Latest Institutional Sells of Caterpillar Inc (CAT)
This list provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 17, 2019
Q4 2018
|
O'Brien Wealth Partners LLC
|
SELL
|
- |
-145Closed |
$16.3K - $22.9K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Signature Wealth Management Group
|
SELL
|
- |
-108Closed |
$12.1K - $17.1K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Kingdon Capital Management, L.L.C.
New York, NY |
SELL
|
CALL |
-350KClosed |
$46.2M - $54.7M
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Ninety One Uk LTD
London, X0 |
SELL
|
- |
-39.9KClosed |
$5.27M - $6.24M
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Kepos Capital LP
New York, NY |
SELL
|
- |
-35.4KClosed |
$4.67M - $5.54M
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Unigestion Holding Sa
|
SELL
|
- |
-24.3KClosed |
$3.21M - $3.81M
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
William Blair Investment Management, LLC
Chicago, IL |
SELL
|
- |
-23.3KClosed |
$3.07M - $3.64M
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Mader & Shannon Wealth Management, Inc.
|
SELL
|
- |
-14.1KClosed |
$1.87M - $2.21M
|
0
$0
|
|
|
Nov 16, 2018
Q3 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-12.1KClosed |
$1.6M - $1.9M
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Spring Creek Capital LLC
Wichita, KS |
SELL
|
- |
-9.88KClosed |
$1.3M - $1.54M
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Cavalier Investments, LLC
|
SELL
|
- |
-7.6KClosed |
$1M - $1.19M
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Fuller & Thaler Asset Management, Inc.
San Mateo, CA |
SELL
|
- |
-3.5KClosed |
$462K - $547K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Telemetry Investments, L.L.C.
New York, NY |
SELL
|
- |
-2.49KClosed |
$329K - $389K
|
0
$0
|
|
|
Nov 15, 2018
Q3 2018
|
Cumberland Partners LTD
Toronto, A6 |
SELL
|
- |
-2.49KClosed |
$328K - $389K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
B. Riley Financial, Inc.
Los Angeles, CA |
SELL
|
- |
-1.91KClosed |
$252K - $298K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Apriem Advisors
Irvine, CA |
SELL
|
- |
-589Closed |
$77.8K - $92.1K
|
0
$0
|
|
|
Nov 16, 2018
Q3 2018
|
Exane Asset Management
|
SELL
|
- |
-410Closed |
$54.1K - $64.1K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Poehling Capital Management, Inc.
Madison, WI |
SELL
|
- |
-300Closed |
$39.6K - $46.9K
|
0
$0
|
|
|
Nov 16, 2018
Q3 2018
|
Nine Masts Capital LTD
|
SELL
|
PUT |
-250Closed |
$33K - $39.1K
|
0
$0
|
|
|
Oct 19, 2018
Q3 2018
|
Portfolio Strategies, Inc.
|
SELL
|
- |
-78Closed |
$10.3K - $12.2K
|
0
$0
|
|
|
Dec 19, 2019
Q3 2018
|
Rothschild & CO Wealth Management Uk LTD
|
SELL
|
- |
-64Closed |
$8.45K - $10K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Midwest Professional Planners, Ltd.
Wausau, WI |
SELL
|
- |
-27Closed |
$3.56K - $4.22K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 10, 2018
Q2 2018
|
Artal Group S.A.
Luxembourg, N4 |
SELL
|
CALL |
-200KClosed |
$26.9M - $31.8M
|
0
$0
|
|
|
Aug 01, 2018
Q2 2018
|
Mufg Securities Emea PLC
London, X0 |
SELL
|
PUT |
-50K- 54.35% |
$6.73M - $7.95M
|
42K
$16.7M
|
|
|
Aug 14, 2018
Q2 2018
|
Arbiter Partners Capital Management LLC
New York, NY |
SELL
|
PUT |
-30KClosed |
$4.04M - $4.77M
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Graticule Asia Macro Advisors LLC
New York, NY |
SELL
|
PUT |
-20KClosed |
$2.69M - $3.18M
|
0
$0
|
|
|
Apr 05, 2024
Q2 2018
|
E. Ohman J:Or Asset Management Ab
Stockholm, V7 |
SELL
|
- |
-13.2KClosed |
$1.78M - $2.1M
|
0
$0
|
|
|
Jul 26, 2018
Q2 2018
|
Sheets Smith Wealth Management
|
SELL
|
- |
-2.6KClosed |
$350K - $413K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Koch Industries Inc
Wichita, KS |
SELL
|
- |
-2.43KClosed |
$328K - $387K
|
0
$0
|
|
|
Jul 23, 2018
Q2 2018
|
Brave Asset Management Inc
|
SELL
|
- |
-1.53KClosed |
$206K - $244K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Sage Capital Advisors,Llc
|
SELL
|
- |
-1.46KClosed |
$196K - $231K
|
0
$0
|
|
|
Aug 06, 2018
Q2 2018
|
Bowling Portfolio Management LLC
|
SELL
|
- |
-1.42KClosed |
$191K - $226K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Highbridge Capital Management LLC
New York, NY |
SELL
|
PUT |
-500- 22.73% |
$67.3K - $79.5K
|
1.7K
$676K
|
|
|
Aug 16, 2018
Q2 2018
|
Clearwater Capital Advisors, LLC
|
SELL
|
- |
-340Closed |
$45.8K - $54K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
All Square Wealth Management LLC
Albany, NY |
SELL
|
- |
-215- 32.43% |
$28.9K - $34.2K
|
448
$178K
|
|
|
Aug 01, 2018
Q2 2018
|
Hoertkorn Richard Charles
|
SELL
|
- |
-100Closed |
$13.5K - $15.9K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 15, 2018
Q1 2018
|
Blue Rock Advisors, LLC
Wayzata, MN |
SELL
|
- |
-11.2KClosed |
$1.62M - $1.91M
|
0
$0
|
|
|
May 08, 2018
Q1 2018
|
Pictet North America Advisors Sa
|
SELL
|
- |
-7KClosed |
$1.01M - $1.2M
|
0
$0
|
|
|
May 02, 2018
Q1 2018
|
Bell & Brown Wealth Advisors, LLC
|
SELL
|
- |
-6.93KClosed |
$1M - $1.18M
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Sovarnum Capital L.P.
New York, NY |
SELL
|
- |
-5.5KClosed |
$794K - $940K
|
0
$0
|
|
|
May 10, 2018
Q1 2018
|
Gator Capital Management, LLC
|
SELL
|
- |
-5.1KClosed |
$736K - $872K
|
0
$0
|
|
|
May 16, 2018
Q1 2018
|
Tuttle Capital Management, LLC
|
SELL
|
- |
-4.92KClosed |
$709K - $840K
|
0
$0
|
|
|
Apr 18, 2018
Q1 2018
|
Us Advisors Wealth Management, LLC
Eden Prairie, MN |
SELL
|
- |
-2.64KClosed |
$381K - $452K
|
0
$0
|
|
|
Apr 24, 2018
Q1 2018
|
Parkwood LLC
Cleveland, OH |
SELL
|
- |
-1.63KClosed |
$235K - $279K
|
0
$0
|
|
|
Apr 23, 2018
Q1 2018
|
Iron Financial, LLC
|
SELL
|
- |
-1.58KClosed |
$228K - $270K
|
0
$0
|
|
|
May 11, 2018
Q1 2018
|
Nikulski Financial, Inc.
|
SELL
|
- |
-1.35KClosed |
$195K - $230K
|
0
$0
|
|
|
May 11, 2018
Q1 2018
|
Tom Russo
Gardner Russo & Quinn LLC
|
SELL
|
- |
-650Closed |
$93.8K - $111K
|
0
$0
|
|
|
May 16, 2018
Q1 2018
|
Highlander Capital Management, LLC
Short Hills, NJ |
SELL
|
- |
-500Closed |
$72.1K - $85.4K
|
0
$0
|
|
|
Apr 25, 2018
Q1 2018
|
Liberty Capital Management, Inc.
|
SELL
|
- |
-130Closed |
$18.8K - $22.2K
|
0
$0
|
|
|
May 02, 2018
Q1 2018
|
Fusion Family Wealth LLC
|
SELL
|
- |
-107Closed |
$15.4K - $18.3K
|
0
$0
|
|