Purchases and Sales Made in Q3 2024 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2024. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 07, 2024
Q3 2024
|
New York Life Investment Management LLC
New York, NY |
SELL
|
- |
-2.71K- 4.02% |
$859K - $1.06M
|
64.7K
$25.7M
|
|
|
Nov 04, 2024
Q3 2024
|
Wolverine Asset Management LLC
|
SELL
|
- |
-2.72K- 90.66% |
$861K - $1.06M
|
280
$111K
|
|
|
Nov 13, 2024
Q3 2024
|
Capital International LTD
Los Angeles, CA |
SELL
|
- |
-2.78K- 3.16% |
$880K - $1.09M
|
85.1K
$33.8M
|
|
|
Nov 06, 2024
Q3 2024
|
Cornercap Investment Counsel Inc
Atlanta, GA |
SELL
|
- |
-2.8K- 38.51% |
$887K - $1.1M
|
4.47K
$1.78M
|
|
|
Oct 31, 2024
Q3 2024
|
Cathie Wood
Ark Investment Management LLC | St. Petersburg, Fl
|
SELL
|
- |
-2.86K- 11.67% |
$905K - $1.12M
|
21.6K
$8.59M
|
|
|
Oct 29, 2024
Q3 2024
|
Minneapolis Portfolio Management Group, LLC
Minneapolis, MN |
SELL
|
- |
-2.86K- 2.9% |
$907K - $1.12M
|
95.9K
$38.1M
|
|
|
Oct 15, 2024
Q3 2024
|
Prosperity Consulting Group, LLC
|
SELL
|
- |
-2.87K- 47.2% |
$909K - $1.12M
|
3.21K
$1.28M
|
|
|
Nov 04, 2024
Q3 2024
|
State Of New Jersey Common Pension Fund D
|
SELL
|
- |
-2.87K- 1.56% |
$910K - $1.12M
|
181K
$72.1M
|
|
|
Oct 22, 2024
Q3 2024
|
Narwhal Capital Management
|
SELL
|
- |
-2.89K- 11.36% |
$916K - $1.13M
|
22.6K
$8.97M
|
|
|
Nov 08, 2024
Q3 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-2.92K- 7.68% |
$925K - $1.14M
|
35.1K
$14M
|
|
|
Nov 13, 2024
Q3 2024
|
Advanced Portfolio Management, LLC
New York, NY |
SELL
|
- |
-2.96K- 46.43% |
$936K - $1.16M
|
3.41K
$1.36M
|
|
|
Nov 08, 2024
Q3 2024
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-2.99K- 14.88% |
$946K - $1.17M
|
17.1K
$6.79M
|
|
|
Nov 14, 2024
Q3 2024
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-3K- 3.33% |
$950K - $1.17M
|
86.9K
$34.6M
|
|
|
Nov 14, 2024
Q3 2024
|
Mirae Asset Global Etfs Holdings Ltd.
Central, K3 |
SELL
|
- |
-3.01K- 4.05% |
$952K - $1.18M
|
71.1K
$28.3M
|
|
|
Nov 14, 2024
Q3 2024
|
I A Global Asset Management Inc.
Quebec, A8 |
SELL
|
- |
-3.07K- 14.64% |
$972K - $1.2M
|
17.9K
$7.11M
|
|
|
Nov 06, 2024
Q3 2024
|
Kentucky Retirement Systems
Frankfort, KY |
SELL
|
- |
-3.07K- 8.34% |
$973K - $1.2M
|
33.8K
$13.4M
|
|
|
Oct 30, 2024
Q3 2024
|
Central Bank & Trust CO
|
SELL
|
- |
-3.08K- 10.87% |
$974K - $1.2M
|
25.2K
$10M
|
|
|
Nov 13, 2024
Q3 2024
|
Edmond De Rothschild Holding S.A.
Chambesy, V8 |
SELL
|
- |
-3.09K- 49.09% |
$978K - $1.21M
|
3.2K
$1.27M
|
|
|
Oct 22, 2024
Q3 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-3.1K- 4.36% |
$981K - $1.21M
|
68K
$27M
|
|
|
Nov 12, 2024
Q3 2024
|
First American Trust, Fsb
|
SELL
|
- |
-3.16K- 9.49% |
$1M - $1.23M
|
30.1K
$12M
|
|
|
Oct 11, 2024
Q3 2024
|
Compagnie Lombard Odier S Cm A
1204 Geneva, V8 |
SELL
|
- |
-3.19K- 12.86% |
$1.01M - $1.25M
|
21.6K
$8.6M
|
|
|
Oct 31, 2024
Q3 2024
|
Keybank National Association
|
SELL
|
- |
-3.2K- 2.29% |
$1.01M - $1.25M
|
136K
$54.2M
|
|
|
Nov 12, 2024
Q3 2024
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-3.36K- 2.86% |
$1.06M - $1.31M
|
114K
$45.4M
|
|
|
Nov 13, 2024
Q3 2024
|
Drw Securities, LLC
Chicago, IL |
SELL
|
- |
-3.46K- 38.6% |
$1.1M - $1.35M
|
5.5K
$2.19M
|
|
|
Nov 14, 2024
Q3 2024
|
Toroso Investments, LLC
Massapequa, NY |
SELL
|
- |
-3.5K- 11.44% |
$1.11M - $1.37M
|
27.1K
$10.8M
|
|
|
Nov 07, 2024
Q3 2024
|
Calamos Advisors LLC
|
SELL
|
- |
-3.53K- 2.43% |
$1.12M - $1.38M
|
142K
$56.3M
|
|
|
Oct 24, 2024
Q3 2024
|
Essex Financial Services, Inc.
|
SELL
|
- |
-3.55K- 22.54% |
$1.12M - $1.39M
|
12.2K
$4.85M
|
|
|
Oct 25, 2024
Q3 2024
|
Nichols & Pratt Advisers LLP
|
SELL
|
- |
-3.6K- 4.21% |
$1.14M - $1.41M
|
81.9K
$32.6M
|
|
|
Nov 13, 2024
Q3 2024
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-3.61K- 2.24% |
$1.14M - $1.41M
|
157K
$62.6M
|
|
|
Nov 18, 2024
Q3 2024
|
Teachers Retirement System Of The State Of Kentucky
Frankfort, KY |
SELL
|
- |
-3.76K- 9.18% |
$1.19M - $1.47M
|
37.2K
$14.8M
|
|
|
Nov 13, 2024
Q3 2024
|
Capital Research Global Investors
Los Angeles, CA |
SELL
|
- |
-3.78K- 0.22% |
$1.2M - $1.48M
|
1.73M
$687M
|
|
|
Nov 08, 2024
Q3 2024
|
Fjarde Ap Fonden
|
SELL
|
- |
-3.8K- 3.32% |
$1.2M - $1.49M
|
111K
$43.9M
|
|
|
Nov 01, 2024
Q3 2024
|
Td Asset Management Inc
|
SELL
|
- |
-3.81K- 1.49% |
$1.21M - $1.49M
|
251K
$99.7M
|
|
|
Nov 14, 2024
Q3 2024
|
Verition Fund Management LLC
Greenwich, CT |
SELL
|
- |
-3.88K- 25.27% |
$1.23M - $1.52M
|
11.5K
$4.56M
|
|
|
Nov 12, 2024
Q3 2024
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-4.15K- 28.7% |
$1.31M - $1.62M
|
10.3K
$4.09M
|
|
|
Oct 22, 2024
Q3 2024
|
Lake Street Financial LLC
|
SELL
|
- |
-4.17K- 37.65% |
$1.32M - $1.63M
|
6.91K
$2.75M
|
|
|
Nov 22, 2024
Q3 2024
|
Stock Yards Bank & Trust CO
Louisville, KY |
SELL
|
- |
-4.22K- 4.76% |
$1.34M - $1.65M
|
84.3K
$33.5M
|
|
|
Nov 13, 2024
Q3 2024
|
Itau Unibanco Holding S.A.
Sao Paulo, D5 |
SELL
|
- |
-4.22K- 97.84% |
$1.34M - $1.65M
|
93
$37K
|
|
|
Oct 29, 2024
Q3 2024
|
Symmetry Partners, LLC
|
SELL
|
- |
-4.22K- 84.14% |
$1.34M - $1.65M
|
796
$316K
|
|
|
Nov 12, 2024
Q3 2024
|
Robertson Stephens Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-4.24K- 23.19% |
$1.34M - $1.66M
|
14K
$5.58M
|
|
|
Nov 13, 2024
Q3 2024
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-4.35K- 3.25% |
$1.38M - $1.7M
|
129K
$51.4M
|
|
|
Oct 24, 2024
Q3 2024
|
Clear Harbor Asset Management, LLC
|
SELL
|
- |
-4.35K- 9.42% |
$1.38M - $1.7M
|
41.8K
$16.6M
|
|
|
Oct 30, 2024
Q3 2024
|
Mn Services Vermogensbeheer B.V.
|
SELL
|
- |
-4.4K- 2.19% |
$1.39M - $1.72M
|
197K
$78.2M
|
|
|
Nov 12, 2024
Q3 2024
|
Arizona State Retirement System
|
SELL
|
- |
-4.55K- 3.14% |
$1.44M - $1.78M
|
140K
$55.7M
|
|
|
Nov 13, 2024
Q3 2024
|
Ethic Inc.
New York, NY |
SELL
|
- |
-4.57K- 9.27% |
$1.45M - $1.79M
|
44.7K
$17.8M
|
|
|
Nov 15, 2024
Q3 2024
|
M&T Bank Corp
|
SELL
|
- |
-4.57K- 2.12% |
$1.45M - $1.79M
|
211K
$84M
|
|
|
Nov 14, 2024
Q3 2024
|
Axq Capital, LP
Jersey City, NJ |
SELL
|
- |
-4.59K- 68.71% |
$1.45M - $1.79M
|
2.09K
$830K
|
|
|
Oct 10, 2024
Q3 2024
|
Inspire Investing, LLC
Meridian, ID |
SELL
|
- |
-4.62K- 9.46% |
$1.46M - $1.81M
|
44.3K
$17.6M
|
|
|
Oct 23, 2024
Q3 2024
|
Dumont & Blake Investment Advisors LLC
|
SELL
|
- |
-4.93K- 50.0% |
$1.56M - $1.93M
|
4.93K
$1.96M
|
|
|
Nov 05, 2024
Q3 2024
|
Wealth Plan Partners, LLC
Omaha, NE |
SELL
|
- |
-5.24K- 81.9% |
$1.66M - $2.05M
|
1.16K
$461K
|