Latest Institutional Sells of Caterpillar Inc (CAT)
This list provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 05, 2021
Q2 2021
|
Allred Capital Management, LLC
Dallas, TX |
SELL
|
- |
-484Closed |
$101K - $118K
|
0
$0
|
|
Jul 23, 2021
Q2 2021
|
Lederer & Associates Investment Counsel
Long Beach, CA |
SELL
|
- |
-360Closed |
$75.2K - $88.1K
|
0
$0
|
|
Aug 10, 2021
Q2 2021
|
Sun Life Financial Inc
Toronto, A6 |
SELL
|
- |
-317Closed |
$66.2K - $77.6K
|
0
$0
|
|
Aug 16, 2021
Q2 2021
|
Wealthcare Capital Management LLC
Richmond, VA |
SELL
|
- |
-278Closed |
$58.1K - $68.1K
|
0
$0
|
|
Aug 03, 2021
Q2 2021
|
Sage Financial Management Group, Inc.
|
SELL
|
- |
-276Closed |
$57.6K - $67.6K
|
0
$0
|
|
Aug 06, 2021
Q2 2021
|
Baron Financial Group, LLC
Fair Lawn, NJ |
SELL
|
- |
-50- 12.5% |
$10.4K - $12.2K
|
350
$139K
|
|
Jul 22, 2021
Q2 2021
|
Rba Wealth Management, LLC
|
SELL
|
- |
-35Closed |
$7.31K - $8.57K
|
0
$0
|
|
Aug 02, 2021
Q2 2021
|
Regal Wealth Group, Inc.
|
SELL
|
- |
-21Closed |
$4.39K - $5.14K
|
0
$0
|
|
Q1 2021 | |||||||
May 14, 2021
Q1 2021
|
Mason Street Advisors, LLC
Milwaukee, WI |
SELL
|
- |
-74.9KClosed |
$13.5M - $17.5M
|
0
$0
|
|
May 10, 2021
Q1 2021
|
Summit Wealth & Retirement Planning, Inc.
|
SELL
|
- |
-17.6KClosed |
$3.18M - $4.11M
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Intrinsic Edge Capital Management LLC
Chicago, IL |
SELL
|
- |
-8.9KClosed |
$1.61M - $2.08M
|
0
$0
|
|
May 06, 2021
Q1 2021
|
Estate Counselors, LLC
|
SELL
|
- |
-6.13K- 95.29% |
$1.11M - $1.43M
|
303
$120K
|
|
May 17, 2021
Q1 2021
|
Kemnay Advisory Services Inc.
New York, NY |
SELL
|
- |
-4.62KClosed |
$834K - $1.08M
|
0
$0
|
|
May 06, 2021
Q1 2021
|
Quantitative Systematic Strategies LLC
|
SELL
|
- |
-3.62K- 23.84% |
$654K - $846K
|
11.6K
$4.6M
|
|
May 17, 2021
Q1 2021
|
Ovata Capital Management LTD
|
SELL
|
- |
-1.7KClosed |
$307K - $397K
|
0
$0
|
|
Apr 26, 2021
Q1 2021
|
Wela Strategies, Inc.
|
SELL
|
- |
-1.56KClosed |
$281K - $363K
|
0
$0
|
|
Apr 14, 2021
Q1 2021
|
Alliance Wealth Advisors, LLC
|
SELL
|
- |
-1.52KClosed |
$274K - $354K
|
0
$0
|
|
May 10, 2024
Q1 2021
|
V2 Financial Group LLC
Naperville, IL |
SELL
|
- |
-1.35KClosed |
$244K - $316K
|
0
$0
|
|
May 10, 2021
Q1 2021
|
Merriman Wealth Management, LLC
|
SELL
|
- |
-1.15KClosed |
$207K - $268K
|
0
$0
|
|
Apr 28, 2021
Q1 2021
|
Cypress Wealth Services, LLC
|
SELL
|
- |
-1.11KClosed |
$201K - $260K
|
0
$0
|
|
May 10, 2021
Q1 2021
|
West Coast Financial LLC
|
SELL
|
- |
-1.1KClosed |
$199K - $257K
|
0
$0
|
|
Apr 07, 2021
Q1 2021
|
Sowa Financial Group, Inc.
Lincoln, RI |
SELL
|
- |
-685Closed |
$124K - $160K
|
0
$0
|
|
May 07, 2021
Q1 2021
|
Lebenthal Global Advisors, LLC
|
SELL
|
- |
-600Closed |
$108K - $140K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Vantage Consulting Group Inc
Virginia Beach, VA |
SELL
|
- |
-436Closed |
$78.8K - $102K
|
0
$0
|
|
May 10, 2021
Q1 2021
|
Safeguard Investment Advisory Group, LLC
|
SELL
|
- |
-424Closed |
$76.6K - $99.1K
|
0
$0
|
|
Apr 27, 2021
Q1 2021
|
Baron Silver Stevens Financial Advisors, LLC
|
SELL
|
- |
-323Closed |
$58.3K - $75.5K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Capstone Triton Financial Group, LLC
Oklahoma City, OK |
SELL
|
- |
-305Closed |
$55.1K - $71.3K
|
0
$0
|
|
May 19, 2021
Q1 2021
|
Tru Independence Asset Management 2, LLC
|
SELL
|
- |
-225Closed |
$40.6K - $52.6K
|
0
$0
|
|
May 10, 2021
Q1 2021
|
Oder Investment Management, LLC
Woodland Hills, CA |
SELL
|
- |
-184Closed |
$33.2K - $43K
|
0
$0
|
|
Apr 09, 2021
Q1 2021
|
Flagship Private Wealth, LLC
|
SELL
|
- |
-175Closed |
$31.6K - $40.9K
|
0
$0
|
|
May 11, 2021
Q1 2021
|
Boston Research & Management Inc
Manchester, MA |
SELL
|
- |
-115- 3.14% |
$20.8K - $26.9K
|
3.54K
$1.41M
|
|
Apr 27, 2021
Q1 2021
|
Monarch Capital Management Inc
|
SELL
|
- |
-100- 7.06% |
$18.1K - $23.4K
|
1.32K
$523K
|
|
Q4 2020 | |||||||
Feb 11, 2021
Q4 2020
|
Sanders Capital, LLC
West Palm Beach, FL |
SELL
|
- |
-6.28MClosed |
$922M - $1.14B
|
0
$0
|
|
Feb 10, 2021
Q4 2020
|
Martin Currie LTD
Edinburgh, X0 |
SELL
|
- |
-61.1KClosed |
$8.97M - $11.1M
|
0
$0
|
|
Feb 08, 2021
Q4 2020
|
Waratah Capital Advisors Ltd.
Toronto, A6 |
SELL
|
- |
-39.1KClosed |
$5.73M - $7.12M
|
0
$0
|
|
Feb 12, 2021
Q4 2020
|
Robert Olstein
Olstein Capital Management, L.P.
|
SELL
|
- |
-28KClosed |
$4.11M - $5.1M
|
0
$0
|
|
Feb 16, 2021
Q4 2020
|
Lombard Odier Asset Management (Europe) LTD
London, X0 |
SELL
|
- |
-5.04KClosed |
$740K - $919K
|
0
$0
|
|
Feb 16, 2021
Q4 2020
|
Broderick Brian C
|
SELL
|
- |
-3.78KClosed |
$555K - $689K
|
0
$0
|
|
Jan 27, 2021
Q4 2020
|
S. R. Schill & Associates
Mercer Island, WA |
SELL
|
- |
-2.09KClosed |
$306K - $380K
|
0
$0
|
|
Jan 22, 2021
Q4 2020
|
Dorchester Wealth Management CO
|
SELL
|
- |
-1.65KClosed |
$242K - $301K
|
0
$0
|
|
Feb 10, 2021
Q4 2020
|
Wescap Management Group, Inc.
Glendale, CA |
SELL
|
- |
-1K- 38.46% |
$147K - $182K
|
1.6K
$636K
|
|
Jan 07, 2021
Q4 2020
|
Martin Capital Partners, LLC
|
SELL
|
- |
-778Closed |
$114K - $142K
|
0
$0
|
|
Mar 05, 2021
Q4 2020
|
Chiron Capital Management, LLC
|
SELL
|
- |
-775Closed |
$114K - $141K
|
0
$0
|
|
Aug 28, 2024
Q4 2020
|
Farmers National Bank
Danville, KY |
SELL
|
- |
-743- 25.82% |
$109K - $135K
|
2.14K
$849K
|
|
Feb 02, 2021
Q4 2020
|
Danda Trouve Investment Management, Inc.
|
SELL
|
- |
-200Closed |
$29.3K - $36.4K
|
0
$0
|
|
Feb 10, 2021
Q4 2020
|
Fiduciary Planning LLC
Coral Springs, FL |
SELL
|
- |
-13Closed |
$1.91K - $2.37K
|
0
$0
|
|
Q3 2020 | |||||||
Nov 12, 2020
Q3 2020
|
Cqs (Us), LLC
New York, NY |
SELL
|
PUT |
-660KClosed |
$83M - $102M
|
0
$0
|
|
Nov 16, 2020
Q3 2020
|
Holocene Advisors, LP
New York, NY |
SELL
|
PUT |
-363KClosed |
$45.6M - $55.8M
|
0
$0
|
|
Oct 29, 2020
Q3 2020
|
Alaska Permanent Fund Corp
Juneau, AK |
SELL
|
- |
-7.09KClosed |
$891K - $1.09M
|
0
$0
|
|
Nov 05, 2020
Q3 2020
|
Perella Weinberg Partners Capital Management LP
|
SELL
|
- |
-5.2K- 17.51% |
$654K - $800K
|
24.5K
$9.74M
|