Purchases and Sales Made in Q3 2024 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2024. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 16, 2024
Q3 2024
|
Flc Capital Advisors
|
SELL
|
- |
-735- 9.15% |
$233K - $287K
|
7.3K
$2.93M
|
|
|
Oct 15, 2024
Q3 2024
|
Pfg Advisors
|
SELL
|
- |
-741- 6.98% |
$235K - $290K
|
9.88K
$3.97M
|
|
|
Nov 01, 2024
Q3 2024
|
Xml Financial, LLC
|
SELL
|
- |
-741- 15.65% |
$235K - $290K
|
3.99K
$1.61M
|
|
|
Oct 25, 2024
Q3 2024
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
SELL
|
- |
-751- 7.42% |
$238K - $294K
|
9.37K
$3.77M
|
|
|
Jun 23, 2025
Q3 2024
|
Nicholas Hoffman & Company, Llc.
Atlanta, GA |
SELL
|
- |
-751- 6.15% |
$238K - $294K
|
11.5K
$4.61M
|
|
|
Nov 08, 2024
Q3 2024
|
Tufton Capital Management
|
SELL
|
- |
-755- 2.86% |
$239K - $295K
|
25.6K
$10.3M
|
|
|
Nov 13, 2024
Q3 2024
|
Fine Mark National Bank & Trust
Fort Myers, FL |
SELL
|
- |
-764- 1.21% |
$242K - $299K
|
62.4K
$25.1M
|
|
|
Nov 13, 2024
Q3 2024
|
Axs Investments LLC
Port Chester, NY |
SELL
|
- |
-771- 12.9% |
$244K - $302K
|
5.21K
$2.09M
|
|
|
Oct 21, 2024
Q3 2024
|
Clarus Group, Inc.
|
SELL
|
- |
-773- 31.12% |
$245K - $302K
|
1.71K
$688K
|
|
|
Nov 12, 2024
Q3 2024
|
Morningstar Investment Management LLC
Chicago, IL |
SELL
|
- |
-776- 36.53% |
$246K - $304K
|
1.35K
$542K
|
|
|
Oct 28, 2024
Q3 2024
|
Lowe Brockenbrough & CO Inc
|
SELL
|
- |
-778- 8.77% |
$246K - $304K
|
8.09K
$3.26M
|
|
|
Nov 14, 2024
Q3 2024
|
Nissay Asset Management Corp
Tokyo, M0 |
SELL
|
- |
-782- 1.25% |
$248K - $306K
|
61.8K
$24.9M
|
|
|
Nov 14, 2024
Q3 2024
|
Wetherby Asset Management Inc
San Francisco, CA |
SELL
|
- |
-783- 5.98% |
$248K - $306K
|
12.3K
$4.95M
|
|
|
Oct 07, 2024
Q3 2024
|
Ignite Planners, LLC
|
SELL
|
- |
-785- 9.81% |
$249K - $307K
|
7.22K
$2.9M
|
|
|
Nov 13, 2024
Q3 2024
|
Principle Wealth Partners LLC
|
SELL
|
- |
-787- 3.42% |
$249K - $308K
|
22.3K
$8.95M
|
|
|
Nov 12, 2024
Q3 2024
|
Pinnacle Wealth Management, LLC
|
SELL
|
- |
-799- 10.93% |
$253K - $313K
|
6.51K
$2.62M
|
|
|
Oct 15, 2024
Q3 2024
|
Members Trust CO
|
SELL
|
- |
-800- 6.52% |
$253K - $313K
|
11.5K
$4.61M
|
|
|
Nov 04, 2024
Q3 2024
|
Bradley Foster & Sargent Inc
Hartford, CT |
SELL
|
- |
-804- 0.74% |
$255K - $314K
|
109K
$43.6M
|
|
|
Oct 22, 2024
Q3 2024
|
Hartford Investment Management CO
|
SELL
|
- |
-809- 2.58% |
$256K - $316K
|
30.5K
$12.3M
|
|
|
Nov 13, 2024
Q3 2024
|
Meiji Yasuda Asset Management CO Ltd.
Tokyo, M0 |
SELL
|
- |
-823- 2.25% |
$261K - $322K
|
35.8K
$14.4M
|
|
|
Oct 31, 2024
Q3 2024
|
Portside Wealth Group, LLC
Provo, UT |
SELL
|
- |
-826- 17.81% |
$262K - $323K
|
3.81K
$1.53M
|
|
|
Nov 04, 2024
Q3 2024
|
Welch & Forbes LLC
|
SELL
|
- |
-849- 3.61% |
$269K - $332K
|
22.7K
$9.11M
|
|
|
Oct 11, 2024
Q3 2024
|
Blue Sky Wealth Advisors, LLC
|
SELL
|
- |
-852- 30.49% |
$270K - $333K
|
1.94K
$781K
|
|
|
Nov 06, 2024
Q3 2024
|
Archer Investment Corp
|
SELL
|
- |
-870- 27.4% |
$276K - $340K
|
2.31K
$927K
|
|
|
Nov 08, 2024
Q3 2024
|
Adviser Investments LLC
|
SELL
|
- |
-874- 2.89% |
$277K - $342K
|
29.4K
$11.8M
|
|
|
Oct 10, 2024
Q3 2024
|
Meyer Handelman CO
|
SELL
|
- |
-875- 0.69% |
$277K - $342K
|
126K
$50.8M
|
|
|
Nov 14, 2024
Q3 2024
|
Walleye Capital LLC
Plymouth, MN |
SELL
|
- |
-875- 88.65% |
$277K - $342K
|
112
$45K
|
|
|
Oct 16, 2024
Q3 2024
|
Robbins Farley LLC
Manchester, NH |
SELL
|
- |
-881- 5.78% |
$279K - $345K
|
14.4K
$5.77M
|
|
|
Nov 07, 2024
Q3 2024
|
Nikko Asset Management Americas, Inc.
|
SELL
|
- |
-887- 6.06% |
$281K - $347K
|
13.7K
$5.53M
|
|
|
Nov 14, 2024
Q3 2024
|
Ensign Peak Advisors, Inc
Salt Lake City, UT |
SELL
|
- |
-894- 0.43% |
$283K - $350K
|
207K
$83.4M
|
|
|
Oct 22, 2024
Q3 2024
|
Gunn & CO Investment Management, Inc.
Jacksonville, FL |
SELL
|
- |
-897- 61.15% |
$284K - $351K
|
570
$229K
|
|
|
Nov 01, 2024
Q3 2024
|
Lindbrook Capital, LLC
|
SELL
|
- |
-910- 17.12% |
$288K - $356K
|
4.4K
$1.77M
|
|
|
Nov 12, 2024
Q3 2024
|
Ci Investments Inc.
Toronto, A6 |
SELL
|
- |
-910- 31.43% |
$288K - $356K
|
1.99K
$798K
|
|
|
Oct 29, 2024
Q3 2024
|
Biechele Royce Advisors
|
SELL
|
- |
-918- 4.77% |
$291K - $359K
|
18.3K
$7.36M
|
|
|
Nov 12, 2024
Q3 2024
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-922- 1.74% |
$292K - $361K
|
52.2K
$21M
|
|
|
Nov 15, 2024
Q3 2024
|
Vestcor Inc
Fredericton, A3 |
SELL
|
- |
-925- 4.71% |
$293K - $362K
|
18.7K
$7.52M
|
|
|
Nov 14, 2024
Q3 2024
|
Nbt Bank N A
|
SELL
|
- |
-933- 2.04% |
$296K - $365K
|
44.7K
$18M
|
|
|
Nov 13, 2024
Q3 2024
|
Blueshift Asset Management, LLC
Red Bank, NJ |
SELL
|
- |
-941- 17.64% |
$298K - $368K
|
4.39K
$1.77M
|
|
|
Oct 21, 2024
Q3 2024
|
Vicus Capital
State College, PA |
SELL
|
- |
-942- 64.13% |
$298K - $368K
|
527
$212K
|
|
|
Oct 31, 2024
Q3 2024
|
Consolidated Planning Corp
Atlanta, GA |
SELL
|
- |
-949- 2.66% |
$301K - $371K
|
34.7K
$13.9M
|
|
|
Oct 29, 2024
Q3 2024
|
Lmcg Investments, LLC
Boston, MA |
SELL
|
- |
-950- 2.89% |
$301K - $372K
|
31.9K
$12.8M
|
|
|
Oct 23, 2024
Q3 2024
|
Busey Wealth Management
|
SELL
|
- |
-957- 1.09% |
$303K - $374K
|
87K
$35M
|
|
|
Nov 13, 2024
Q3 2024
|
Full Sail Capital, LLC
Oklahoma City, OK |
SELL
|
- |
-991- 46.03% |
$314K - $388K
|
1.16K
$467K
|
|
|
Nov 12, 2024
Q3 2024
|
Stone X Group Inc.
|
SELL
|
- |
-993- 6.94% |
$315K - $388K
|
13.3K
$5.35M
|
|
|
Oct 08, 2024
Q3 2024
|
Atomi Financial Group, Inc.
Irvine, CA |
SELL
|
- |
-999- 4.28% |
$316K - $391K
|
22.3K
$8.98M
|
|
|
Oct 11, 2024
Q3 2024
|
Constitution Capital LLC
Shelton, CT |
SELL
|
- |
-1K- 33.13% |
$317K - $391K
|
2.02K
$812K
|
|
|
Nov 14, 2024
Q3 2024
|
Amussen Hunsaker Associates LLC
Salt Lake City, UT |
SELL
|
- |
-1K- 23.05% |
$317K - $391K
|
3.34K
$1.34M
|
|
|
Dec 10, 2024
Q3 2024
|
Garden State Investment Advisory Services LLC
Red Bank, NJ |
SELL
|
- |
-1K- 46.6% |
$317K - $391K
|
1.15K
$461K
|
|
|
Oct 28, 2024
Q3 2024
|
Congress Asset Management CO
|
SELL
|
- |
-1.02K- 1.81% |
$323K - $399K
|
55.3K
$22.2M
|
|
|
Oct 02, 2024
Q3 2024
|
American National Bank
|
SELL
|
- |
-1.03K- 4.01% |
$326K - $402K
|
24.7K
$9.92M
|