Purchases and Sales Made in Q3 2022 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2022. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 19, 2022
Q3 2022
|
Physicians Financial Services, Inc.
Raleigh, NC |
SELL
|
- |
-149- 0.81% |
$24.2K - $29.5K
|
18.3K
$7.38M
|
|
|
Oct 13, 2022
Q3 2022
|
Centerpoint Advisors, LLC
|
SELL
|
- |
-150- 30.61% |
$24.4K - $29.7K
|
340
$137K
|
|
|
Nov 03, 2022
Q3 2022
|
Gamble Jones Investment Counsel
|
SELL
|
- |
-150- 2.9% |
$24.4K - $29.7K
|
5.02K
$2.03M
|
|
|
Nov 14, 2022
Q3 2022
|
Dorsey & Whitney Trust CO LLC
Sioux Falls, SD |
SELL
|
- |
-150- 1.77% |
$24.4K - $29.7K
|
8.34K
$3.37M
|
|
|
Nov 10, 2022
Q3 2022
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-156- 0.7% |
$25.3K - $30.9K
|
22.1K
$8.93M
|
|
|
Oct 18, 2022
Q3 2022
|
Wmg Financial Advisors, LLC
|
SELL
|
- |
-158- 9.43% |
$25.7K - $31.3K
|
1.52K
$613K
|
|
|
Nov 09, 2022
Q3 2022
|
Rollins Financial
|
SELL
|
- |
-158- 6.64% |
$25.7K - $31.3K
|
2.22K
$897K
|
|
|
Nov 14, 2022
Q3 2022
|
Shelton Capital Management
Denver, CO |
SELL
|
- |
-158- 1.1% |
$25.7K - $31.3K
|
14.2K
$5.72M
|
|
|
Oct 31, 2022
Q3 2022
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-159- 2.32% |
$25.8K - $31.5K
|
6.7K
$2.7M
|
|
|
Oct 25, 2022
Q3 2022
|
Hartford Financial Management Inc.
|
SELL
|
- |
-161- 0.66% |
$26.2K - $31.9K
|
24.1K
$9.72M
|
|
|
Nov 02, 2022
Q3 2022
|
Ellevest, Inc.
|
SELL
|
- |
-162- 46.55% |
$26.3K - $32.1K
|
186
$75.1K
|
|
|
Nov 07, 2022
Q3 2022
|
Malaga Cove Capital, LLC
|
SELL
|
- |
-163- 0.99% |
$26.5K - $32.3K
|
16.3K
$6.58M
|
|
|
Oct 27, 2022
Q3 2022
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-167- 4.89% |
$27.1K - $33.1K
|
3.25K
$1.31M
|
|
|
Oct 31, 2022
Q3 2022
|
Dupont Capital Management Corp
|
SELL
|
- |
-169- 8.59% |
$27.5K - $33.5K
|
1.8K
$726K
|
|
|
Nov 07, 2022
Q3 2022
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-171- 2.12% |
$27.8K - $33.9K
|
7.91K
$3.19M
|
|
|
May 31, 2023
Q3 2022
|
Abacus Wealth Partners, LLC
Santa Monica, CA |
SELL
|
- |
-171- 10.78% |
$27.8K - $33.9K
|
1.42K
$572K
|
|
|
Oct 31, 2022
Q3 2022
|
Graypoint LLC
|
SELL
|
- |
-173- 2.86% |
$28.1K - $34.3K
|
5.89K
$2.38M
|
|
|
Nov 09, 2022
Q3 2022
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-173- 0.25% |
$28.1K - $34.3K
|
69K
$27.9M
|
|
|
Nov 10, 2022
Q3 2022
|
Parallel Advisors, LLC
|
SELL
|
- |
-174- 2.59% |
$28.3K - $34.5K
|
6.55K
$2.64M
|
|
|
Oct 11, 2022
Q3 2022
|
Hudson Valley Investment Advisors Inc
|
SELL
|
- |
-175- 4.54% |
$28.4K - $34.7K
|
3.68K
$1.49M
|
|
|
Nov 09, 2022
Q3 2022
|
Hamel Associates, Inc.
|
SELL
|
- |
-175- 2.18% |
$28.4K - $34.7K
|
7.85K
$3.17M
|
|
|
Oct 12, 2022
Q3 2022
|
Evanson Asset Management, LLC
|
SELL
|
- |
-177- 7.36% |
$28.8K - $35.1K
|
2.23K
$900K
|
|
|
Oct 17, 2022
Q3 2022
|
Howland Capital Management LLC
|
SELL
|
- |
-177- 3.34% |
$28.8K - $35.1K
|
5.13K
$2.07M
|
|
|
Nov 07, 2022
Q3 2022
|
Buckingham Strategic Wealth, LLC
Clayton, MO |
SELL
|
- |
-177- 0.97% |
$28.8K - $35.1K
|
18K
$7.28M
|
|
|
Oct 19, 2022
Q3 2022
|
L.M. Kohn & Company
|
SELL
|
- |
-179- 11.49% |
$29.1K - $35.5K
|
1.38K
$557K
|
|
|
Nov 09, 2022
Q3 2022
|
Salem Investment Counselors Inc
Winston Salem, NC |
SELL
|
- |
-179- 0.51% |
$29.1K - $35.5K
|
34.6K
$14M
|
|
|
Oct 05, 2022
Q3 2022
|
Canandaigua National Corp
|
SELL
|
- |
-180- 1.07% |
$29.2K - $35.7K
|
16.6K
$6.71M
|
|
|
Oct 31, 2022
Q3 2022
|
Trust CO Of Virginia
|
SELL
|
- |
-180- 9.51% |
$29.2K - $35.7K
|
1.71K
$692K
|
|
|
Nov 14, 2022
Q3 2022
|
Covestor LTD
Boston, MA |
SELL
|
- |
-181- 23.12% |
$29.4K - $35.9K
|
602
$243K
|
|
|
Oct 11, 2022
Q3 2022
|
Kiley Juergens Wealth Management, LLC
|
SELL
|
- |
-182- 0.91% |
$29.6K - $36.1K
|
19.9K
$8.02M
|
|
|
Oct 20, 2022
Q3 2022
|
Argi Investment Services, LLC
|
SELL
|
- |
-184- 2.22% |
$29.9K - $36.5K
|
8.11K
$3.27M
|
|
|
Nov 14, 2022
Q3 2022
|
Eagle Bluffs Wealth Management LLC
Columbia, MO |
SELL
|
- |
-185- 6.29% |
$30.1K - $36.7K
|
2.76K
$1.11M
|
|
|
Oct 18, 2022
Q3 2022
|
Sabal Trust CO
|
SELL
|
- |
-188- 7.07% |
$30.5K - $37.3K
|
2.47K
$998K
|
|
|
Oct 14, 2022
Q3 2022
|
Granite Shares Advisors LLC
|
SELL
|
- |
-191- 9.13% |
$31K - $37.9K
|
1.9K
$768K
|
|
|
Nov 14, 2022
Q3 2022
|
Regentatlantic Capital LLC
Morristown, NJ |
SELL
|
- |
-191- 0.66% |
$31K - $37.9K
|
28.8K
$11.6M
|
|
|
Nov 14, 2022
Q3 2022
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
SELL
|
- |
-194- 13.25% |
$31.5K - $38.5K
|
1.27K
$513K
|
|
|
Nov 14, 2022
Q3 2022
|
Cahill Financial Advisors Inc
Edina, MN |
SELL
|
- |
-196- 3.28% |
$31.8K - $38.9K
|
5.78K
$2.33M
|
|
|
Oct 12, 2022
Q3 2022
|
Accel Wealth Management
|
SELL
|
- |
-198- 26.87% |
$32.2K - $39.3K
|
539
$218K
|
|
|
Nov 08, 2022
Q3 2022
|
Hennessy Advisors Inc
Novato, CA |
SELL
|
- |
-200- 1.46% |
$32.5K - $39.7K
|
13.5K
$5.45M
|
|
|
Nov 08, 2022
Q3 2022
|
Citizens National Bank Trust Department
|
SELL
|
- |
-200- 0.87% |
$32.5K - $39.7K
|
22.9K
$9.25M
|
|
|
Nov 09, 2022
Q3 2022
|
Navellier & Associates Inc
Reno, NV |
SELL
|
- |
-200- 4.76% |
$32.5K - $39.7K
|
4K
$1.61M
|
|
|
Nov 09, 2022
Q3 2022
|
Paradigm Asset Management CO LLC
|
SELL
|
- |
-200- 25.0% |
$32.5K - $39.7K
|
600
$242K
|
|
|
Nov 09, 2022
Q3 2022
|
Old West Investment Management, LLC
Los Angeles, CA |
SELL
|
- |
-200- 4.29% |
$32.5K - $39.7K
|
4.46K
$1.8M
|
|
|
Nov 10, 2022
Q3 2022
|
Nicolet Bankshares Inc
Green Bay, WI |
SELL
|
- |
-200- 6.67% |
$32.5K - $39.7K
|
2.8K
$1.13M
|
|
|
Nov 14, 2022
Q3 2022
|
Trustco Bank Corp N Y
Albany, NY |
SELL
|
- |
-200- 10.24% |
$32.5K - $39.7K
|
1.75K
$708K
|
|
|
Nov 02, 2022
Q3 2022
|
Stephens Inc
|
SELL
|
- |
-201- 0.28% |
$32.7K - $39.8K
|
72.6K
$29.3M
|
|
|
Nov 02, 2022
Q3 2022
|
Sandy Spring Bank
|
SELL
|
- |
-201- 1.26% |
$32.7K - $39.8K
|
15.8K
$6.36M
|
|
|
Nov 14, 2022
Q3 2022
|
Family Legacy, Inc.
|
SELL
|
- |
-202- 1.06% |
$32.8K - $40K
|
18.9K
$7.64M
|
|
|
Nov 07, 2022
Q3 2022
|
Parsec Financial Management, Inc.
|
SELL
|
- |
-203- 3.22% |
$33K - $40.2K
|
6.11K
$2.47M
|
|
|
Oct 17, 2022
Q3 2022
|
Highland Private Wealth Management
|
SELL
|
- |
-205- 10.69% |
$33.3K - $40.6K
|
1.71K
$692K
|