Purchases and Sales Made in Q3 2022 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2022. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 10, 2022
Q3 2022
|
Goelzer Investment Management, Inc.
|
SELL
|
- |
-287- 2.34% |
$46.6K - $56.9K
|
12K
$4.86M
|
|
|
Nov 01, 2022
Q3 2022
|
Avalon Investment & Advisory
Houston, TX |
SELL
|
- |
-288- 10.51% |
$46.8K - $57.1K
|
2.45K
$996K
|
|
|
Oct 18, 2022
Q3 2022
|
Bailard, Inc.
|
SELL
|
- |
-290- 1.81% |
$47.1K - $57.5K
|
15.8K
$6.4M
|
|
|
Oct 25, 2022
Q3 2022
|
Spreng Capital Management, Inc.
|
SELL
|
- |
-290- 3.55% |
$47.1K - $57.5K
|
7.89K
$3.2M
|
|
|
Nov 14, 2022
Q3 2022
|
Cnb Bank
Clearfield, PA |
SELL
|
- |
-291- 8.96% |
$47.3K - $57.7K
|
2.96K
$1.2M
|
|
|
Nov 14, 2022
Q3 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-291- 3.38% |
$47.3K - $57.7K
|
8.31K
$3.38M
|
|
|
Oct 31, 2022
Q3 2022
|
Pinnacle Associates LTD
|
SELL
|
- |
-296- 0.48% |
$48.1K - $58.7K
|
61.2K
$24.8M
|
|
|
Oct 26, 2022
Q3 2022
|
Hancock Whitney Corp
|
SELL
|
- |
-298- 7.77% |
$48.4K - $59.1K
|
3.54K
$1.44M
|
|
|
Oct 07, 2022
Q3 2022
|
Murphy, Middleton, Hinkle & Parker, Inc.
|
SELL
|
- |
-300- 3.25% |
$48.7K - $59.5K
|
8.92K
$3.62M
|
|
|
Nov 14, 2022
Q3 2022
|
Garner Asset Management Corp
|
SELL
|
- |
-300- 11.28% |
$48.7K - $59.5K
|
2.36K
$958K
|
|
|
Oct 06, 2022
Q3 2022
|
Atlas Brown,Inc.
|
SELL
|
- |
-306- 4.01% |
$49.7K - $60.7K
|
7.33K
$2.98M
|
|
|
Oct 28, 2022
Q3 2022
|
Northwest Investment Counselors, LLC
|
SELL
|
- |
-306- 1.19% |
$49.7K - $60.7K
|
25.3K
$10.3M
|
|
|
Oct 31, 2022
Q3 2022
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-306- 3.49% |
$49.7K - $60.7K
|
8.47K
$3.44M
|
|
|
Nov 08, 2022
Q3 2022
|
Davis R M Inc
Portland, ME |
SELL
|
- |
-307- 6.38% |
$49.9K - $60.9K
|
4.5K
$1.83M
|
|
|
Nov 10, 2022
Q3 2022
|
Brown Brothers Harriman & CO
New York, NY |
SELL
|
- |
-307- 2.08% |
$49.9K - $60.9K
|
14.5K
$5.88M
|
|
|
Nov 02, 2022
Q3 2022
|
North Rock Partners, LLC
|
SELL
|
- |
-314- 5.19% |
$51K - $62.3K
|
5.74K
$2.33M
|
|
|
Oct 11, 2022
Q3 2022
|
Churchill Management Corp
|
SELL
|
- |
-316- 0.83% |
$51.3K - $62.6K
|
37.6K
$15.3M
|
|
|
Nov 10, 2022
Q3 2022
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-316- 9.11% |
$51.3K - $62.6K
|
3.15K
$1.28M
|
|
|
Oct 24, 2022
Q3 2022
|
Fundamentun, LLC
Beachwood, OH |
SELL
|
- |
-322- 14.36% |
$52.3K - $63.8K
|
1.92K
$780K
|
|
|
Nov 14, 2022
Q3 2022
|
Accurate Wealth Management, LLC
|
SELL
|
- |
-330- 11.42% |
$53.6K - $65.4K
|
2.56K
$1.04M
|
|
|
Oct 31, 2022
Q3 2022
|
Lee Danner & Bass Inc
|
SELL
|
- |
-333- 0.56% |
$54.1K - $66K
|
59.6K
$24.2M
|
|
|
Oct 24, 2022
Q3 2022
|
Stratos Wealth Advisors, LLC
|
SELL
|
- |
-337- 8.42% |
$54.7K - $66.8K
|
3.67K
$1.49M
|
|
|
Nov 14, 2022
Q3 2022
|
Bragg Financial Advisors, Inc
Charlotte, NC |
SELL
|
- |
-341- 4.68% |
$55.4K - $67.6K
|
6.94K
$2.82M
|
|
|
Oct 20, 2022
Q3 2022
|
First Affirmative Financial Network
|
SELL
|
- |
-349- 17.19% |
$56.7K - $69.2K
|
1.68K
$683K
|
|
|
Oct 18, 2022
Q3 2022
|
Mathes Company, Inc.
|
SELL
|
- |
-350- 1.89% |
$56.9K - $69.4K
|
18.2K
$7.38M
|
|
|
Oct 26, 2022
Q3 2022
|
Beach Investment Counsel Inc/Pa
West Conshohocken, PA |
SELL
|
- |
-353- 17.09% |
$57.3K - $70K
|
1.71K
$696K
|
|
|
Nov 10, 2022
Q3 2022
|
Princeton Capital Management LLC
Red Bank, NJ |
SELL
|
- |
-364- 3.93% |
$59.1K - $72.2K
|
8.9K
$3.61M
|
|
|
Nov 14, 2022
Q3 2022
|
One Capital Management, LLC
Westlake Village, CA |
SELL
|
- |
-364- 20.26% |
$59.1K - $72.2K
|
1.43K
$582K
|
|
|
Aug 07, 2024
Q3 2022
|
Mason Investment Advisory Services, Inc.
Reston, VA |
SELL
|
- |
-364- 12.47% |
$59.1K - $72.2K
|
2.56K
$1.04M
|
|
|
Oct 11, 2022
Q3 2022
|
Proficio Capital Partners LLC
Newton, MA |
SELL
|
- |
-366- 17.0% |
$59.5K - $72.6K
|
1.79K
$726K
|
|
|
Nov 07, 2022
Q3 2022
|
Members Trust CO
|
SELL
|
- |
-369- 3.27% |
$59.9K - $73.2K
|
10.9K
$4.44M
|
|
|
Nov 07, 2022
Q3 2022
|
Axs Investments LLC
Port Chester, NY |
SELL
|
- |
-371- 10.59% |
$60.3K - $73.6K
|
3.13K
$1.27M
|
|
|
Oct 17, 2022
Q3 2022
|
Lex Aurum Advisors, LLC
|
SELL
|
- |
-378- 8.53% |
$61.4K - $74.9K
|
4.05K
$1.65M
|
|
|
Oct 19, 2022
Q3 2022
|
Advocate Group LLC
|
SELL
|
- |
-380- 2.23% |
$61.7K - $75.3K
|
16.6K
$6.75M
|
|
|
Oct 06, 2022
Q3 2022
|
Beese Fulmer Investment Management, Inc.
|
SELL
|
- |
-382- 2.08% |
$62.1K - $75.7K
|
18K
$7.29M
|
|
|
Oct 13, 2022
Q3 2022
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-385- 11.54% |
$62.5K - $76.3K
|
2.95K
$1.2M
|
|
|
Oct 13, 2022
Q3 2022
|
Patton Albertson Miller Group, LLC
|
SELL
|
- |
-385- 10.58% |
$62.5K - $76.3K
|
3.25K
$1.32M
|
|
|
Nov 09, 2022
Q3 2022
|
Associated Banc Corp
Green Bay, WI |
SELL
|
- |
-387- 0.39% |
$62.9K - $76.7K
|
99.2K
$40.3M
|
|
|
Nov 14, 2022
Q3 2022
|
Cigna Investments Inc
Bloomfield, CT |
SELL
|
- |
-390- 5.65% |
$63.4K - $77.3K
|
6.51K
$2.64M
|
|
|
Oct 11, 2022
Q3 2022
|
Grandview Asset Management LLC
|
SELL
|
- |
-394- 10.22% |
$64K - $78.1K
|
3.46K
$1.41M
|
|
|
Oct 12, 2022
Q3 2022
|
Summit Financial Group, Inc.
|
SELL
|
- |
-396- 8.49% |
$64.3K - $78.5K
|
4.27K
$1.73M
|
|
|
Oct 21, 2022
Q3 2022
|
Lake Street Financial LLC
|
SELL
|
- |
-400- 23.38% |
$65K - $79.3K
|
1.31K
$532K
|
|
|
Nov 02, 2022
Q3 2022
|
Quilter PLC
|
SELL
|
- |
-400- 0.85% |
$65K - $79.3K
|
46.6K
$18.9M
|
|
|
Nov 14, 2022
Q3 2022
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-401- 6.15% |
$65.1K - $79.5K
|
6.12K
$2.49M
|
|
|
Nov 14, 2022
Q3 2022
|
Capstone Financial Advisors, Inc.
Downers Grove, IL |
SELL
|
- |
-404- 13.04% |
$65.6K - $80.1K
|
2.7K
$1.09M
|
|
|
Nov 01, 2022
Q3 2022
|
Harbor Investment Advisory, LLC
|
SELL
|
- |
-414- 10.44% |
$67.3K - $82.1K
|
3.55K
$1.44M
|
|
|
Nov 07, 2022
Q3 2022
|
Benedict Financial Advisors Inc
|
SELL
|
- |
-414- 24.35% |
$67.3K - $82.1K
|
1.29K
$522K
|
|
|
Nov 08, 2022
Q3 2022
|
Texas Yale Capital Corp.
St. Petersburg, FL |
SELL
|
- |
-437- 12.64% |
$71K - $86.6K
|
3.02K
$1.23M
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Of Pennsylvania Public School Empls Retrmt Sys
Harrisburg, PA |
SELL
|
- |
-442- 0.57% |
$71.8K - $87.6K
|
77.2K
$31.4M
|
|
|
Dec 12, 2022
Q3 2022
|
Wealth Plan Investment Management, LLC
Omaha, NE |
SELL
|
- |
-468- 6.11% |
$76K - $92.8K
|
7.2K
$2.92M
|