Latest Institutional Sells of Caterpillar Inc (CAT)
This list provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2021
Q3 2021
|
Lombard Odier Asset Management (Switzerland) Sa
Petit Lancy, V8 |
SELL
|
- |
-2.35KClosed |
$446K - $520K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Wealth Advisors, Inc.
|
SELL
|
CALL |
-2KClosed |
$380K - $443K
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Waddell & Associates, LLC
|
SELL
|
- |
-1.71KClosed |
$324K - $378K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Corbett Road Capital Management, LLC
Mclean, VA |
SELL
|
- |
-1.66KClosed |
$316K - $369K
|
0
$0
|
|
|
Oct 21, 2021
Q3 2021
|
V Wealth Advisors LLC
|
SELL
|
PUT |
-1.5K- 68.18% |
$285K - $332K
|
700
$285K
|
|
|
Nov 04, 2021
Q3 2021
|
Prw Wealth Management LLC
|
SELL
|
- |
-1.46KClosed |
$276K - $323K
|
0
$0
|
|
|
Oct 28, 2021
Q3 2021
|
Spotlight Asset Group, Inc.
Oakbrook Terrace, IL |
SELL
|
- |
-1.35KClosed |
$255K - $298K
|
0
$0
|
|
|
Oct 12, 2021
Q3 2021
|
Arden Trust CO
|
SELL
|
- |
-1.29KClosed |
$245K - $287K
|
0
$0
|
|
|
Oct 22, 2021
Q3 2021
|
Cadence Bank Na
|
SELL
|
- |
-1.28KClosed |
$244K - $285K
|
0
$0
|
|
|
Oct 14, 2021
Q3 2021
|
Marino, Stram & Associates LLC
|
SELL
|
- |
-1.23KClosed |
$233K - $272K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Pinnacle Family Advisors, LLC
Springfield, MO |
SELL
|
- |
-1.22KClosed |
$232K - $271K
|
0
$0
|
|
|
Dec 03, 2021
Q3 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
PUT |
-1.1K- 91.67% |
$209K - $244K
|
100
$40.8K
|
|
|
Nov 15, 2021
Q3 2021
|
Standard Family Office LLC
Sioux Falls, SD |
SELL
|
- |
-1.03KClosed |
$196K - $229K
|
0
$0
|
|
|
Oct 20, 2021
Q3 2021
|
Personal Wealth Partners
Bloomington, MN |
SELL
|
- |
-974Closed |
$185K - $216K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Aristotle Capital Management, LLC
Los Angeles, CA |
SELL
|
- |
-932Closed |
$177K - $207K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Hilton Capital Management, LLC
|
SELL
|
- |
-931- 12.07% |
$177K - $206K
|
6.78K
$2.77M
|
|
|
Nov 15, 2021
Q3 2021
|
Wealth Advisors, Inc.
|
SELL
|
- |
-785Closed |
$149K - $174K
|
0
$0
|
|
|
Jul 20, 2022
Q3 2021
|
Triasima Portfolio Management Inc.
|
SELL
|
- |
-575Closed |
$109K - $127K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Financial Insights, Inc.
|
SELL
|
- |
-389Closed |
$73.8K - $86.2K
|
0
$0
|
|
|
Oct 15, 2021
Q3 2021
|
Paradigm, Strategies In Wealth Management, LLC
|
SELL
|
- |
-375Closed |
$71.2K - $83.1K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Tru Independence LLC
|
SELL
|
- |
-303Closed |
$57.5K - $67.2K
|
0
$0
|
|
|
Oct 05, 2021
Q3 2021
|
Savior LLC
|
SELL
|
- |
-237Closed |
$45K - $52.5K
|
0
$0
|
|
|
Oct 25, 2021
Q3 2021
|
Exos Asset Management LLC
New York, NY |
SELL
|
- |
-130Closed |
$24.7K - $28.8K
|
0
$0
|
|
|
Nov 08, 2021
Q3 2021
|
Perennial Advisors, LLC
New York, NY |
SELL
|
- |
-62Closed |
$11.8K - $13.7K
|
0
$0
|
|
|
Oct 13, 2021
Q3 2021
|
Corbenic Partners LLC
|
SELL
|
- |
-55- 96.49% |
$10.4K - $12.2K
|
2
$816
|
|
|
Nov 12, 2021
Q3 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-46- 1.06% |
$8.73K - $10.2K
|
4.3K
$1.75M
|
|
|
Oct 22, 2021
Q3 2021
|
Baldrige Asset Management LLC
|
SELL
|
- |
-12- 4.58% |
$2.28K - $2.66K
|
250
$102K
|
|
|
Oct 08, 2021
Q3 2021
|
Freedman Financial Associates, Inc.
Peabody, MA |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 13, 2021
Q2 2021
|
Alpha Wave Global, LP
New York, NY |
SELL
|
- |
-114KClosed |
$23.8M - $27.9M
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Thames Capital Management LLC
New York, NY |
SELL
|
- |
-46.4KClosed |
$9.69M - $11.4M
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
North Fourth Asset Management, LP
New York, NY |
SELL
|
- |
-37.8KClosed |
$7.89M - $9.25M
|
0
$0
|
|
|
Aug 04, 2021
Q2 2021
|
Axel Capital Management, LLC
|
SELL
|
- |
-30KClosed |
$6.27M - $7.34M
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Voya Financial Advisors, Inc.
Windsor, CT |
SELL
|
- |
-12.5KClosed |
$2.61M - $3.06M
|
0
$0
|
|
|
Jul 09, 2021
Q2 2021
|
Deane Retirement Strategies, Inc.
|
SELL
|
- |
-11.4KClosed |
$2.37M - $2.78M
|
0
$0
|
|
|
Jul 15, 2021
Q2 2021
|
Stolper CO
|
SELL
|
- |
-9.91KClosed |
$2.07M - $2.43M
|
0
$0
|
|
|
Aug 10, 2021
Q2 2021
|
Cypress Capital Management LLC (Wy)
|
SELL
|
- |
-5.74KClosed |
$1.2M - $1.4M
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
ETF Managers Group, LLC
Summit, NJ |
SELL
|
- |
-4.25KClosed |
$888K - $1.04M
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Capital Bank & Trust CO
Irvine, CA |
SELL
|
- |
-3.09KClosed |
$644K - $755K
|
0
$0
|
|
|
Aug 12, 2021
Q2 2021
|
Artisan Partners Limited Partnership
Milwaukee, WI |
SELL
|
- |
-2.59KClosed |
$542K - $635K
|
0
$0
|
|
|
Jul 21, 2021
Q2 2021
|
Wealth Advisory Solutions, LLC
|
SELL
|
- |
-1.83KClosed |
$382K - $448K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Capital Advantage, Inc.
|
SELL
|
- |
-1.56KClosed |
$326K - $383K
|
0
$0
|
|
|
Nov 09, 2023
Q2 2021
|
Brewin Dolphin LTD
London, X0 |
SELL
|
- |
-1.3K- 4.76% |
$270K - $317K
|
25.9K
$10.6M
|
|
|
Jul 21, 2021
Q2 2021
|
David J Yvars Group
|
SELL
|
- |
-1.3KClosed |
$270K - $317K
|
0
$0
|
|
|
Aug 11, 2021
Q2 2021
|
Swisspartners Ltd.
Vaduz, N2 |
SELL
|
- |
-1.11KClosed |
$232K - $272K
|
0
$0
|
|
|
Aug 10, 2021
Q2 2021
|
Wealthquest Corp
Cincinnati, OH |
SELL
|
- |
-1.07KClosed |
$222K - $261K
|
0
$0
|
|
|
Jul 30, 2021
Q2 2021
|
Fulcrum Capital LLC
|
SELL
|
- |
-927Closed |
$194K - $227K
|
0
$0
|
|
|
Jul 29, 2021
Q2 2021
|
Smh Capital Advisors Inc
|
SELL
|
- |
-921Closed |
$192K - $225K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Wills Financial Group, Inc.
|
SELL
|
- |
-901Closed |
$188K - $221K
|
0
$0
|
|
|
Aug 12, 2021
Q2 2021
|
Mc Ginn Investment Management, Inc.
|
SELL
|
- |
-900Closed |
$188K - $220K
|
0
$0
|
|
|
Aug 12, 2021
Q2 2021
|
Pettinga Financial Advisors, LLC
|
SELL
|
- |
-864Closed |
$180K - $211K
|
0
$0
|
|