Purchases and Sales Made in Q3 2022 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2022. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 24, 2022
Q3 2022
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-1.9K- 12.33% |
$308K - $376K
|
13.5K
$5.5M
|
|
|
Oct 27, 2022
Q3 2022
|
Cwm, LLC
|
SELL
|
- |
-1.91K- 11.52% |
$310K - $378K
|
14.7K
$5.98M
|
|
|
Nov 07, 2022
Q3 2022
|
Asahi Life Asset Management Co., Ltd.
|
SELL
|
- |
-1.93K- 4.05% |
$314K - $383K
|
45.7K
$18.7M
|
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.94K- 0.96% |
$315K - $384K
|
199K
$81.1M
|
|
|
Nov 14, 2022
Q3 2022
|
Epoch Investment Partners, Inc.
New York, NY |
SELL
|
- |
-1.96K- 28.89% |
$318K - $388K
|
4.82K
$1.97M
|
|
|
Nov 14, 2022
Q3 2022
|
Point72 Hong Kong LTD
Hong Kong, K3 |
SELL
|
- |
-1.97K- 98.89% |
$320K - $390K
|
22
$8.97K
|
|
|
Nov 14, 2022
Q3 2022
|
Chilton Capital Management LLC
Houston, TX |
SELL
|
- |
-2K- 2.09% |
$324K - $396K
|
93.6K
$38.2M
|
|
|
Oct 18, 2022
Q3 2022
|
Argus Investors' Counsel, Inc.
|
SELL
|
- |
-2K- 22.57% |
$325K - $397K
|
6.86K
$2.8M
|
|
|
Oct 27, 2022
Q3 2022
|
Harfst & Associates, Inc.
|
SELL
|
- |
-2.02K- 40.55% |
$327K - $399K
|
2.95K
$1.2M
|
|
|
Oct 20, 2022
Q3 2022
|
Stonnington Group, LLC
|
SELL
|
- |
-2.02K- 14.57% |
$328K - $400K
|
11.8K
$4.83M
|
|
|
Nov 07, 2022
Q3 2022
|
Arizona State Retirement System
|
SELL
|
- |
-2.03K- 1.38% |
$330K - $403K
|
145K
$59.1M
|
|
|
Nov 08, 2022
Q3 2022
|
Aafmaa Wealth Management & Trust LLC
|
SELL
|
- |
-2.04K- 10.79% |
$331K - $404K
|
16.8K
$6.86M
|
|
|
Oct 27, 2022
Q3 2022
|
Keybank National Association
|
SELL
|
- |
-2.05K- 1.34% |
$333K - $407K
|
151K
$61.6M
|
|
|
Nov 08, 2022
Q3 2022
|
Zions Bancorporation, N.A.
|
SELL
|
- |
-2.05K- 40.19% |
$334K - $407K
|
3.06K
$1.25M
|
|
|
Oct 21, 2022
Q3 2022
|
Diamant Asset Management, Inc.
|
SELL
|
- |
-2.07K- 30.08% |
$336K - $410K
|
4.81K
$1.96M
|
|
|
Nov 07, 2022
Q3 2022
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
SELL
|
- |
-2.15K- 4.15% |
$350K - $427K
|
49.7K
$20.3M
|
|
|
Nov 10, 2022
Q3 2022
|
Elo Mutual Pension Insurance CO
|
SELL
|
- |
-2.18K- 5.16% |
$354K - $432K
|
40.1K
$16.3M
|
|
|
Nov 14, 2022
Q3 2022
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
SELL
|
- |
-2.18K- 19.99% |
$355K - $433K
|
8.74K
$3.57M
|
|
|
Nov 14, 2022
Q3 2022
|
Moneta Group Investment Advisors LLC
St Louis, MO |
SELL
|
- |
-2.21K- 22.81% |
$359K - $438K
|
7.48K
$3.05M
|
|
|
Oct 18, 2022
Q3 2022
|
Manning & Napier Group, LLC
|
SELL
|
- |
-2.27K- 1.55% |
$368K - $449K
|
144K
$58.9M
|
|
|
Nov 14, 2022
Q3 2022
|
Livforsakringsbolaget Skandia, Omsesidigt
Stockholm, V7 |
SELL
|
- |
-2.3K- 81.76% |
$374K - $456K
|
513
$209K
|
|
|
Nov 08, 2022
Q3 2022
|
Braun Stacey Associates Inc
|
SELL
|
- |
-2.31K- 34.17% |
$375K - $458K
|
4.45K
$1.81M
|
|
|
Nov 09, 2022
Q3 2022
|
Shepherd Financial Partners LLC
Winchester, MA |
SELL
|
- |
-2.38K- 31.69% |
$387K - $472K
|
5.14K
$2.09M
|
|
|
Oct 10, 2024
Q3 2022
|
Wr Wealth Planners, LLC
Columbia, MO |
SELL
|
- |
-2.43K- 25.25% |
$394K - $481K
|
7.19K
$2.93M
|
|
|
Oct 04, 2022
Q3 2022
|
Boltwood Capital Management
|
SELL
|
- |
-2.45K- 22.37% |
$398K - $486K
|
8.51K
$3.47M
|
|
|
Oct 11, 2022
Q3 2022
|
Trust CO Of Toledo Na
Holland, OH |
SELL
|
- |
-2.5K- 19.2% |
$406K - $496K
|
10.5K
$4.29M
|
|
|
Nov 14, 2022
Q3 2022
|
Founders Financial Alliance, LLC
Raleigh, NC |
SELL
|
- |
-2.57K- 44.65% |
$417K - $509K
|
3.18K
$1.3M
|
|
|
Nov 10, 2022
Q3 2022
|
Pitcairn CO
Jenkintown, PA |
SELL
|
- |
-2.59K- 52.44% |
$421K - $513K
|
2.35K
$958K
|
|
|
Nov 07, 2022
Q3 2022
|
Bi Asset Management Fondsmaeglerselskab A
Kobenhavn, G7 |
SELL
|
- |
-2.59K- 34.35% |
$421K - $514K
|
4.96K
$2.02M
|
|
|
Nov 14, 2022
Q3 2022
|
Meiji Yasuda Life Insurance CO
Tokyo, M0 |
SELL
|
- |
-2.63K- 20.16% |
$427K - $521K
|
10.4K
$4.24M
|
|
|
Oct 25, 2022
Q3 2022
|
Ziegler Capital Management, LLC
|
SELL
|
- |
-2.67K- 4.33% |
$433K - $528K
|
58.9K
$24M
|
|
|
Oct 04, 2022
Q3 2022
|
Neville Rodie & Shaw Inc
|
SELL
|
- |
-2.69K- 11.27% |
$437K - $533K
|
21.2K
$8.63M
|
|
|
Oct 18, 2022
Q3 2022
|
New Mexico Educational Retirement Board
|
SELL
|
- |
-2.7K- 9.0% |
$439K - $535K
|
27.3K
$11.1M
|
|
|
Nov 09, 2022
Q3 2022
|
Capital Wealth Planning, LLC
|
SELL
|
- |
-2.82K- 39.89% |
$458K - $559K
|
4.25K
$1.73M
|
|
|
Nov 04, 2022
Q3 2022
|
V Wealth Advisors LLC
|
SELL
|
- |
-2.86K- 26.52% |
$464K - $566K
|
7.91K
$3.23M
|
|
|
Nov 14, 2022
Q3 2022
|
Bahl & Gaynor Inc
|
SELL
|
- |
-2.91K- 40.18% |
$473K - $577K
|
4.33K
$1.77M
|
|
|
Oct 14, 2022
Q3 2022
|
Diversified Trust CO
|
SELL
|
- |
-2.96K- 33.21% |
$481K - $587K
|
5.96K
$2.43M
|
|
|
Nov 07, 2022
Q3 2022
|
Minneapolis Portfolio Management Group, LLC
Minneapolis, MN |
SELL
|
- |
-2.97K- 1.89% |
$482K - $588K
|
154K
$62.8M
|
|
|
Nov 07, 2022
Q3 2022
|
Spire Wealth Management
|
SELL
|
- |
-3K- 24.65% |
$487K - $594K
|
9.16K
$3.73M
|
|
|
Nov 14, 2022
Q3 2022
|
Trexquant Investment LP
Stamford, CT |
SELL
|
- |
-3.05K- 53.13% |
$496K - $605K
|
2.69K
$1.1M
|
|
|
Nov 08, 2022
Q3 2022
|
Confluence Wealth Services, Inc.
Mcmurray, PA |
SELL
|
- |
-3.11K- 42.47% |
$506K - $617K
|
4.22K
$1.72M
|
|
|
Nov 15, 2022
Q3 2022
|
Tiemann Investment Advisors, LLC
Menlo Park, CA |
SELL
|
- |
-3.22K- 52.64% |
$524K - $639K
|
2.9K
$1.18M
|
|
|
Nov 14, 2022
Q3 2022
|
Franklin Resources Inc
San Mateo, CA |
SELL
|
- |
-3.27K- 1.7% |
$532K - $649K
|
189K
$77M
|
|
|
Nov 15, 2022
Q3 2022
|
Delos Wealth Advisors, LLC
Dallas, TX |
SELL
|
- |
-3.32K- 35.32% |
$539K - $658K
|
6.08K
$2.48M
|
|
|
Nov 03, 2022
Q3 2022
|
Texas Capital Bank Wealth Management Services Inc
|
SELL
|
- |
-3.37K- 6.78% |
$547K - $667K
|
46.3K
$18.9M
|
|
|
Nov 10, 2022
Q3 2022
|
Jeremy Grantham
Grantham, Mayo, Van Otterloo & Co. LLC | Boston, Ma
|
SELL
|
- |
-3.4K- 34.81% |
$552K - $674K
|
6.37K
$2.6M
|
|
|
Nov 09, 2022
Q3 2022
|
Hwg Holdings LP
Houston, TX |
SELL
|
- |
-3.41K- 99.36% |
$554K - $676K
|
22
$8.97K
|
|
|
Nov 14, 2022
Q3 2022
|
Ascent Wealth Partners, LLC
New Hartford, NY |
SELL
|
- |
-3.47K- 19.91% |
$564K - $688K
|
14K
$5.69M
|
|
|
Nov 14, 2022
Q3 2022
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-3.51K- 2.16% |
$570K - $696K
|
159K
$64.9M
|
|
|
Mar 22, 2023
Q3 2022
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-3.51K- 2.16% |
$570K - $696K
|
159K
$64.9M
|