Latest Institutional Sells of Caterpillar Inc (CAT)
This list provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 12, 2020
Q3 2020
|
Alpine Global Management, LLC
New York, NY |
SELL
|
- |
-3.77KClosed |
$474K - $581K
|
0
$0
|
|
Nov 04, 2020
Q3 2020
|
Dc Investments Management, LLC
Mclean, VA |
SELL
|
- |
-2.55KClosed |
$320K - $392K
|
0
$0
|
|
Nov 06, 2020
Q3 2020
|
Roffman Miller Associates Inc
Philadelphia, PA |
SELL
|
- |
-1.94KClosed |
$243K - $298K
|
0
$0
|
|
Nov 03, 2020
Q3 2020
|
Berkeley Capital Partners, LLC
|
SELL
|
- |
-1.9KClosed |
$238K - $292K
|
0
$0
|
|
Oct 19, 2020
Q3 2020
|
Violich Capital Management, Inc.
|
SELL
|
- |
-1.83KClosed |
$229K - $281K
|
0
$0
|
|
Oct 13, 2020
Q3 2020
|
Domani Wealth, LLC
|
SELL
|
- |
-1.79KClosed |
$225K - $275K
|
0
$0
|
|
Oct 15, 2020
Q3 2020
|
Asio Capital, LLC
|
SELL
|
- |
-425Closed |
$53.4K - $65.4K
|
0
$0
|
|
Nov 16, 2020
Q3 2020
|
Deep Currents Investment Group LLC
New York, NY |
SELL
|
- |
-233Closed |
$29.3K - $35.9K
|
0
$0
|
|
Oct 08, 2020
Q3 2020
|
Engrave Wealth Partners LLC
|
SELL
|
- |
-172Closed |
$21.6K - $26.5K
|
0
$0
|
|
Nov 10, 2020
Q3 2020
|
Blue Square Asset Management, LLC
New York, NY |
SELL
|
- |
-100Closed |
$12.6K - $15.4K
|
0
$0
|
|
Nov 02, 2020
Q3 2020
|
Campbell Wealth Management
|
SELL
|
- |
-100Closed |
$12.6K - $15.4K
|
0
$0
|
|
Nov 17, 2020
Q3 2020
|
Cribstone Capital Management, LLC
Augusta, ME |
SELL
|
- |
-16Closed |
$2.01K - $2.46K
|
0
$0
|
|
Nov 09, 2020
Q3 2020
|
Harvest Group Wealth Management, LLC
|
SELL
|
- |
-15Closed |
$1.89K - $2.31K
|
0
$0
|
|
Q2 2020 | |||||||
Aug 14, 2020
Q2 2020
|
Electron Capital Partners, LLC
New York, NY |
SELL
|
- |
-87.7KClosed |
$9.16M - $12.1M
|
0
$0
|
|
Aug 04, 2020
Q2 2020
|
Rpg Investment Advisory, LLC
|
SELL
|
- |
-46KClosed |
$4.81M - $6.34M
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Cinctive Capital Management LP
New York, NY |
SELL
|
- |
-22.4KClosed |
$2.34M - $3.08M
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Hite Hedge Asset Management LLC
Quincy, MA |
SELL
|
- |
-20.5KClosed |
$2.14M - $2.83M
|
0
$0
|
|
Jul 06, 2020
Q2 2020
|
Municipal Employees' Retirement System Of Michigan
|
SELL
|
- |
-13.1KClosed |
$1.37M - $1.8M
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Kettle Hill Capital Management, LLC
New York, NY |
SELL
|
- |
-12.6KClosed |
$1.31M - $1.73M
|
0
$0
|
|
Aug 10, 2020
Q2 2020
|
Royal Harbor Partners, LLC
|
SELL
|
- |
-11KClosed |
$1.15M - $1.51M
|
0
$0
|
|
Aug 24, 2020
Q2 2020
|
Aurora Investment Counsel
Atlanta, GA |
SELL
|
- |
-10.6KClosed |
$1.1M - $1.45M
|
0
$0
|
|
Aug 11, 2020
Q2 2020
|
Jackson Hole Capital Partners, LLC
|
SELL
|
- |
-8.29KClosed |
$866K - $1.14M
|
0
$0
|
|
Jul 29, 2020
Q2 2020
|
Eagle Ridge Investment Management
|
SELL
|
- |
-3.53KClosed |
$369K - $487K
|
0
$0
|
|
Sep 11, 2020
Q2 2020
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-3.42KClosed |
$358K - $472K
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
U S Global Investors Inc
San Antonio, TX |
SELL
|
- |
-3.03KClosed |
$316K - $417K
|
0
$0
|
|
Jul 15, 2020
Q2 2020
|
Augustine Asset Management Inc
|
SELL
|
- |
-2.34KClosed |
$244K - $322K
|
0
$0
|
|
Aug 10, 2020
Q2 2020
|
Hgk Asset Management Inc
|
SELL
|
- |
-2.17KClosed |
$227K - $299K
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
Nat Simons
Meritage Group LP | San Francisco, Ca
|
SELL
|
- |
-2.16KClosed |
$225K - $297K
|
0
$0
|
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-794- 19.03% |
$83K - $109K
|
3.38K
$1.34M
|
|
May 10, 2021
Q2 2020
|
Vaughan & CO Securities, Inc.
|
SELL
|
- |
-150Closed |
$15.7K - $20.7K
|
0
$0
|
|
Jul 15, 2020
Q2 2020
|
Enterprise Trust & Investment CO
|
SELL
|
- |
-50Closed |
$5.22K - $6.89K
|
0
$0
|
|
Aug 03, 2020
Q2 2020
|
Paragon Capital Management LLC
Overland Park, KS |
SELL
|
- |
-30Closed |
$3.13K - $4.13K
|
0
$0
|
|
Aug 10, 2020
Q2 2020
|
Newfound Research LLC
|
SELL
|
- |
-1Closed |
$104 - $138
|
0
$0
|
|
Q1 2020 | |||||||
Apr 23, 2020
Q1 2020
|
Sadoff Investment Management LLC
|
SELL
|
- |
-303KClosed |
$27.8M - $45.6M
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Corvex Management LP
New York, NY |
SELL
|
CALL |
-250KClosed |
$23M - $37.6M
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Crawford Lake Capital Management, LLC
Lakewood, NJ |
SELL
|
CALL |
-231KClosed |
$21.2M - $34.8M
|
0
$0
|
|
May 12, 2020
Q1 2020
|
Quinn Opportunity Partners LLC
Charlottesville, VA |
SELL
|
- |
-100KClosed |
$9.19M - $15.1M
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Luminus Management LLC
Houston, TX |
SELL
|
- |
-61.5KClosed |
$5.64M - $9.25M
|
0
$0
|
|
May 12, 2020
Q1 2020
|
Bedell Frazier Investment Counseling, LLC
|
SELL
|
- |
-49.2KClosed |
$4.52M - $7.41M
|
0
$0
|
|
May 08, 2020
Q1 2020
|
Mandatum Life Insurance CO LTD
|
SELL
|
- |
-43.1KClosed |
$3.96M - $6.48M
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Bronson Point Management LLC
Fairfield, CT |
SELL
|
- |
-28KClosed |
$2.57M - $4.21M
|
0
$0
|
|
May 07, 2020
Q1 2020
|
Aptus Capital Advisors, LLC
|
SELL
|
PUT |
-21.6KClosed |
$1.98M - $3.25M
|
0
$0
|
|
Apr 29, 2020
Q1 2020
|
Harvey Capital Management Inc
|
SELL
|
- |
-21KClosed |
$1.92M - $3.15M
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Highland Capital Management Fund Advisors, L.P.
Dallas, TX |
SELL
|
- |
-14KClosed |
$1.29M - $2.11M
|
0
$0
|
|
May 12, 2020
Q1 2020
|
Cna Financial Corp
Chicago, IL |
SELL
|
- |
-9.21KClosed |
$845K - $1.39M
|
0
$0
|
|
May 05, 2020
Q1 2020
|
Stone Ridge Asset Management LLC
|
SELL
|
- |
-6.68KClosed |
$613K - $1.01M
|
0
$0
|
|
May 28, 2020
Q1 2020
|
Hellman Jordan Management CO Inc
Quincy, MA |
SELL
|
- |
-6.52KClosed |
$598K - $981K
|
0
$0
|
|
May 14, 2020
Q1 2020
|
Athanor Capital, LP
New York, NY |
SELL
|
- |
-6.1KClosed |
$560K - $918K
|
0
$0
|
|
Apr 21, 2020
Q1 2020
|
Beaumont Asset Management, L.L.C.
|
SELL
|
- |
-5.74KClosed |
$527K - $864K
|
0
$0
|
|
Apr 20, 2020
Q1 2020
|
Advisors Preferred, LLC
Rockville, MD |
SELL
|
- |
-4.53KClosed |
$416K - $682K
|
0
$0
|