Purchases and Sales Made in Q3 2022 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2022. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 10, 2024
Q3 2022
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-3.51K- 2.16% |
$570K - $696K
|
159K
$64.9M
|
|
|
Nov 14, 2022
Q3 2022
|
Price T Rowe Associates Inc
Baltimore, MD |
SELL
|
- |
-3.52K- 0.21% |
$572K - $698K
|
1.65M
$673M
|
|
|
Oct 21, 2022
Q3 2022
|
Alpha Star Capital Management, LLC
|
SELL
|
- |
-3.6K- 44.88% |
$584K - $713K
|
4.42K
$1.8M
|
|
|
Oct 21, 2022
Q3 2022
|
Everett Harris & CO
|
SELL
|
- |
-3.6K- 52.93% |
$585K - $714K
|
3.2K
$1.31M
|
|
|
Nov 16, 2022
Q3 2022
|
Glenmede Trust CO Na
Philadelphia, PA |
SELL
|
- |
-3.63K- 3.61% |
$589K - $719K
|
96.7K
$39.4M
|
|
|
Oct 23, 2023
Q3 2022
|
Silver Oak Securities, Inc
Jackson, TN |
SELL
|
- |
-3.73K- 14.09% |
$607K - $740K
|
22.8K
$9.28M
|
|
|
Nov 14, 2022
Q3 2022
|
Vanguard Group Inc
Valley Forge, PA |
SELL
|
- |
-3.77K- 0.01% |
$612K - $747K
|
48.6M
$19.8B
|
|
|
Nov 14, 2022
Q3 2022
|
Janus Henderson Group PLC
London, X0 |
SELL
|
- |
-3.77K- 3.11% |
$613K - $748K
|
118K
$48M
|
|
|
Nov 14, 2022
Q3 2022
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-3.78K- 4.95% |
$615K - $750K
|
72.6K
$29.6M
|
|
|
Oct 24, 2022
Q3 2022
|
Busey Wealth Management
|
SELL
|
- |
-4.03K- 4.22% |
$654K - $798K
|
91.3K
$37.2M
|
|
|
Nov 14, 2022
Q3 2022
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-4.18K- 27.09% |
$679K - $828K
|
11.2K
$4.59M
|
|
|
Oct 11, 2022
Q3 2022
|
Goal Vest Advisory LLC
|
SELL
|
- |
-4.2K- 79.34% |
$683K - $833K
|
1.1K
$447K
|
|
|
Nov 14, 2022
Q3 2022
|
Shell Asset Management CO
The Hague, P7 |
SELL
|
- |
-4.27K- 20.17% |
$693K - $846K
|
16.9K
$6.89M
|
|
|
Nov 02, 2022
Q3 2022
|
Clear Street Markets LLC
|
SELL
|
- |
-4.3K- 68.24% |
$698K - $852K
|
2K
$816K
|
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Investment Management Company, LLC
|
SELL
|
- |
-4.31K- 18.01% |
$699K - $854K
|
19.6K
$8M
|
|
|
Nov 03, 2022
Q3 2022
|
Ieq Capital, LLC
|
SELL
|
- |
-4.33K- 20.15% |
$704K - $859K
|
17.2K
$7M
|
|
|
Nov 08, 2022
Q3 2022
|
Altrius Capital Management Inc
New Bern, NC |
SELL
|
- |
-4.4K- 19.96% |
$715K - $872K
|
17.7K
$7.2M
|
|
|
Oct 21, 2022
Q3 2022
|
Whittier Trust CO
|
SELL
|
- |
-4.45K- 7.62% |
$723K - $882K
|
53.9K
$22M
|
|
|
Oct 21, 2022
Q3 2022
|
Hodges Capital Management Inc.
|
SELL
|
- |
-4.58K- 26.18% |
$744K - $908K
|
12.9K
$5.27M
|
|
|
Jan 02, 2024
Q3 2022
|
Anchor Investment Management, LLC
Columbia, SC |
SELL
|
- |
-4.78K- 34.46% |
$776K - $948K
|
9.09K
$3.71M
|
|
|
Nov 14, 2022
Q3 2022
|
American International Group, Inc.
New York, NY |
SELL
|
- |
-4.84K- 2.82% |
$786K - $959K
|
167K
$68M
|
|
|
Nov 14, 2022
Q3 2022
|
Essex Investment Management CO LLC
Boston, MA |
SELL
|
- |
-4.89K- 19.53% |
$795K - $970K
|
20.2K
$8.22M
|
|
|
Nov 02, 2022
Q3 2022
|
Re Dickinson Investment Advisors, LLC
Council Bluffs, IA |
SELL
|
- |
-4.97K- 76.81% |
$807K - $985K
|
1.5K
$612K
|
|
|
Sep 21, 2023
Q3 2022
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-4.97K- 90.44% |
$808K - $986K
|
526
$215K
|
|
|
Oct 19, 2022
Q3 2022
|
Mayflower Financial Advisors, LLC
|
SELL
|
- |
-5.24K- 56.42% |
$851K - $1.04M
|
4.05K
$1.65M
|
|
|
Nov 14, 2022
Q3 2022
|
Dai Ichi Life Insurance Company, LTD
Tokyo, M0 |
SELL
|
- |
-5.37K- 12.85% |
$872K - $1.06M
|
36.4K
$14.9M
|
|
|
Nov 01, 2022
Q3 2022
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-5.43K- 12.94% |
$882K - $1.08M
|
36.5K
$14.9M
|
|
|
Oct 28, 2022
Q3 2022
|
Conning Inc.
|
SELL
|
- |
-5.47K- 2.65% |
$889K - $1.08M
|
201K
$81.9M
|
|
|
Nov 14, 2022
Q3 2022
|
Bluestein R H & CO LLC
Birmingham, MI |
SELL
|
- |
-5.58K- 2.52% |
$906K - $1.11M
|
216K
$87.9M
|
|
|
Oct 07, 2022
Q3 2022
|
Gateway Investment Advisers LLC
|
SELL
|
- |
-5.64K- 2.67% |
$916K - $1.12M
|
206K
$83.9M
|
|
|
Nov 14, 2022
Q3 2022
|
Centiva Capital, LP
New York, NY |
SELL
|
- |
-5.64K- 89.66% |
$917K - $1.12M
|
651
$265K
|
|
|
Nov 09, 2022
Q3 2022
|
Edmond De Rothschild Holding S.A.
Chambesy, V8 |
SELL
|
- |
-5.78K- 5.92% |
$939K - $1.15M
|
91.8K
$37.4M
|
|
|
Nov 15, 2022
Q3 2022
|
Nvwm, LLC
|
SELL
|
- |
-5.98K- 90.88% |
$971K - $1.18M
|
600
$245K
|
|
|
Nov 14, 2022
Q3 2022
|
Blueshift Asset Management, LLC
Red Bank, NJ |
SELL
|
- |
-6K- 77.03% |
$975K - $1.19M
|
1.79K
$730K
|
|
|
Nov 15, 2022
Q3 2022
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-6.06K- 63.78% |
$985K - $1.2M
|
3.44K
$1.4M
|
|
|
Nov 03, 2022
Q3 2022
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-6.16K- 48.27% |
$1M - $1.22M
|
6.6K
$2.69M
|
|
|
Nov 14, 2022
Q3 2022
|
Joel Greenblatt
Gotham Asset Management, LLC | New York, Ny
|
SELL
|
- |
-6.18K- 27.73% |
$1M - $1.23M
|
16.1K
$6.57M
|
|
|
Nov 10, 2022
Q3 2022
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-6.2K- 9.75% |
$1.01M - $1.23M
|
57.4K
$23.4M
|
|
|
Oct 27, 2022
Q3 2022
|
Achmea Investment Management B.V.
|
SELL
|
- |
-6.24K- 24.51% |
$1.01M - $1.24M
|
19.2K
$7.84M
|
|
|
Nov 10, 2022
Q3 2022
|
Scotia Capital Inc.
|
SELL
|
- |
-6.5K- 12.82% |
$1.06M - $1.29M
|
44.2K
$18M
|
|
|
Oct 27, 2022
Q3 2022
|
Us Bancorp \De\
|
SELL
|
- |
-6.5K- 0.96% |
$1.06M - $1.29M
|
670K
$273M
|
|
|
Feb 13, 2023
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-6.52K- 15.7% |
$1.06M - $1.29M
|
35K
$14.3M
|
|
|
Oct 13, 2022
Q3 2022
|
Brookstone Capital Management
|
SELL
|
- |
-6.55K- 17.18% |
$1.06M - $1.3M
|
31.6K
$12.9M
|
|
|
Feb 10, 2023
Q3 2022
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-6.57K- 57.28% |
$1.07M - $1.3M
|
4.9K
$2M
|
|
|
Nov 14, 2022
Q3 2022
|
Horizon Investments, LLC
Charlotte, NC |
SELL
|
- |
-6.65K- 46.99% |
$1.08M - $1.32M
|
7.5K
$3.06M
|
|
|
Oct 31, 2022
Q3 2022
|
James Investment Research Inc
|
SELL
|
- |
-6.66K- 14.16% |
$1.08M - $1.32M
|
40.4K
$16.5M
|
|
|
Nov 14, 2022
Q3 2022
|
Sompo Asset Management Co., Ltd.
Tokyo, M0 |
SELL
|
- |
-6.88K- 76.61% |
$1.12M - $1.36M
|
2.1K
$856K
|
|
|
Oct 17, 2022
Q3 2022
|
Cathie Wood
Ark Investment Management LLC | St. Petersburg, Fl
|
SELL
|
- |
-6.94K- 6.73% |
$1.13M - $1.38M
|
96.2K
$39.2M
|
|
|
Nov 14, 2022
Q3 2022
|
Jupiter Wealth Management LLC
Glendale, CO |
SELL
|
- |
-6.97K- 87.45% |
$1.13M - $1.38M
|
1K
$408K
|
|
|
Oct 20, 2022
Q3 2022
|
State Of Alaska, Department Of Revenue
|
SELL
|
- |
-7.06K- 6.36% |
$1.15M - $1.4M
|
104K
$42.3M
|