Purchases and Sales Made in Q3 2022 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2022. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 09, 2022
Q3 2022
|
Delta Asset Management LLC
Memphis, TN |
SELL
|
- |
-703- 1.08% |
$114K - $139K
|
64.7K
$26.4M
|
|
|
Dec 05, 2022
Q3 2022
|
Centaurus Financial, Inc.
|
SELL
|
- |
-718- 11.3% |
$117K - $142K
|
5.64K
$2.3M
|
|
|
Nov 15, 2022
Q3 2022
|
Mai Capital Management
|
SELL
|
- |
-724- 7.21% |
$118K - $144K
|
9.31K
$3.8M
|
|
|
Nov 03, 2022
Q3 2022
|
Hills Bank & Trust CO
|
SELL
|
- |
-725- 41.86% |
$118K - $144K
|
1.01K
$411K
|
|
|
Nov 09, 2022
Q3 2022
|
Aua Capital Management, LLC
Camp Hill, PA |
SELL
|
- |
-737- 39.41% |
$120K - $146K
|
1.13K
$462K
|
|
|
Nov 15, 2022
Q3 2022
|
Resources Management Corp
West Hartford, CT |
SELL
|
- |
-740- 7.43% |
$120K - $147K
|
9.23K
$3.76M
|
|
|
Oct 26, 2022
Q3 2022
|
Avestar Capital, LLC
|
SELL
|
- |
-742- 36.9% |
$121K - $147K
|
1.27K
$518K
|
|
|
Nov 14, 2022
Q3 2022
|
Bryn Mawr Trust CO
Bryn Mawr, PA |
SELL
|
- |
-750- 7.72% |
$122K - $149K
|
8.96K
$3.66M
|
|
|
Oct 07, 2022
Q3 2022
|
Global Trust Asset Management, LLC
|
SELL
|
- |
-752- 8.26% |
$122K - $149K
|
8.35K
$3.4M
|
|
|
Nov 15, 2022
Q3 2022
|
Northwest Bancshares, Inc.
Warren, PA |
SELL
|
- |
-752- 36.65% |
$122K - $149K
|
1.3K
$530K
|
|
|
Oct 13, 2022
Q3 2022
|
Forvis Wealth Advisors, LLC
|
SELL
|
- |
-760- 3.69% |
$123K - $151K
|
19.8K
$8.09M
|
|
|
Nov 10, 2022
Q3 2022
|
Gabelli Funds LLC
Rye, NY |
SELL
|
- |
-775- 0.62% |
$126K - $154K
|
123K
$50.4M
|
|
|
Oct 25, 2022
Q3 2022
|
Loring Wolcott & Coolidge Fiduciary Advisors LLP
|
SELL
|
- |
-776- 47.43% |
$126K - $154K
|
860
$351K
|
|
|
Oct 11, 2022
Q3 2022
|
Davenport & CO LLC
|
SELL
|
- |
-781- 1.65% |
$127K - $155K
|
46.5K
$19M
|
|
|
Nov 14, 2022
Q3 2022
|
Veritable, L.P.
Newtown Square, PA |
SELL
|
- |
-781- 3.42% |
$127K - $155K
|
22K
$8.99M
|
|
|
Feb 27, 2023
Q3 2022
|
Prio Wealth Limited Partnership
Boston, MA |
SELL
|
- |
-782- 1.92% |
$127K - $155K
|
39.9K
$16.3M
|
|
|
Nov 14, 2022
Q3 2022
|
Wetherby Asset Management Inc
San Francisco, CA |
SELL
|
- |
-788- 5.35% |
$128K - $156K
|
13.9K
$5.68M
|
|
|
Nov 03, 2022
Q3 2022
|
Equitable Trust CO
|
SELL
|
- |
-800- 3.98% |
$130K - $159K
|
19.3K
$7.88M
|
|
|
Nov 07, 2022
Q3 2022
|
Neirg Wealth Management, LLC
|
SELL
|
- |
-840- 6.49% |
$136K - $167K
|
12.1K
$4.93M
|
|
|
Nov 08, 2022
Q3 2022
|
First Western Trust Bank
Denver, CO |
SELL
|
- |
-843- 30.96% |
$137K - $167K
|
1.88K
$767K
|
|
|
Oct 21, 2022
Q3 2022
|
Choreo, LLC
Minneapolis, MN |
SELL
|
- |
-853- 10.22% |
$139K - $169K
|
7.49K
$3.06M
|
|
|
Oct 18, 2022
Q3 2022
|
Allworth Financial LP
|
SELL
|
- |
-854- 5.29% |
$139K - $169K
|
15.3K
$6.24M
|
|
|
Oct 18, 2022
Q3 2022
|
Rnc Capital Management LLC
|
SELL
|
- |
-859- 13.65% |
$140K - $170K
|
5.44K
$2.22M
|
|
|
Nov 14, 2022
Q3 2022
|
Pictet Asset Management Sa
Geneva 73, V8 |
SELL
|
- |
-882- 0.34% |
$143K - $175K
|
260K
$106M
|
|
|
Nov 10, 2022
Q3 2022
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-898- 2.51% |
$146K - $178K
|
34.9K
$14.2M
|
|
|
Nov 02, 2022
Q3 2022
|
Capital Directions Investment Advisors, LLC
|
SELL
|
- |
-928Closed |
$151K - $184K
|
0
$0
|
|
|
Oct 26, 2022
Q3 2022
|
Sequoia Financial Advisors, LLC
|
SELL
|
- |
-935- 9.16% |
$152K - $185K
|
9.28K
$3.78M
|
|
|
Oct 12, 2022
Q3 2022
|
Trinity Legacy Partners, LLC
|
SELL
|
- |
-938- 4.44% |
$152K - $186K
|
20.2K
$8.23M
|
|
|
Nov 10, 2022
Q3 2022
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-946- 2.9% |
$154K - $188K
|
31.7K
$12.9M
|
|
|
Nov 15, 2022
Q3 2022
|
Colony Group LLC
Boston, MA |
SELL
|
- |
-950- 0.94% |
$154K - $188K
|
101K
$41M
|
|
|
Nov 14, 2022
Q3 2022
|
Maven Securities LTD
St Helier, Y9 |
SELL
|
- |
-958- 18.39% |
$156K - $190K
|
4.25K
$1.73M
|
|
|
Nov 14, 2022
Q3 2022
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-966- 3.82% |
$157K - $192K
|
24.3K
$9.92M
|
|
|
Nov 14, 2022
Q3 2022
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-971- 18.77% |
$158K - $193K
|
4.2K
$1.71M
|
|
|
Nov 09, 2022
Q3 2022
|
Freestone Capital Holdings, LLC
Seattle, WA |
SELL
|
- |
-997- 5.99% |
$162K - $198K
|
15.7K
$6.38M
|
|
|
Oct 21, 2022
Q3 2022
|
K.J. Harrison & Partners Inc
|
SELL
|
- |
-1K- 16.67% |
$162K - $198K
|
5K
$2.04M
|
|
|
Oct 24, 2022
Q3 2022
|
State Of Michigan Retirement System
|
SELL
|
- |
-1K- 0.7% |
$162K - $198K
|
143K
$58.3M
|
|
|
Nov 09, 2022
Q3 2022
|
Compagnie Lombard Odier S Cm A
1204 Geneva, V8 |
SELL
|
- |
-1K- 5.44% |
$162K - $198K
|
17.4K
$7.09M
|
|
|
Nov 15, 2022
Q3 2022
|
Douglass Winthrop Advisors, LLC
New York, NY |
SELL
|
- |
-1K- 8.7% |
$162K - $198K
|
10.5K
$4.28M
|
|
|
Nov 15, 2022
Q3 2022
|
Washington Trust Bank
|
SELL
|
- |
-1K- 13.15% |
$162K - $198K
|
6.61K
$2.69M
|
|
|
Dec 13, 2022
Q3 2022
|
Houlihan Financial Resource Group, Ltd.
Ashburn, VA |
SELL
|
- |
-1.02KClosed |
$165K - $201K
|
0
$0
|
|
|
Oct 24, 2022
Q3 2022
|
Bar Harbor Wealth Management
Concord, NH |
SELL
|
- |
-1.03K- 1.81% |
$167K - $204K
|
55.7K
$22.7M
|
|
|
Nov 01, 2022
Q3 2022
|
Financial Counselors Inc
|
SELL
|
- |
-1.05K- 0.55% |
$170K - $208K
|
188K
$76.8M
|
|
|
Nov 14, 2022
Q3 2022
|
Maryland Capital Management
Towson, MD |
SELL
|
- |
-1.07K- 33.56% |
$173K - $211K
|
2.11K
$860K
|
|
|
Oct 11, 2022
Q3 2022
|
Ipswich Investment Management Co., Inc.
|
SELL
|
- |
-1.07K- 5.25% |
$174K - $212K
|
19.3K
$7.88M
|
|
|
Nov 14, 2022
Q3 2022
|
Almanack Investment Partners, Llc.
Wayne, PA |
SELL
|
- |
-1.08K- 68.57% |
$176K - $215K
|
496
$202K
|
|
|
Nov 07, 2022
Q3 2022
|
Cobblestone Capital Advisors LLC
Rochester, NY |
SELL
|
- |
-1.1K- 15.44% |
$179K - $218K
|
6.03K
$2.46M
|
|
|
Nov 03, 2022
Q3 2022
|
Deseret Mutual Benefit Administrators
|
SELL
|
- |
-1.12K- 16.37% |
$181K - $221K
|
5.7K
$2.32M
|
|
|
Nov 08, 2022
Q3 2022
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-1.12K- 7.08% |
$182K - $222K
|
14.7K
$6.01M
|
|
|
Nov 08, 2022
Q3 2022
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-1.15K- 12.57% |
$187K - $228K
|
7.99K
$3.26M
|
|
|
Oct 18, 2022
Q3 2022
|
Consolidated Capital Management, LLC
|
SELL
|
- |
-1.16K- 3.75% |
$189K - $230K
|
29.8K
$12.2M
|