Purchases and Sales Made in Q3 2022 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2022. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Acadian Asset Management LLC
Boston, MA |
SELL
|
- |
-16.6K- 68.92% |
$2.7M - $3.29M
|
7.49K
$3.05M
|
|
|
Nov 14, 2022
Q3 2022
|
Acadian Asset Management LLC
Boston, MA |
SELL
|
- |
-16.6K- 68.92% |
$2.7M - $3.29M
|
7.49K
$3.05M
|
|
|
Nov 08, 2022
Q3 2022
|
Congress Asset Management CO
|
SELL
|
- |
-16.8K- 3.03% |
$2.72M - $3.32M
|
537K
$219M
|
|
|
Nov 14, 2022
Q3 2022
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-16.9K- 51.78% |
$2.74M - $3.35M
|
15.7K
$6.41M
|
|
|
Oct 26, 2022
Q3 2022
|
Robeco Institutional Asset Management B.V.
|
SELL
|
- |
-17K- 10.75% |
$2.77M - $3.38M
|
141K
$57.7M
|
|
|
Dec 01, 2022
Q3 2022
|
Robeco Institutional Asset Management B.V.
|
SELL
|
- |
-17K- 10.75% |
$2.77M - $3.38M
|
141K
$57.7M
|
|
|
Nov 14, 2022
Q3 2022
|
Alpha Crest Capital Management LLC
New York, NY |
SELL
|
- |
-17.8K- 48.6% |
$2.89M - $3.53M
|
18.8K
$7.67M
|
|
|
Oct 21, 2022
Q3 2022
|
Tufton Capital Management
|
SELL
|
- |
-18.2K- 32.56% |
$2.96M - $3.61M
|
37.7K
$15.4M
|
|
|
Nov 10, 2022
Q3 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-18.4K- 18.93% |
$3M - $3.66M
|
79K
$32.2M
|
|
|
Nov 14, 2022
Q3 2022
|
Dz Bank Ag Deutsche Zentral Genossenschafts Bank, Frankfurt Am Main
Frankfurt Am Main, 2M |
SELL
|
- |
-19.2K- 45.25% |
$3.11M - $3.8M
|
23.2K
$9.45M
|
|
|
Nov 09, 2022
Q3 2022
|
Zurcher Kantonalbank (Zurich Cantonalbank)
Zurich, V8 |
SELL
|
- |
-20.3K- 8.43% |
$3.3M - $4.03M
|
221K
$90M
|
|
|
Oct 11, 2022
Q3 2022
|
Silverleafe Capital Partners, LLC
Memphis, TN |
SELL
|
- |
-21KClosed |
$3.4M - $4.15M
|
0
$0
|
|
|
Oct 26, 2022
Q3 2022
|
Allspring Global Investments Holdings, LLC
|
SELL
|
- |
-21.8K- 6.41% |
$3.55M - $4.33M
|
319K
$130M
|
|
|
Nov 14, 2022
Q3 2022
|
Nuveen Asset Management, LLC
Chicago, IL |
SELL
|
- |
-22.2K- 0.66% |
$3.61M - $4.41M
|
3.36M
$1.37B
|
|
|
Oct 27, 2022
Q3 2022
|
Chartwell Investment Partners, LLC
|
SELL
|
- |
-22.7K- 25.02% |
$3.69M - $4.51M
|
68.1K
$27.8M
|
|
|
Oct 13, 2022
Q3 2022
|
National Bank Of Canada
|
SELL
|
- |
-24.3K- 18.02% |
$3.94M - $4.81M
|
110K
$45M
|
|
|
Oct 31, 2022
Q3 2022
|
Sg Americas Securities, LLC
|
SELL
|
- |
-25.7K- 42.85% |
$4.17M - $5.09M
|
34.2K
$14M
|
|
|
Nov 08, 2022
Q3 2022
|
Ars Wealth Advisors Group, LLC
St. Petersburg, FL |
SELL
|
- |
-25.9KClosed |
$4.21M - $5.14M
|
0
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Schonfeld Strategic Advisors LLC
New York, NY |
SELL
|
- |
-26K- 51.93% |
$4.22M - $5.15M
|
24K
$9.8M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-28.6K- 4.17% |
$4.64M - $5.66M
|
656K
$267M
|
|
|
Nov 14, 2022
Q3 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-30.1K- 9.92% |
$4.89M - $5.96M
|
273K
$111M
|
|
|
Nov 07, 2022
Q3 2022
|
Rothschild & CO Asset Management Us Inc.
New York, NY |
SELL
|
- |
-30.2K- 7.2% |
$4.91M - $5.99M
|
389K
$159M
|
|
|
Nov 09, 2022
Q3 2022
|
Principal Financial Group Inc
Des Moines, IA |
SELL
|
- |
-30.3K- 2.98% |
$4.92M - $6.01M
|
987K
$402M
|
|
|
Nov 03, 2022
Q3 2022
|
Factory Mutual Insurance CO
Waltham, MA |
SELL
|
- |
-30.7K- 13.63% |
$4.99M - $6.09M
|
195K
$79.3M
|
|
|
Oct 21, 2022
Q3 2022
|
Transform Wealth, LLC
|
SELL
|
- |
-33.3K- 87.55% |
$5.4M - $6.59M
|
4.73K
$1.93M
|
|
|
Nov 04, 2022
Q3 2022
|
Commerce Bank
Kansas City, MO |
SELL
|
- |
-35.2K- 23.08% |
$5.72M - $6.99M
|
117K
$47.9M
|
|
|
Nov 14, 2022
Q3 2022
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
- |
-35.9K- 46.19% |
$5.83M - $7.11M
|
41.8K
$17M
|
|
|
Nov 04, 2022
Q3 2022
|
Vontobel Holding Ltd.
|
SELL
|
- |
-36.7K- 16.21% |
$5.97M - $7.28M
|
190K
$77.5M
|
|
|
Nov 14, 2022
Q3 2022
|
Aviva PLC
|
SELL
|
- |
-37.7K- 28.23% |
$6.12M - $7.47M
|
95.8K
$39.1M
|
|
|
Oct 26, 2022
Q3 2022
|
Steel Peak Wealth Management LLC
|
SELL
|
- |
-38.3K- 72.7% |
$6.23M - $7.6M
|
14.4K
$5.87M
|
|
|
Nov 14, 2022
Q3 2022
|
United Services Automobile Association
San Antonio, TX |
SELL
|
- |
-38.9K- 31.62% |
$6.31M - $7.7M
|
84.1K
$34.3M
|
|
|
Nov 02, 2022
Q3 2022
|
Victory Capital Management Inc
|
SELL
|
- |
-39.4K- 12.33% |
$6.4M - $7.81M
|
280K
$114M
|
|
|
Nov 08, 2022
Q3 2022
|
Uss Investment Management LTD
|
SELL
|
- |
-40K- 31.43% |
$6.5M - $7.93M
|
87.3K
$35.6M
|
|
|
Nov 09, 2022
Q3 2022
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-42.1K- 25.23% |
$6.85M - $8.36M
|
125K
$50.9M
|
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-42.8K- 7.83% |
$6.95M - $8.48M
|
504K
$205M
|
|
|
Nov 14, 2022
Q3 2022
|
Apg Asset Management N.V.
Amsterdam, P7 |
SELL
|
- |
-43.1K- 8.98% |
$7M - $8.54M
|
437K
$178M
|
|
|
Nov 14, 2022
Q3 2022
|
Hsbc Holdings PLC
London, X0 |
SELL
|
- |
-43.4K- 6.57% |
$7.05M - $8.61M
|
617K
$252M
|
|
|
Feb 15, 2024
Q3 2022
|
Kbc Group Nv
|
SELL
|
- |
-48.7K- 49.32% |
$7.91M - $9.66M
|
50K
$20.4M
|
|
|
Oct 11, 2022
Q3 2022
|
Tiaa, Fsb
St. Louis, MO |
SELL
|
- |
-51K- 69.66% |
$8.29M - $10.1M
|
22.2K
$9.06M
|
|
|
Nov 14, 2022
Q3 2022
|
Ossiam
Paris, I0 |
SELL
|
- |
-51.2K- 94.79% |
$8.32M - $10.2M
|
2.82K
$1.15M
|
|
|
Nov 10, 2022
Q3 2022
|
Intech Investment Management LLC
West Palm Beach, FL |
SELL
|
- |
-52.8K- 26.24% |
$8.57M - $10.5M
|
148K
$60.5M
|
|
|
Nov 14, 2022
Q3 2022
|
Ing Groep Nv
|
SELL
|
- |
-54K- 48.77% |
$8.77M - $10.7M
|
56.7K
$23.1M
|
|
|
Nov 08, 2022
Q3 2022
|
New York State Common Retirement Fund
|
SELL
|
- |
-54.2K- 5.56% |
$8.8M - $10.7M
|
921K
$376M
|
|
|
Nov 15, 2022
Q3 2022
|
Nomura Holdings Inc
Tokyo, M0 |
SELL
|
- |
-54.3K- 96.04% |
$8.82M - $10.8M
|
2.24K
$914K
|
|
|
Nov 14, 2022
Q3 2022
|
Engineers Gate Manager LP
New York, NY |
SELL
|
- |
-56.9K- 96.25% |
$9.24M - $11.3M
|
2.22K
$905K
|
|
|
Nov 07, 2022
Q3 2022
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-57.6K- 92.34% |
$9.35M - $11.4M
|
4.77K
$1.95M
|
|
|
Nov 14, 2022
Q3 2022
|
Capula Management LTD
Grand Cayman, E9 |
SELL
|
- |
-59.5K- 82.37% |
$9.66M - $11.8M
|
12.7K
$5.19M
|
|
|
Nov 14, 2022
Q3 2022
|
Primecap Management CO
Pasadena, CA |
SELL
|
- |
-59.9K- 2.01% |
$9.74M - $11.9M
|
2.92M
$1.19B
|
|
|
Nov 14, 2022
Q3 2022
|
Ubs Asset Management Americas Inc
Chicago, IL |
SELL
|
- |
-60.5K- 2.33% |
$9.82M - $12M
|
2.53M
$1.03B
|
|
|
Nov 14, 2022
Q3 2022
|
Cubist Systematic Strategies, LLC
Stamford, CT |
SELL
|
- |
-64.4K- 51.74% |
$10.5M - $12.8M
|
60.1K
$24.5M
|