Purchases and Sales Made in Q3 2022 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2022. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 28, 2022
Q3 2022
|
Addison Advisors LLC
|
BUY
|
- |
35+ 2.22% |
$5.69K - $6.94K
|
1.62K
$656K
|
|
|
Nov 14, 2022
Q3 2022
|
Mps Loria Financial Planners, LLC
|
BUY
|
- |
35+ 1.24% |
$5.69K - $6.94K
|
2.85K
$1.16M
|
|
|
Oct 27, 2022
Q3 2022
|
Dmg Group, LLC
Birmingham, AL |
BUY
|
- |
34+ 0.88% |
$5.52K - $6.74K
|
3.89K
$1.58M
|
|
|
Oct 13, 2022
Q3 2022
|
Bnc Wealth Management, LLC
|
BUY
|
- |
33+ 2.04% |
$5.36K - $6.54K
|
1.65K
$669K
|
|
|
Oct 31, 2022
Q3 2022
|
Clean Yield Group
|
BUY
|
- |
33+ 15.57% |
$5.36K - $6.54K
|
245
$99.5K
|
|
|
Nov 09, 2022
Q3 2022
|
Cwa Asset Management Group, LLC
|
BUY
|
- |
33+ 1.12% |
$5.36K - $6.54K
|
2.98K
$1.21M
|
|
|
Nov 14, 2022
Q3 2022
|
Kovack Advisors, Inc.
|
BUY
|
- |
32+ 0.66% |
$5.2K - $6.34K
|
4.88K
$1.98M
|
|
|
Oct 11, 2022
Q3 2022
|
Bell Bank
|
BUY
|
- |
31+ 2.09% |
$5.04K - $6.15K
|
1.51K
$614K
|
|
|
Oct 28, 2022
Q3 2022
|
Aspiriant, LLC
|
BUY
|
- |
31+ 1.16% |
$5.04K - $6.15K
|
2.7K
$1.1M
|
|
|
Nov 03, 2022
Q3 2022
|
Smith Shellnut Wilson LLC
|
BUY
|
- |
31+ 2.05% |
$5.04K - $6.15K
|
1.54K
$627K
|
|
|
Oct 12, 2022
Q3 2022
|
180 Wealth Advisors, LLC
|
BUY
|
- |
30+ 1.27% |
$4.87K - $5.95K
|
2.4K
$975K
|
|
|
Oct 19, 2022
Q3 2022
|
Retirement Planning CO Of New England, Inc.
Warwick, RI |
BUY
|
- |
30+ 0.9% |
$4.87K - $5.95K
|
3.37K
$1.37M
|
|
|
Oct 25, 2022
Q3 2022
|
Vigilant Capital Management, LLC
|
BUY
|
- |
30+ 0.67% |
$4.87K - $5.95K
|
4.5K
$1.83M
|
|
|
Oct 27, 2022
Q3 2022
|
Signal Point Asset Management, LLC
|
BUY
|
- |
30+ 0.85% |
$4.87K - $5.95K
|
3.56K
$1.44M
|
|
|
Nov 09, 2022
Q3 2022
|
Capital Advisors, Ltd. LLC
|
BUY
|
- |
30+ 30.3% |
$4.87K - $5.95K
|
129
$52.4K
|
|
|
Oct 18, 2022
Q3 2022
|
Courier Capital LLC
|
BUY
|
- |
28+ 0.73% |
$4.55K - $5.55K
|
3.84K
$1.56M
|
|
|
Oct 21, 2022
Q3 2022
|
Jfs Wealth Advisors, LLC
|
BUY
|
- |
28+ 0.63% |
$4.55K - $5.55K
|
4.51K
$1.83M
|
|
|
Nov 04, 2022
Q3 2022
|
Sierra Capital LLC
|
BUY
|
- |
27+ 14.52% |
$4.39K - $5.35K
|
213
$86.5K
|
|
|
Nov 01, 2022
Q3 2022
|
Folger Nolan Fleming Douglas Capital Management, Inc
|
BUY
|
- |
26+ 0.07% |
$4.22K - $5.15K
|
36.3K
$14.8M
|
|
|
Nov 14, 2022
Q3 2022
|
Wealth Alliance
Mellville, NY |
BUY
|
- |
26+ 1.62% |
$4.22K - $5.15K
|
1.63K
$661K
|
|
|
Oct 11, 2022
Q3 2022
|
Advisory Resource Group
|
BUY
|
- |
25+ 1.4% |
$4.06K - $4.96K
|
1.81K
$735K
|
|
|
Nov 14, 2022
Q3 2022
|
Monetary Management Group Inc
St Louis, MO |
BUY
|
- |
25+ 0.14% |
$4.06K - $4.96K
|
17.8K
$7.24M
|
|
|
Nov 14, 2022
Q3 2022
|
Mid West One Financial Group, Inc.
Iowa City, IA |
BUY
|
- |
25+ 0.33% |
$4.06K - $4.96K
|
7.57K
$3.08M
|
|
|
May 11, 2023
Q3 2022
|
Tucker Asset Management LLC
Littleton, CO |
BUY
|
- |
25New |
$4.06K - $4.96K
|
25
$10.2K
|
|
|
Oct 21, 2022
Q3 2022
|
Advisors Management Group Inc
|
BUY
|
- |
23+ 0.98% |
$3.74K - $4.56K
|
2.36K
$959K
|
|
|
Oct 11, 2022
Q3 2022
|
Gleason Group, Inc.
|
BUY
|
- |
22+ 0.62% |
$3.57K - $4.36K
|
3.58K
$1.45M
|
|
|
Oct 12, 2022
Q3 2022
|
Northwest Quadrant Wealth Management, LLC
|
BUY
|
- |
22+ 0.52% |
$3.57K - $4.36K
|
4.29K
$1.74M
|
|
|
Oct 14, 2022
Q3 2022
|
Well Done, LLC
|
BUY
|
- |
21+ 0.75% |
$3.41K - $4.16K
|
2.83K
$1.15M
|
|
|
Oct 24, 2022
Q3 2022
|
Mbm Wealth Consultants, LLC
Chesterfield, MO |
BUY
|
- |
21+ 13.55% |
$3.41K - $4.16K
|
176
$71.5K
|
|
|
Oct 24, 2022
Q3 2022
|
Dumont & Blake Investment Advisors LLC
|
BUY
|
- |
21+ 0.58% |
$3.41K - $4.16K
|
3.63K
$1.47M
|
|
|
Nov 08, 2022
Q3 2022
|
Manchester Capital Management LLC
Manchester, VT |
BUY
|
- |
21+ 0.77% |
$3.41K - $4.16K
|
2.76K
$1.12M
|
|
|
Oct 21, 2022
Q3 2022
|
Annapolis Financial Services, LLC
|
BUY
|
- |
20+ 27.03% |
$3.25K - $3.97K
|
94
$38.2K
|
|
|
Nov 07, 2022
Q3 2022
|
Bellevue Asset Management, LLC
Bellevue, WA |
BUY
|
- |
20+ 19.61% |
$3.25K - $3.97K
|
122
$49.5K
|
|
|
Nov 07, 2022
Q3 2022
|
Rossmore Private Capital
Glastonbury, CT |
BUY
|
- |
20+ 0.65% |
$3.25K - $3.97K
|
3.09K
$1.26M
|
|
|
Nov 14, 2022
Q3 2022
|
Cmg Global Holdings, LLC
|
BUY
|
- |
20+ 0.67% |
$3.25K - $3.97K
|
2.99K
$1.22M
|
|
|
Nov 14, 2022
Q3 2022
|
Heritage Wealth Management, LLC
Phoenix, AZ |
BUY
|
- |
20+ 5.78% |
$3.25K - $3.97K
|
366
$149K
|
|
|
Oct 31, 2022
Q3 2022
|
Oakworth Capital, Inc.
|
BUY
|
- |
18+ 1.59% |
$2.92K - $3.57K
|
1.15K
$468K
|
|
|
Nov 08, 2022
Q3 2022
|
Metis Global Partners, LLC
|
BUY
|
- |
18+ 0.23% |
$2.92K - $3.57K
|
7.92K
$3.22M
|
|
|
Oct 17, 2022
Q3 2022
|
Means Investment Co., Inc.
|
BUY
|
- |
17+ 1.32% |
$2.76K - $3.37K
|
1.3K
$530K
|
|
|
Nov 07, 2022
Q3 2022
|
Mount Yale Investment Advisors, LLC
|
BUY
|
- |
17+ 0.91% |
$2.76K - $3.37K
|
1.88K
$762K
|
|
|
Nov 08, 2022
Q3 2022
|
Exencial Wealth Advisors, LLC
Oklahoma City, OK |
BUY
|
- |
17+ 1.24% |
$2.76K - $3.37K
|
1.39K
$564K
|
|
|
Nov 14, 2022
Q3 2022
|
Loomis Sayles & CO L P
|
BUY
|
- |
17+ 30.36% |
$2.76K - $3.37K
|
73
$29.6K
|
|
|
Nov 09, 2022
Q3 2022
|
Kistler Tiffany Companies, LLC
Berwyn, PA |
BUY
|
- |
16+ 0.17% |
$2.6K - $3.17K
|
9.67K
$3.93M
|
|
|
Oct 12, 2022
Q3 2022
|
Atalanta Sosnoff Capital, LLC
|
BUY
|
- |
15+ 0.97% |
$2.44K - $2.97K
|
1.56K
$634K
|
|
|
Oct 11, 2022
Q3 2022
|
Seelaus Asset Management LLC
|
BUY
|
- |
15+ 0.6% |
$2.44K - $2.97K
|
2.53K
$1.03M
|
|
|
Nov 14, 2022
Q3 2022
|
Sovereign Financial Group, Inc.
Stamford, CT |
BUY
|
- |
15+ 0.92% |
$2.44K - $2.97K
|
1.64K
$667K
|
|
|
Nov 14, 2022
Q3 2022
|
Tempus Wealth Planning, LLC
|
BUY
|
- |
15+ 0.27% |
$2.44K - $2.97K
|
5.64K
$2.29M
|
|
|
Oct 21, 2022
Q3 2022
|
Tfg Advisers LLC
|
BUY
|
- |
14+ 0.99% |
$2.27K - $2.78K
|
1.43K
$579K
|
|
|
Oct 13, 2022
Q3 2022
|
Sjs Investment Consulting Inc.
Sylvania, OH |
BUY
|
- |
14+ 1.08% |
$2.27K - $2.78K
|
1.31K
$533K
|
|
|
Nov 16, 2022
Q3 2022
|
Kayne Anderson Rudnick Investment Management LLC
Los Angeles, CA |
BUY
|
- |
13New |
$2.11K - $2.58K
|
13
$5.28K
|