Purchases and Sales Made in Q3 2022 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2022. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 03, 2022
Q3 2022
|
Disciplined Investments, LLC
Tulsa, OK |
SELL
|
- |
-2- 0.25% |
$325 - $397
|
784
$318K
|
|
|
Oct 12, 2022
Q3 2022
|
Sns Financial Group, LLC
|
SELL
|
- |
-3- 0.08% |
$487 - $595
|
3.86K
$1.57M
|
|
|
Oct 20, 2022
Q3 2022
|
Boston Common Asset Management, LLC
Boston, MA |
SELL
|
- |
-3- 0.16% |
$487 - $595
|
1.85K
$750K
|
|
|
Oct 21, 2022
Q3 2022
|
Delta Investment Management, LLC
|
SELL
|
- |
-3- 0.08% |
$487 - $595
|
3.63K
$1.47M
|
|
|
Oct 24, 2022
Q3 2022
|
W Advisors, LLC
Germantown, TN |
SELL
|
- |
-3- 0.12% |
$487 - $595
|
2.55K
$1.03M
|
|
|
Oct 27, 2022
Q3 2022
|
Albion Financial Group
|
SELL
|
- |
-3- 11.54% |
$487 - $595
|
23
$9.34K
|
|
|
Nov 01, 2022
Q3 2022
|
Lowe Brockenbrough & CO Inc
|
SELL
|
- |
-3- 0.02% |
$487 - $595
|
12.2K
$4.96M
|
|
|
Oct 20, 2022
Q3 2022
|
Tsfg, LLC
|
SELL
|
- |
-4- 0.56% |
$650 - $793
|
711
$289K
|
|
|
Oct 21, 2022
Q3 2022
|
Walter & Keenan Wealth Management LLC
|
SELL
|
- |
-4- 0.22% |
$650 - $793
|
1.81K
$737K
|
|
|
Nov 01, 2022
Q3 2022
|
Lee Financial CO
Dallas, TX |
SELL
|
- |
-4- 2.47% |
$650 - $793
|
158
$64.2K
|
|
|
Oct 12, 2022
Q3 2022
|
Affinity Capital Advisors, LLC
|
SELL
|
- |
-5- 0.31% |
$812 - $991
|
1.58K
$643K
|
|
|
Oct 18, 2022
Q3 2022
|
Mystic Asset Management, Inc.
Warwick, RI |
SELL
|
- |
-5- 0.05% |
$812 - $991
|
10.6K
$4.32M
|
|
|
Oct 18, 2022
Q3 2022
|
Lion Street Advisors, LLC
|
SELL
|
- |
-5- 0.17% |
$812 - $991
|
2.92K
$1.19M
|
|
|
Nov 14, 2022
Q3 2022
|
Gould Asset Management LLC
Claremont, CA |
SELL
|
- |
-5- 0.31% |
$812 - $991
|
1.63K
$660K
|
|
|
Nov 15, 2022
Q3 2022
|
Semmax Financial Advisors Inc.
Winston Salem, NC |
SELL
|
- |
-5- 50.0% |
$812 - $991
|
5
$2.03K
|
|
|
Oct 12, 2022
Q3 2022
|
Acropolis Investment Management, LLC
|
SELL
|
- |
-6- 0.29% |
$975 - $1.19K
|
2.06K
$835K
|
|
|
Oct 28, 2022
Q3 2022
|
Eukles Asset Management
|
SELL
|
- |
-6- 0.04% |
$975 - $1.19K
|
15.1K
$6.15M
|
|
|
Oct 18, 2022
Q3 2022
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-7- 0.13% |
$1.14K - $1.39K
|
5.28K
$2.14M
|
|
|
Nov 04, 2022
Q3 2022
|
Total Clarity Wealth Management, Inc.
|
SELL
|
- |
-7- 0.18% |
$1.14K - $1.39K
|
3.93K
$1.6M
|
|
|
Nov 10, 2022
Q3 2022
|
Strategic Advisors LLC
|
SELL
|
- |
-7- 0.06% |
$1.14K - $1.39K
|
11K
$4.46M
|
|
|
Oct 25, 2022
Q3 2022
|
Applied Capital LLC
|
SELL
|
- |
-8- 0.39% |
$1.3K - $1.59K
|
2.04K
$826K
|
|
|
Oct 25, 2022
Q3 2022
|
Montis Financial, LLC
|
SELL
|
- |
-8- 0.2% |
$1.3K - $1.59K
|
4K
$1.63M
|
|
|
Nov 02, 2022
Q3 2022
|
Dowling & Yahnke LLC
San Diego, CA |
SELL
|
- |
-8- 0.02% |
$1.3K - $1.59K
|
38.7K
$15.7M
|
|
|
Nov 08, 2022
Q3 2022
|
Sound View Wealth Advisors Group, LLC
|
SELL
|
- |
-8- 0.2% |
$1.3K - $1.59K
|
4.05K
$1.64M
|
|
|
Nov 10, 2022
Q3 2022
|
Heritage Trust CO
Oklahoma City, OK |
SELL
|
- |
-8- 0.09% |
$1.3K - $1.59K
|
9.32K
$3.78M
|
|
|
Oct 24, 2022
Q3 2022
|
First National Corp
|
SELL
|
- |
-9- 0.64% |
$1.46K - $1.78K
|
1.4K
$569K
|
|
|
Oct 18, 2022
Q3 2022
|
Zhang Financial LLC
|
SELL
|
- |
-10- 0.31% |
$1.62K - $1.98K
|
3.24K
$1.32M
|
|
|
Oct 21, 2022
Q3 2022
|
Ingalls & Snyder LLC
New York, NY |
SELL
|
- |
-10- 0.21% |
$1.62K - $1.98K
|
4.82K
$1.96M
|
|
|
Oct 24, 2022
Q3 2022
|
Carlton Hofferkamp & Jenks Wealth Management, LLC
|
SELL
|
- |
-10- 0.33% |
$1.62K - $1.98K
|
3.04K
$1.23M
|
|
|
Nov 14, 2022
Q3 2022
|
Enterprise Financial Services Corp
Clayton, MO |
SELL
|
- |
-10- 0.73% |
$1.62K - $1.98K
|
1.35K
$550K
|
|
|
Dec 12, 2022
Q3 2022
|
Insight Advisors, LLC
Newtown, PA |
SELL
|
- |
-10- 0.25% |
$1.62K - $1.98K
|
3.98K
$1.62M
|
|
|
Apr 04, 2024
Q3 2022
|
Financial Synergies Wealth Advisors, Inc.
Houston, TX |
SELL
|
- |
-10Closed |
$1.62K - $1.98K
|
0
$0
|
|
|
Oct 26, 2022
Q3 2022
|
Crestwood Advisors Group LLC
|
SELL
|
- |
-11- 0.06% |
$1.79K - $2.18K
|
19.4K
$7.88M
|
|
|
Nov 14, 2022
Q3 2022
|
Crawford Investment Counsel Inc
Atlanta, GA |
SELL
|
- |
-11- 0.3% |
$1.79K - $2.18K
|
3.71K
$1.51M
|
|
|
May 28, 2024
Q3 2022
|
Rockbridge Investment Management, Lcc
Syracuse, NY |
SELL
|
- |
-13Closed |
$2.11K - $2.58K
|
0
$0
|
|
|
Oct 05, 2022
Q3 2022
|
First Hawaiian Bank
|
SELL
|
- |
-14- 0.15% |
$2.27K - $2.78K
|
9.22K
$3.74M
|
|
|
Oct 12, 2022
Q3 2022
|
Bangor Savings Bank
Bangor, ME |
SELL
|
- |
-14- 1.05% |
$2.27K - $2.78K
|
1.32K
$535K
|
|
|
Oct 18, 2022
Q3 2022
|
Security National Bank
|
SELL
|
- |
-15- 0.58% |
$2.44K - $2.97K
|
2.58K
$1.05M
|
|
|
Oct 24, 2022
Q3 2022
|
Bergan Kdv Wealth Management, LLC
|
SELL
|
- |
-15- 3.04% |
$2.44K - $2.97K
|
478
$194K
|
|
|
Nov 04, 2022
Q3 2022
|
Southeast Asset Advisors Inc.
Thomasville, GA |
SELL
|
- |
-15- 0.36% |
$2.44K - $2.97K
|
4.18K
$1.7M
|
|
|
Nov 01, 2022
Q3 2022
|
Noesis Capital Mangement Corp
|
SELL
|
- |
-16- 0.04% |
$2.6K - $3.17K
|
40.2K
$16.3M
|
|
|
Nov 14, 2022
Q3 2022
|
Azimuth Capital Investment Management LLC
Bloomfield Hills, MI |
SELL
|
- |
-16- 0.13% |
$2.6K - $3.17K
|
12.5K
$5.06M
|
|
|
Oct 28, 2022
Q3 2022
|
Grimes & Company, Inc.
|
SELL
|
- |
-17- 1.32% |
$2.76K - $3.37K
|
1.27K
$517K
|
|
|
Dec 06, 2022
Q3 2022
|
Charter Oak Capital Management, LLC
|
SELL
|
- |
-17- 1.09% |
$2.76K - $3.37K
|
1.54K
$627K
|
|
|
Oct 12, 2022
Q3 2022
|
First Citizens Financial Corp
|
SELL
|
- |
-19- 0.77% |
$3.09K - $3.77K
|
2.44K
$989K
|
|
|
Oct 13, 2022
Q3 2022
|
Activest Wealth Management
|
SELL
|
- |
-19Closed |
$3.09K - $3.77K
|
0
$0
|
|
|
Oct 18, 2022
Q3 2022
|
Boyd Watterson Asset Management LLC
|
SELL
|
- |
-19- 0.18% |
$3.09K - $3.77K
|
10.8K
$4.39M
|
|
|
Nov 04, 2022
Q3 2022
|
Knuff & CO LLC
Foster City, CA |
SELL
|
- |
-19- 0.09% |
$3.09K - $3.77K
|
21.5K
$8.73M
|
|
|
Nov 15, 2022
Q3 2022
|
Verdence Capital Advisors LLC
Hunt Valley, MD |
SELL
|
- |
-19- 0.3% |
$3.09K - $3.77K
|
6.3K
$2.56M
|
|
|
Oct 13, 2022
Q3 2022
|
Cooper Financial Group
|
SELL
|
- |
-20- 0.57% |
$3.25K - $3.97K
|
3.52K
$1.43M
|