |
-5.5KClosed |
$794K - $940K
|
0
$0
|
|
|
May 10, 2018
Q1 2018
|
Gator Capital Management, LLC
|
SELL
|
- |
-5.1KClosed |
$736K - $872K
|
0
$0
|
|
|
May 16, 2018
Q1 2018
|
Tuttle Capital Management, LLC
|
SELL
|
- |
-4.92KClosed |
$709K - $840K
|
0
$0
|
|
|
Apr 18, 2018
Q1 2018
|
Us Advisors Wealth Management, LLC
Eden Prairie, MN |
SELL
|
- |
-2.64KClosed |
$381K - $452K
|
0
$0
|
|
|
Apr 24, 2018
Q1 2018
|
Parkwood LLC
Cleveland, OH |
SELL
|
- |
-1.63KClosed |
$235K - $279K
|
0
$0
|
|
|
Apr 23, 2018
Q1 2018
|
Iron Financial, LLC
|
SELL
|
- |
-1.58KClosed |
$228K - $270K
|
0
$0
|
|
|
May 11, 2018
Q1 2018
|
Nikulski Financial, Inc.
|
SELL
|
- |
-1.35KClosed |
$195K - $230K
|
0
$0
|
|
|
May 11, 2018
Q1 2018
|
Tom Russo
Gardner Russo & Quinn LLC
|
SELL
|
- |
-650Closed |
$93.8K - $111K
|
0
$0
|
|
|
May 16, 2018
Q1 2018
|
Highlander Capital Management, LLC
Short Hills, NJ |
SELL
|
- |
-500Closed |
$72.1K - $85.4K
|
0
$0
|
|
|
Apr 25, 2018
Q1 2018
|
Liberty Capital Management, Inc.
|
SELL
|
- |
-130Closed |
$18.8K - $22.2K
|
0
$0
|
|
|
May 02, 2018
Q1 2018
|
Fusion Family Wealth LLC
|
SELL
|
- |
-107Closed |
$15.4K - $18.3K
|
0
$0
|
|
|
Apr 16, 2018
Q1 2018
|
Santori & Peters, Inc.
|
SELL
|
- |
-99Closed |
$14.3K - $16.9K
|
0
$0
|
|
|
Apr 30, 2018
Q1 2018
|
James Hambro & Partners
|
SELL
|
- |
-25- 50.0% |
$3.61K - $4.27K
|
25
$9.83K
|
|
| Q4 2017 | |||||||
|
Feb 01, 2018
Q4 2017
|
Nationwide Fund Advisors
|
SELL
|
- |
-287KClosed |
$35.8M - $45.5M
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Caxton Associates LP
New York, NY |
SELL
|
PUT |
-50KClosed |
$6.24M - $7.92M
|
0
$0
|
|
|
Jan 30, 2018
Q4 2017
|
Bedrijfstakpensioenfonds Voor De Media Pno
|
SELL
|
- |
-27.2KClosed |
$3.39M - $4.31M
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Bontempo Ohly Capital Mgmt LLC
Bethesda, MD |
SELL
|
- |
-24.8KClosed |
$3.09M - $3.92M
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Cushing Asset Management, LP
Dallas, TX |
SELL
|
PUT |
-24KClosed |
$2.99M - $3.8M
|
0
$0
|
|
|
Feb 13, 2018
Q4 2017
|
Nippon Life Insurance CO
|
SELL
|
- |
-23.9KClosed |
$2.98M - $3.79M
|
0
$0
|
|
|
Feb 02, 2018
Q4 2017
|
Trellus Management Company, LLC
|
SELL
|
PUT |
-10KClosed |
$1.25M - $1.58M
|
0
$0
|
|
|
Feb 07, 2018
Q4 2017
|
Buckhead Capital Management LLC
|
SELL
|
- |
-6.13KClosed |
$764K - $970K
|
0
$0
|
|
|
Feb 05, 2018
Q4 2017
|
Summit Financial Wealth Advisors, LLC
|
SELL
|
- |
-2.67KClosed |
$332K - $422K
|
0
$0
|
|
|
Feb 06, 2018
Q4 2017
|
Nat West Group PLC
|
SELL
|
- |
-2.35KClosed |
$293K - $372K
|
0
$0
|
|
|
Feb 12, 2018
Q4 2017
|
American Beacon Advisors, Inc.
|
SELL
|
- |
-663Closed |
$82.7K - $105K
|
0
$0
|
|
|
Feb 09, 2018
Q4 2017
|
Mcia Inc
|
SELL
|
- |
-620Closed |
$77.3K - $98.2K
|
0
$0
|
|
|
Feb 02, 2018
Q4 2017
|
Redmond Asset Management, LLC
Henrico, VA |
SELL
|
- |
-326- 17.01% |
$40.7K - $51.6K
|
1.59K
$625K
|
|
| Q3 2017 | |||||||
|
Oct 18, 2017
Q3 2017
|
Montrusco Bolton Investments Inc.
Montreal, A8 |
SELL
|
- |
-1.32KClosed |
$148K - $165K
|
0
$0
|
|
| Q4 2016 | |||||||
|
Feb 08, 2017
Q4 2016
|
David Katz
Matrix Asset Advisors Inc
|
SELL
|
- |
-119KClosed |
N/A
|
0
$0
|
|