Put Options Transactions Made in Q3 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2023. The information is specifically focused on institutions that hold put options of CATERPILLAR INC.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 14, 2023
Q3 2023
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
PUT |
1.78MNew |
$427M - $513M
|
1.78M
$722M
|
|
Nov 13, 2023
Q3 2023
|
Howard Marks
Oaktree Capital Management LP | Los Angeles, Ca
|
BUY
|
PUT |
400KNew |
$96.2M - $115M
|
400K
$163M
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
PUT |
357K+ 421.75% |
$85.8M - $103M
|
441K
$179M
|
|
Nov 15, 2023
Q3 2023
|
Gts Securities LLC
New York, NY |
BUY
|
PUT |
167KNew |
$40.1M - $48.1M
|
167K
$67.7M
|
|
Nov 14, 2023
Q3 2023
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
BUY
|
PUT |
118K+ 41.1% |
$28.4M - $34.1M
|
406K
$165M
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
PUT |
97.6K+ 9.0% |
$23.5M - $28.2M
|
1.18M
$480M
|
|
Nov 14, 2023
Q3 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
PUT |
76.8K+ 158.68% |
$18.5M - $22.2M
|
125K
$50.9M
|
|
Nov 14, 2023
Q3 2023
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
PUT |
69.2K+ 108.13% |
$16.6M - $20M
|
133K
$54.1M
|
|
Nov 15, 2023
Q3 2023
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
BUY
|
PUT |
64.2K+ 1310.2% |
$15.4M - $18.5M
|
69.1K
$28.1M
|
|
Nov 13, 2023
Q3 2023
|
Peak6 Investments LLC
Chicago, IL |
BUY
|
PUT |
63.9K+ 45.19% |
$15.4M - $18.4M
|
205K
$83.4M
|
|
Nov 14, 2023
Q3 2023
|
Balyasny Asset Management LLC
Chicago, IL |
BUY
|
PUT |
61.2K+ 212.5% |
$14.7M - $17.7M
|
90K
$36.6M
|
|
Nov 14, 2023
Q3 2023
|
Walleye Trading LLC
Plymouth, MN |
BUY
|
PUT |
58K+ 39.62% |
$14M - $16.7M
|
204K
$83.1M
|
|
Nov 13, 2023
Q3 2023
|
Eisler Capital (Us) LLC
New York, NY |
BUY
|
PUT |
39.5K+ 1128.57% |
$9.5M - $11.4M
|
43K
$17.5M
|
|
Nov 13, 2023
Q3 2023
|
Ws Management Lllp
Jacksonville, FL |
BUY
|
PUT |
28.1K+ 46.83% |
$6.76M - $8.11M
|
88.1K
$35.8M
|
|
Nov 15, 2023
Q3 2023
|
Wolverine Trading, LLC
Chicago, IL |
BUY
|
PUT |
26.8K+ 8.58% |
$6.45M - $7.74M
|
339K
$138M
|
|
Nov 07, 2023
Q3 2023
|
Cutler Group LP
|
BUY
|
PUT |
19.2K+ 231.33% |
$4.62M - $5.54M
|
27.5K
$11.2M
|
|
Oct 25, 2023
Q3 2023
|
Spider Rock Advisors, LLC
|
BUY
|
PUT |
10.8KNew |
$2.6M - $3.12M
|
10.8K
$4.39M
|
|
Nov 14, 2023
Q3 2023
|
Blue Crest Capital Management LTD
St Helier, Y9 |
BUY
|
PUT |
10.4KNew |
$2.5M - $3M
|
10.4K
$4.23M
|
|
Nov 13, 2023
Q3 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
PUT |
8.7KNew |
$2.09M - $2.51M
|
8.7K
$3.54M
|
|
Nov 14, 2023
Q3 2023
|
Alphadyne Asset Management LP
New York, NY |
BUY
|
PUT |
7.3KNew |
$1.76M - $2.11M
|
7.3K
$2.97M
|
|
Nov 14, 2023
Q3 2023
|
Centiva Capital, LP
New York, NY |
BUY
|
PUT |
4KNew |
$962K - $1.15M
|
4K
$1.63M
|
|
Nov 14, 2023
Q3 2023
|
Jefferies Financial Group Inc.
New York, NY |
BUY
|
PUT |
3.9K+ 31.45% |
$938K - $1.13M
|
16.3K
$6.62M
|
|
Dec 14, 2023
Q3 2023
|
One River Asset Management, LLC
Stamford, CT |
BUY
|
PUT |
1.8K+ 41.86% |
$433K - $520K
|
6.1K
$2.48M
|
|
Nov 14, 2023
Q3 2023
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
PUT |
1.7K+ 13.08% |
$409K - $491K
|
14.7K
$5.97M
|
|
Nov 01, 2023
Q3 2023
|
Xy Capital LTD
Central, K3 |
BUY
|
PUT |
1.5KNew |
$361K - $433K
|
1.5K
$610K
|
|
Nov 14, 2023
Q3 2023
|
Prelude Capital Management, LLC
New York, NY |
BUY
|
PUT |
1KNew |
$241K - $289K
|
1K
$406K
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
PUT |
455New |
$109K - $131K
|
455
$185K
|
|
Nov 13, 2023
Q3 2023
|
Covestor LTD
Boston, MA |
BUY
|
PUT |
2New |
$481 - $577
|
2
$813
|
|
Nov 14, 2023
Q3 2023
|
Cubist Systematic Strategies, LLC
Stamford, CT |
SELL
|
PUT |
-400- 1.41% |
$96.2K - $115K
|
27.9K
$11.3M
|
|
Nov 14, 2023
Q3 2023
|
Verition Fund Management LLC
Greenwich, CT |
SELL
|
PUT |
-700- 26.92% |
$168K - $202K
|
1.9K
$772K
|
|
Oct 26, 2023
Q3 2023
|
Xr Securities LLC
|
SELL
|
PUT |
-900- 10.98% |
$217K - $260K
|
7.3K
$2.97M
|
|
Nov 14, 2023
Q3 2023
|
Paloma Partners Management CO
Greenwich, CT |
SELL
|
PUT |
-2.6K- 27.66% |
$626K - $750K
|
6.8K
$2.76M
|
|
Nov 13, 2023
Q3 2023
|
Capstone Investment Advisors, LLC
New York, NY |
SELL
|
PUT |
-7.7K- 4.69% |
$1.85M - $2.22M
|
157K
$63.6M
|
|
Nov 14, 2023
Q3 2023
|
Caas Capital Management LP
New York, NY |
SELL
|
PUT |
-10K- 24.33% |
$2.41M - $2.89M
|
31.1K
$12.6M
|
|
Nov 14, 2023
Q3 2023
|
Point72 Middle East Fze
Stamford, CT |
SELL
|
PUT |
-10.4K- 22.32% |
$2.5M - $3M
|
36.2K
$14.7M
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
PUT |
-10.4K- 0.7% |
$2.5M - $3M
|
1.48M
$602M
|
|
Nov 14, 2023
Q3 2023
|
Interval Partners, LP
New York, NY |
SELL
|
PUT |
-19.9K- 99.38% |
$4.78M - $5.74M
|
125
$50.8K
|
|
Nov 14, 2023
Q3 2023
|
Baader Bank Aktiengesellschaft
Unterschleissheim, 2M |
SELL
|
PUT |
-20.2K- 42.53% |
$4.86M - $5.83M
|
27.3K
$11.1M
|
|
May 14, 2024
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
PUT |
-37.9K- 18.97% |
$9.12M - $10.9M
|
162K
$65.8M
|
|
Nov 14, 2023
Q3 2023
|
Capital Fund Management S.A.
Paris, I0 |
SELL
|
PUT |
-61.5K- 24.39% |
$14.8M - $17.8M
|
191K
$77.5M
|
|
Nov 09, 2023
Q3 2023
|
Hap Trading, LLC
New York, NY |
SELL
|
PUT |
-89.6K- 83.27% |
$21.6M - $25.9M
|
18K
$7.32M
|
|
Nov 14, 2023
Q3 2023
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
PUT |
-101K- 21.7% |
$24.3M - $29.1M
|
364K
$148M
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
PUT |
-103K- 37.05% |
$24.8M - $29.7M
|
175K
$71.1M
|
|
Nov 14, 2023
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
PUT |
-124K- 43.35% |
$29.8M - $35.8M
|
162K
$65.8M
|
|
Nov 07, 2023
Q3 2023
|
Barclays PLC
London, X0 |
SELL
|
PUT |
-148K- 89.7% |
$35.6M - $42.7M
|
17K
$6.91M
|
|
Nov 13, 2023
Q3 2023
|
Eisler Capital (Uk) Ltd.
London, X0 |
SELL
|
PUT |
-149K- 41.57% |
$35.8M - $43M
|
209K
$85.1M
|
|
Nov 14, 2023
Q3 2023
|
Whitebox Advisors LLC
Minneapolis, MN |
SELL
|
PUT |
-150K- 75.0% |
$36.1M - $43.3M
|
50K
$20.3M
|
|
Nov 09, 2023
Q3 2023
|
Citigroup Inc
|
SELL
|
PUT |
-520K- 88.89% |
$125M - $150M
|
65K
$26.4M
|