Purchases and Sales Made in Q3 2022 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2022. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Barr E S & CO
Lexington, KY |
SELL
|
- |
-47- 3.39% |
$7.63K - $9.32K
|
1.34K
$543K
|
|
|
Nov 07, 2022
Q3 2022
|
Evoke Wealth, LLC
|
SELL
|
- |
-48- 5.98% |
$7.8K - $9.52K
|
755
$307K
|
|
|
Nov 14, 2022
Q3 2022
|
Bsw Wealth Partners
Boulder, CO |
SELL
|
- |
-48- 3.73% |
$7.8K - $9.52K
|
1.24K
$503K
|
|
|
Oct 27, 2022
Q3 2022
|
Riverview Trust CO
|
SELL
|
- |
-49- 4.39% |
$7.96K - $9.71K
|
1.07K
$433K
|
|
|
Nov 10, 2022
Q3 2022
|
Lindbrook Capital, LLC
|
SELL
|
- |
-49- 1.25% |
$7.96K - $9.71K
|
3.86K
$1.57M
|
|
|
Oct 24, 2022
Q3 2022
|
Bank Of New Hampshire
|
SELL
|
- |
-50- 10.46% |
$8.12K - $9.91K
|
428
$174K
|
|
|
Nov 08, 2022
Q3 2022
|
Reynders Mc Veigh Capital Management, LLC
|
SELL
|
- |
-50- 1.99% |
$8.12K - $9.91K
|
2.46K
$999K
|
|
|
Nov 10, 2022
Q3 2022
|
Viewpoint Capital Management LLC
Seattle, WA |
SELL
|
- |
-50- 0.42% |
$8.12K - $9.91K
|
11.7K
$4.77M
|
|
|
Nov 14, 2022
Q3 2022
|
Jag Capital Management, LLC
|
SELL
|
- |
-50- 3.6% |
$8.12K - $9.91K
|
1.34K
$543K
|
|
|
Oct 20, 2022
Q3 2022
|
Psi Advisors, LLC
|
SELL
|
- |
-52- 0.98% |
$8.45K - $10.3K
|
5.24K
$2.13M
|
|
|
Oct 14, 2022
Q3 2022
|
Gradient Investments LLC
|
SELL
|
- |
-53- 1.34% |
$8.61K - $10.5K
|
3.91K
$1.59M
|
|
|
Nov 14, 2022
Q3 2022
|
Peddock Capital Advisors, LLC
|
SELL
|
- |
-53- 3.07% |
$8.61K - $10.5K
|
1.68K
$680K
|
|
|
Nov 02, 2022
Q3 2022
|
Stiles Financial Services Inc
|
SELL
|
- |
-54- 1.45% |
$8.77K - $10.7K
|
3.67K
$1.49M
|
|
|
Nov 08, 2022
Q3 2022
|
Cardiff Park Advisors, LLC
San Marcos, CA |
SELL
|
- |
-54- 1.7% |
$8.77K - $10.7K
|
3.13K
$1.27M
|
|
|
Nov 14, 2022
Q3 2022
|
Financial Partners Group, Inc
Overland Park, KS |
SELL
|
- |
-54- 3.74% |
$8.77K - $10.7K
|
1.39K
$564K
|
|
|
Oct 18, 2022
Q3 2022
|
Ccg Wealth Management, LLC
|
SELL
|
- |
-55- 1.73% |
$8.93K - $10.9K
|
3.12K
$1.27M
|
|
|
Nov 07, 2022
Q3 2022
|
Davidson Investment Advisors
|
SELL
|
- |
-55- 3.19% |
$8.93K - $10.9K
|
1.67K
$678K
|
|
|
Nov 14, 2022
Q3 2022
|
Circle Wealth Management, LLC
Summit, NJ |
SELL
|
- |
-55- 1.49% |
$8.93K - $10.9K
|
3.65K
$1.48M
|
|
|
Nov 14, 2022
Q3 2022
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
SELL
|
- |
-55- 9.87% |
$8.93K - $10.9K
|
502
$204K
|
|
|
Oct 31, 2022
Q3 2022
|
Lester Murray Antman Dba Simply Rich
|
SELL
|
- |
-56- 2.65% |
$9.1K - $11.1K
|
2.06K
$837K
|
|
|
Nov 09, 2022
Q3 2022
|
Checchi Capital Advisers, LLC
Beverly Hills, CA |
SELL
|
- |
-56- 0.98% |
$9.1K - $11.1K
|
5.67K
$2.3M
|
|
|
Nov 09, 2022
Q3 2022
|
Sawgrass Asset Management LLC
|
SELL
|
- |
-57- 1.71% |
$9.26K - $11.3K
|
3.27K
$1.33M
|
|
|
Nov 14, 2022
Q3 2022
|
Birchcreek Wealth Management, LLC
Miami Township, OH |
SELL
|
- |
-59- 4.57% |
$9.58K - $11.7K
|
1.23K
$500K
|
|
|
Nov 01, 2022
Q3 2022
|
Nichols & Pratt Advisers LLP
|
SELL
|
- |
-60- 0.05% |
$9.75K - $11.9K
|
110K
$44.7M
|
|
|
Oct 24, 2022
Q3 2022
|
Calamos Advisors LLC
|
SELL
|
- |
-61- 0.03% |
$9.91K - $12.1K
|
207K
$84M
|
|
|
Oct 31, 2022
Q3 2022
|
Farmers & Merchants Investments Inc
|
SELL
|
- |
-62- 0.22% |
$10.1K - $12.3K
|
27.5K
$11.2M
|
|
|
Nov 09, 2022
Q3 2022
|
Fort Point Capital Partners LLC
San Francisco, CA |
SELL
|
- |
-64- 1.04% |
$10.4K - $12.7K
|
6.11K
$2.48M
|
|
|
Oct 27, 2022
Q3 2022
|
Montgomery Investment Management Inc
|
SELL
|
- |
-65- 0.36% |
$10.6K - $12.9K
|
17.9K
$7.27M
|
|
|
Nov 14, 2022
Q3 2022
|
Evercore Wealth Management, LLC
New York, NY |
SELL
|
- |
-65- 0.61% |
$10.6K - $12.9K
|
10.5K
$4.27M
|
|
|
Nov 14, 2022
Q3 2022
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-66- 9.81% |
$10.7K - $13.1K
|
607
$247K
|
|
|
Nov 09, 2022
Q3 2022
|
Peregrine Asset Advisers, Inc.
Portland, OR |
SELL
|
- |
-68- 3.56% |
$11K - $13.5K
|
1.84K
$747K
|
|
|
Nov 14, 2022
Q3 2022
|
Holderness Investments CO
Greensboro, NC |
SELL
|
- |
-69- 0.7% |
$11.2K - $13.7K
|
9.72K
$3.95M
|
|
|
Oct 13, 2022
Q3 2022
|
Old Port Advisors
|
SELL
|
- |
-71- 0.78% |
$11.5K - $14.1K
|
8.98K
$3.64M
|
|
|
Nov 02, 2022
Q3 2022
|
Aries Wealth Management
|
SELL
|
- |
-72- 0.4% |
$11.7K - $14.3K
|
18K
$7.32M
|
|
|
Oct 19, 2022
Q3 2022
|
Hayek Kallen Investment Management
Fairhope, AL |
SELL
|
- |
-73- 0.42% |
$11.9K - $14.5K
|
17.1K
$6.95M
|
|
|
Nov 14, 2022
Q3 2022
|
Surevest, LLC
Los Angeles, CA |
SELL
|
- |
-74- 27.01% |
$12K - $14.7K
|
200
$81.2K
|
|
|
Oct 19, 2022
Q3 2022
|
Saxon Interests, Inc.
|
SELL
|
- |
-75- 2.99% |
$12.2K - $14.9K
|
2.44K
$989K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-75- 1.39% |
$12.2K - $14.9K
|
5.34K
$2.17M
|
|
|
Nov 03, 2022
Q3 2022
|
Eudaimonia Advisors LLC
Winchester, TN |
SELL
|
- |
-76- 5.63% |
$12.3K - $15.1K
|
1.27K
$517K
|
|
|
Oct 21, 2022
Q3 2022
|
626 Financial, LLC
|
SELL
|
- |
-77- 2.7% |
$12.5K - $15.3K
|
2.78K
$1.13M
|
|
|
Nov 01, 2022
Q3 2022
|
Modera Wealth Management, LLC
|
SELL
|
- |
-77- 2.16% |
$12.5K - $15.3K
|
3.5K
$1.42M
|
|
|
Nov 21, 2022
Q3 2022
|
Integrated Investment Consultants, LLC
|
SELL
|
- |
-77- 5.4% |
$12.5K - $15.3K
|
1.35K
$547K
|
|
|
Oct 31, 2022
Q3 2022
|
Kanawha Capital Management LLC
|
SELL
|
- |
-79- 0.26% |
$12.8K - $15.7K
|
29.7K
$12.1M
|
|
|
Nov 01, 2022
Q3 2022
|
Cooper/Haims Advisors, LLC
|
SELL
|
- |
-80- 3.85% |
$13K - $15.9K
|
2K
$811K
|
|
|
Oct 06, 2022
Q3 2022
|
Greenfield Savings Bank
|
SELL
|
- |
-81- 1.29% |
$13.2K - $16.1K
|
6.17K
$2.51M
|
|
|
Oct 19, 2022
Q3 2022
|
Rockland Trust CO
|
SELL
|
- |
-81- 1.97% |
$13.2K - $16.1K
|
4.02K
$1.63M
|
|
|
Oct 24, 2022
Q3 2022
|
Smith Anglin Financial, LLC
|
SELL
|
- |
-83- 4.16% |
$13.5K - $16.5K
|
1.91K
$776K
|
|
|
Oct 25, 2022
Q3 2022
|
Hm Payson & CO
Portland, ME |
SELL
|
- |
-83- 1.58% |
$13.5K - $16.5K
|
5.17K
$2.1M
|
|
|
Oct 12, 2022
Q3 2022
|
Frg Family Wealth Advisors LLC
|
SELL
|
- |
-85- 0.49% |
$13.8K - $16.9K
|
17.4K
$7.08M
|
|
|
Oct 17, 2022
Q3 2022
|
Tradewinds, Llc.
Raleigh, NC |
SELL
|
- |
-85- 1.01% |
$13.8K - $16.9K
|
8.3K
$3.37M
|