Purchases and Sales Made in Q3 2022 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2022. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Royal London Asset Management LTD
United Kingdom, X0 |
SELL
|
- |
-7.36K- 3.67% |
$1.2M - $1.46M
|
193K
$78.8M
|
|
|
Nov 14, 2022
Q3 2022
|
Vestcor Inc
Fredericton, A3 |
SELL
|
- |
-7.44K- 37.18% |
$1.21M - $1.47M
|
12.6K
$5.13M
|
|
|
Nov 08, 2022
Q3 2022
|
State Board Of Administration Of Florida Retirement System
|
SELL
|
- |
-7.72K- 1.23% |
$1.25M - $1.53M
|
618K
$252M
|
|
|
Nov 09, 2022
Q3 2022
|
Edge Capital Group, LLC
|
SELL
|
- |
-7.88K- 79.07% |
$1.28M - $1.56M
|
2.09K
$850K
|
|
|
Oct 20, 2022
Q3 2022
|
Beacon Investment Advisory Services, Inc.
|
SELL
|
- |
-7.89K- 31.98% |
$1.28M - $1.56M
|
16.8K
$6.84M
|
|
|
Nov 10, 2022
Q3 2022
|
Philadelphia Trust CO
Philadelphia, PA |
SELL
|
- |
-7.99K- 17.15% |
$1.3M - $1.58M
|
38.6K
$15.8M
|
|
|
Nov 02, 2022
Q3 2022
|
Daiwa Securities Group Inc.
Tokyo, M0 |
SELL
|
- |
-8.03K- 7.95% |
$1.3M - $1.59M
|
93K
$37.9M
|
|
|
Nov 14, 2022
Q3 2022
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-8.17K- 19.19% |
$1.33M - $1.62M
|
34.4K
$14M
|
|
|
Oct 28, 2022
Q3 2022
|
New York State Teachers Retirement System
|
SELL
|
- |
-8.31K- 1.31% |
$1.35M - $1.65M
|
626K
$255M
|
|
|
Nov 01, 2022
Q3 2022
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-8.62K- 9.08% |
$1.4M - $1.71M
|
86.3K
$35.2M
|
|
|
Nov 15, 2022
Q3 2022
|
Whalerock Point Partners, LLC
Providence, RI |
SELL
|
- |
-8.67K- 83.59% |
$1.41M - $1.72M
|
1.7K
$694K
|
|
|
Nov 14, 2022
Q3 2022
|
Axa S.A.
Paris, I0 |
SELL
|
- |
-8.82K- 4.54% |
$1.43M - $1.75M
|
185K
$75.6M
|
|
|
Feb 14, 2023
Q3 2022
|
Axa S.A.
Paris, I0 |
SELL
|
- |
-8.82K- 4.54% |
$1.43M - $1.75M
|
185K
$75.6M
|
|
|
Feb 14, 2023
Q3 2022
|
Y Intercept (Hong Kong) LTD
|
SELL
|
- |
-8.96K- 33.89% |
$1.46M - $1.78M
|
17.5K
$7.13M
|
|
|
Oct 12, 2022
Q3 2022
|
Willis Investment Counsel
Gainesville, GA |
SELL
|
- |
-9.02K- 6.2% |
$1.46M - $1.79M
|
136K
$55.6M
|
|
|
Nov 07, 2022
Q3 2022
|
Nisa Investment Advisors, LLC
|
SELL
|
- |
-9.07K- 5.0% |
$1.47M - $1.8M
|
172K
$70.3M
|
|
|
Oct 27, 2022
Q3 2022
|
Avitas Wealth Management LLC
|
SELL
|
- |
-9.43K- 59.77% |
$1.53M - $1.87M
|
6.34K
$2.59M
|
|
|
Nov 10, 2022
Q3 2022
|
British Columbia Investment Management Corp
Victoria, A1 |
SELL
|
- |
-9.45K- 15.18% |
$1.53M - $1.87M
|
52.8K
$21.5M
|
|
|
Oct 25, 2022
Q3 2022
|
Fifth Third Bancorp
|
SELL
|
- |
-9.8K- 2.79% |
$1.59M - $1.94M
|
342K
$139M
|
|
|
Oct 18, 2022
Q3 2022
|
First American Trust, Fsb
|
SELL
|
- |
-9.81K- 20.14% |
$1.59M - $1.94M
|
38.9K
$15.9M
|
|
|
Nov 14, 2022
Q3 2022
|
Permanens Capital L.P.
New York, NY |
SELL
|
- |
-10.2K- 36.58% |
$1.65M - $2.01M
|
17.6K
$7.19M
|
|
|
Nov 08, 2022
Q3 2022
|
Diamond Hill Capital Management Inc
Columbus, OH |
SELL
|
- |
-10.2K- 0.53% |
$1.65M - $2.02M
|
1.89M
$773M
|
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-10.3K- 12.37% |
$1.67M - $2.04M
|
72.8K
$29.7M
|
|
|
Nov 08, 2022
Q3 2022
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-10.4K- 18.71% |
$1.68M - $2.05M
|
45K
$18.4M
|
|
|
Nov 01, 2022
Q3 2022
|
Wright Investors Service Inc
|
SELL
|
- |
-10.5K- 68.58% |
$1.71M - $2.09M
|
4.82K
$1.97M
|
|
|
Oct 14, 2022
Q3 2022
|
Avantax Planning Partners, Inc.
|
SELL
|
- |
-10.9K- 61.66% |
$1.77M - $2.16M
|
6.79K
$2.77M
|
|
|
Nov 04, 2022
Q3 2022
|
Russell Investments Group, Ltd.
|
SELL
|
- |
-11.1K- 7.03% |
$1.8M - $2.2M
|
147K
$59.8M
|
|
|
Nov 14, 2022
Q3 2022
|
Verition Fund Management LLC
Greenwich, CT |
SELL
|
- |
-11.4K- 48.09% |
$1.85M - $2.25M
|
12.3K
$5M
|
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-11.4K- 1.75% |
$1.85M - $2.26M
|
641K
$261M
|
|
|
Feb 23, 2023
Q3 2022
|
National Pension Service
Jeonju Si, Jeollabuk Do, M5 |
SELL
|
- |
-12.1K- 1.54% |
$1.97M - $2.41M
|
779K
$318M
|
|
|
Nov 01, 2022
Q3 2022
|
Waycross Partners, LLC
Louisville, KY |
SELL
|
- |
-12.6K- 48.52% |
$2.04M - $2.49M
|
13.3K
$5.44M
|
|
|
Nov 14, 2022
Q3 2022
|
Cibc World Markets Corp
New York, NY |
SELL
|
- |
-12.6K- 28.32% |
$2.05M - $2.5M
|
31.9K
$13M
|
|
|
Nov 09, 2022
Q3 2022
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-12.9K- 42.54% |
$2.1M - $2.57M
|
17.5K
$7.13M
|
|
|
Nov 09, 2022
Q3 2022
|
Swiss National Bank
Zurich, V8 |
SELL
|
- |
-13.2K- 0.57% |
$2.14M - $2.62M
|
2.31M
$943M
|
|
|
Oct 31, 2022
Q3 2022
|
Merit Financial Group, LLC
|
SELL
|
- |
-13.5K- 65.05% |
$2.19M - $2.68M
|
7.25K
$2.96M
|
|
|
Oct 13, 2022
Q3 2022
|
Wesbanco Bank Inc
|
SELL
|
- |
-13.8K- 60.28% |
$2.25M - $2.75M
|
9.12K
$3.72M
|
|
|
Nov 18, 2022
Q3 2022
|
California State Teachers Retirement System
West Sacramento, CA |
SELL
|
- |
-14.9K- 1.64% |
$2.43M - $2.96M
|
898K
$366M
|
|
|
Nov 14, 2022
Q3 2022
|
Fund Management At Engine No. 1 LLC
San Francisco, CA |
SELL
|
- |
-15K- 74.77% |
$2.44M - $2.98M
|
5.08K
$2.07M
|
|
|
Nov 14, 2022
Q3 2022
|
Capital International, Inc.
Los Angeles, CA |
SELL
|
- |
-15.1K- 18.68% |
$2.45M - $2.99M
|
65.5K
$26.7M
|
|
|
Oct 18, 2022
Q3 2022
|
Karp Capital Management Corp
|
SELL
|
- |
-15.1K- 99.74% |
$2.45M - $2.99M
|
40
$16.3K
|
|
|
Nov 03, 2022
Q3 2022
|
Illinois Municipal Retirement Fund
|
SELL
|
- |
-15.2K- 49.56% |
$2.47M - $3.02M
|
15.5K
$6.32M
|
|
|
Oct 31, 2022
Q3 2022
|
Pinnacle Financial Partners Inc
|
SELL
|
- |
-15.4K- 42.29% |
$2.5M - $3.05M
|
21K
$8.57M
|
|
|
Nov 10, 2022
Q3 2022
|
Tocqueville Asset Management L.P.
New York, NY |
SELL
|
- |
-15.4K- 6.51% |
$2.51M - $3.06M
|
222K
$90.4M
|
|
|
Nov 14, 2022
Q3 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-15.7K- 57.21% |
$2.55M - $3.11M
|
11.8K
$4.79M
|
|
|
Nov 10, 2022
Q3 2022
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-15.9KClosed |
$2.58M - $3.14M
|
0
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-16.1K- 1.4% |
$2.61M - $3.18M
|
1.13M
$461M
|
|
|
Nov 01, 2022
Q3 2022
|
Mn Services Vermogensbeheer B.V.
|
SELL
|
- |
-16.3K- 5.2% |
$2.65M - $3.23M
|
297K
$121M
|
|
|
Oct 07, 2022
Q3 2022
|
Exchange Traded Concepts, LLC
|
SELL
|
- |
-16.3K- 99.69% |
$2.65M - $3.24M
|
51
$20.8K
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-16.5K- 32.02% |
$2.68M - $3.27M
|
35K
$14.3M
|
|
|
Oct 26, 2022
Q3 2022
|
Amf Tjanstepension Ab
|
SELL
|
- |
-16.5K- 7.98% |
$2.68M - $3.28M
|
191K
$77.7M
|