Purchases and Sales Made in Q3 2024 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2024. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 18, 2024
Q3 2024
|
Atlas Brown,Inc.
|
SELL
|
- |
-1.04K- 16.3% |
$329K - $406K
|
5.34K
$2.15M
|
|
|
Oct 03, 2024
Q3 2024
|
Rockland Trust CO
|
SELL
|
- |
-1.04K- 18.32% |
$330K - $407K
|
4.64K
$1.87M
|
|
|
Nov 12, 2024
Q3 2024
|
Bank Of Hawaii
Honolulu, HI |
SELL
|
- |
-1.04K- 6.62% |
$330K - $408K
|
14.7K
$5.91M
|
|
|
Oct 16, 2024
Q3 2024
|
Consolidated Capital Management, LLC
|
SELL
|
- |
-1.05K- 9.63% |
$331K - $409K
|
9.81K
$3.94M
|
|
|
Nov 08, 2024
Q3 2024
|
Counterweight Ventures, LLC
Wilmington, NC |
SELL
|
- |
-1.07K- 21.31% |
$337K - $417K
|
3.93K
$1.58M
|
|
|
Oct 10, 2024
Q3 2024
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-1.07K- 5.16% |
$340K - $420K
|
19.7K
$7.93M
|
|
|
Oct 15, 2024
Q3 2024
|
Graphene Investments Sas
Paris, I0 |
SELL
|
- |
-1.1K- 11.83% |
$348K - $430K
|
8.2K
$3.3M
|
|
|
Oct 08, 2024
Q3 2024
|
Sanibel Captiva Trust Company, Inc.
Sanibel, FL |
SELL
|
- |
-1.12K- 2.41% |
$354K - $438K
|
45.4K
$18.3M
|
|
|
Oct 25, 2024
Q3 2024
|
Pallas Capital Advisors LLC
Braintree, MA |
SELL
|
- |
-1.15K- 6.56% |
$363K - $448K
|
16.3K
$6.56M
|
|
|
Oct 31, 2024
Q3 2024
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-1.15K- 10.51% |
$365K - $451K
|
9.81K
$3.95M
|
|
|
Nov 07, 2024
Q3 2024
|
Pathstone Holdings, LLC
Englewood, NJ |
SELL
|
- |
-1.16K- 1.72% |
$368K - $454K
|
66.2K
$26.6M
|
|
|
Oct 15, 2024
Q3 2024
|
Hb Wealth Management, LLC
|
SELL
|
- |
-1.16K- 3.09% |
$368K - $455K
|
36.5K
$14.7M
|
|
|
Nov 12, 2024
Q3 2024
|
Founders Financial Securities LLC
|
SELL
|
- |
-1.18K- 24.74% |
$374K - $462K
|
3.6K
$1.45M
|
|
|
Nov 08, 2024
Q3 2024
|
Trustmark National Bank Trust Department
Jackson, MS |
SELL
|
- |
-1.19K- 24.41% |
$378K - $467K
|
3.7K
$1.49M
|
|
|
Oct 25, 2024
Q3 2024
|
Xr Securities LLC
|
SELL
|
- |
-1.21K- 50.33% |
$382K - $472K
|
1.19K
$479K
|
|
|
Nov 07, 2024
Q3 2024
|
Delta Asset Management LLC
Memphis, TN |
SELL
|
- |
-1.21K- 1.96% |
$384K - $474K
|
60.6K
$24.4M
|
|
|
Nov 14, 2024
Q3 2024
|
Edgar Lomax CO
Kingstowne, VA |
SELL
|
- |
-1.24K- 1.53% |
$391K - $483K
|
79.6K
$32M
|
|
|
Oct 07, 2024
Q3 2024
|
Chapin Davis, Inc.
Baltimore, MD |
SELL
|
- |
-1.24K- 14.77% |
$394K - $486K
|
7.17K
$2.88M
|
|
|
Nov 13, 2024
Q3 2024
|
Philadelphia Trust CO
Philadelphia, PA |
SELL
|
- |
-1.28K- 4.18% |
$405K - $499K
|
29.2K
$11.8M
|
|
|
Oct 24, 2024
Q3 2024
|
Asahi Life Asset Management Co., Ltd.
|
SELL
|
- |
-1.28K- 12.07% |
$406K - $501K
|
9.34K
$3.76M
|
|
|
Nov 13, 2024
Q3 2024
|
First Trust Investment Solutions L.P.
Naples, FL |
SELL
|
- |
-1.3K- 25.19% |
$411K - $507K
|
3.85K
$1.55M
|
|
|
Nov 13, 2024
Q3 2024
|
Securian Asset Management, Inc
|
SELL
|
- |
-1.3K- 4.63% |
$412K - $509K
|
26.8K
$10.8M
|
|
|
Oct 17, 2024
Q3 2024
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
SELL
|
- |
-1.31K- 17.74% |
$416K - $514K
|
6.09K
$2.45M
|
|
|
Oct 22, 2024
Q3 2024
|
Ifm Investors Pty LTD
|
SELL
|
- |
-1.32K- 1.3% |
$418K - $516K
|
100K
$40.3M
|
|
|
Oct 29, 2024
Q3 2024
|
Convergence Investment Partners, LLC
|
SELL
|
- |
-1.33K- 15.27% |
$421K - $520K
|
7.38K
$2.97M
|
|
|
Nov 12, 2024
Q3 2024
|
Resolute Wealth Strategies, LLC
Jackson, MS |
SELL
|
- |
-1.34K- 8.96% |
$423K - $522K
|
13.6K
$5.45M
|
|
|
Nov 05, 2024
Q3 2024
|
Simmons Bank
|
SELL
|
- |
-1.34K- 4.09% |
$425K - $524K
|
31.4K
$12.6M
|
|
|
Oct 29, 2024
Q3 2024
|
F
|
SELL
|
- |
-1.34K- 4.08% |
$426K - $526K
|
31.6K
$12.7M
|
|
|
May 30, 2025
Q3 2024
|
Modern Wealth Management, LLC
Lenexa, KS |
SELL
|
- |
-1.37K- 13.42% |
$434K - $536K
|
8.85K
$3.56M
|
|
|
Oct 22, 2024
Q3 2024
|
Grassi Investment Management
|
SELL
|
- |
-1.4K- 2.04% |
$444K - $548K
|
67.2K
$27M
|
|
|
Oct 29, 2024
Q3 2024
|
Kanawha Capital Management LLC
|
SELL
|
- |
-1.41K- 4.75% |
$447K - $552K
|
28.3K
$11.4M
|
|
|
Oct 31, 2024
Q3 2024
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
SELL
|
- |
-1.41K- 7.64% |
$447K - $552K
|
17.1K
$6.86M
|
|
|
Nov 06, 2024
Q3 2024
|
Kentucky Retirement Systems Insurance Trust Fund
Frankfort, KY |
SELL
|
- |
-1.42K- 8.98% |
$449K - $554K
|
14.4K
$5.77M
|
|
|
Oct 25, 2024
Q3 2024
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-1.47K- 9.35% |
$465K - $575K
|
14.2K
$5.73M
|
|
|
Nov 15, 2024
Q3 2024
|
Groupama Asset Managment
Paris, I0 |
SELL
|
- |
-1.47K- 6.4% |
$466K - $576K
|
21.5K
$8.66M
|
|
|
Nov 13, 2024
Q3 2024
|
Gabelli Funds LLC
Rye, NY |
SELL
|
- |
-1.5K- 1.31% |
$476K - $587K
|
113K
$45.4M
|
|
|
Oct 30, 2024
Q3 2024
|
Yousif Capital Management, LLC
|
SELL
|
- |
-1.52K- 1.59% |
$482K - $595K
|
94K
$37.8M
|
|
|
Oct 25, 2024
Q3 2024
|
Folger Nolan Fleming Douglas Capital Management, Inc
|
SELL
|
- |
-1.57K- 4.73% |
$498K - $615K
|
31.7K
$12.7M
|
|
|
Nov 13, 2024
Q3 2024
|
Associated Banc Corp
Green Bay, WI |
SELL
|
- |
-1.58K- 2.67% |
$501K - $619K
|
57.7K
$23.2M
|
|
|
Nov 12, 2024
Q3 2024
|
Independent Advisor Alliance
|
SELL
|
- |
-1.59K- 3.19% |
$505K - $623K
|
48.4K
$19.5M
|
|
|
Nov 14, 2024
Q3 2024
|
True Private Wealth Advisors
|
SELL
|
- |
-1.6K- 36.94% |
$506K - $624K
|
2.72K
$1.1M
|
|
|
Nov 07, 2024
Q3 2024
|
Quest Partners LLC
New York, NY |
SELL
|
- |
-1.6K- 73.31% |
$508K - $627K
|
584
$235K
|
|
|
Nov 01, 2024
Q3 2024
|
Mirabaud & Cie Sa
Geneva, V8 |
SELL
|
- |
-1.61K- 26.06% |
$508K - $628K
|
4.55K
$1.83M
|
|
|
Oct 29, 2024
Q3 2024
|
Baader Bank Aktiengesellschaft
Unterschleissheim, 2M |
SELL
|
- |
-1.62K- 6.58% |
$514K - $635K
|
23K
$9.26M
|
|
|
Oct 17, 2024
Q3 2024
|
Spreng Capital Management, Inc.
|
SELL
|
- |
-1.64K- 28.87% |
$520K - $641K
|
4.04K
$1.63M
|
|
|
Oct 22, 2024
Q3 2024
|
Brighton Jones LLC
|
SELL
|
- |
-1.65K- 25.17% |
$521K - $643K
|
4.89K
$1.97M
|
|
|
Mar 04, 2025
Q3 2024
|
Brighton Jones LLC
|
SELL
|
- |
-1.65K- 25.17% |
$521K - $643K
|
4.89K
$1.97M
|
|
|
Oct 29, 2024
Q3 2024
|
Golden State Equity Partners
South Coast Metro, CA |
SELL
|
- |
-1.65K- 54.74% |
$521K - $644K
|
1.36K
$547K
|
|
|
Nov 12, 2024
Q3 2024
|
Quilter PLC
|
SELL
|
- |
-1.66K- 3.83% |
$527K - $650K
|
41.7K
$16.8M
|
|
|
Oct 23, 2024
Q3 2024
|
Midland Wealth Advisors LLC
Rockford, IL |
SELL
|
- |
-1.7K- 14.68% |
$538K - $664K
|
9.87K
$3.97M
|