Purchases and Sales Made in Q4 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 10, 2024
Q4 2023
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
18.6K+ 412.54% |
$4.2M - $5.54M
|
23.1K
$9.42M
|
|
|
Jan 29, 2024
Q4 2023
|
Romano Brothers And Company
Evanston, IL |
BUY
|
- |
18.6KNew |
$4.2M - $5.54M
|
18.6K
$7.58M
|
|
|
Jan 24, 2024
Q4 2023
|
Venture Visionary Partners LLC
|
BUY
|
- |
18K+ 200.86% |
$4.07M - $5.36M
|
26.9K
$11M
|
|
|
Jan 23, 2024
Q4 2023
|
Gam Holding Ag
|
BUY
|
- |
18KNew |
$4.06M - $5.36M
|
18K
$7.33M
|
|
|
Mar 01, 2024
Q4 2023
|
Creekmur Asset Management LLC
Morton, IL |
BUY
|
- |
17.9KNew |
$4.06M - $5.35M
|
17.9K
$7.32M
|
|
|
Feb 13, 2024
Q4 2023
|
Optiver Holding B.V.
Amsterdam, P7 |
BUY
|
- |
17.1KNew |
$3.86M - $5.09M
|
17.1K
$6.97M
|
|
|
Feb 07, 2024
Q4 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
16.8KNew |
$3.81M - $5.02M
|
16.8K
$6.87M
|
|
|
Jan 23, 2024
Q4 2023
|
Steel Peak Wealth Management LLC
|
BUY
|
- |
16.7K+ 119.23% |
$3.78M - $4.99M
|
30.8K
$12.5M
|
|
|
Feb 13, 2024
Q4 2023
|
Jefferies Financial Group Inc.
New York, NY |
BUY
|
- |
16.5K+ 64.4% |
$3.74M - $4.93M
|
42.2K
$17.2M
|
|
|
Apr 15, 2024
Q4 2023
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
16.5KNew |
$3.73M - $4.92M
|
16.5K
$6.72M
|
|
|
Feb 12, 2024
Q4 2023
|
Smith Group Asset Management, LLC
Dallas, TX |
BUY
|
- |
16.3K+ 5448.33% |
$3.69M - $4.87M
|
16.6K
$6.79M
|
|
|
Feb 14, 2024
Q4 2023
|
Kadensa Capital LTD
Central, K3 |
BUY
|
- |
16.2K+ 26.64% |
$3.67M - $4.84M
|
77.2K
$31.5M
|
|
|
Feb 14, 2024
Q4 2023
|
Wolverine Trading, LLC
Chicago, IL |
BUY
|
- |
16.2K+ 297.03% |
$3.66M - $4.83M
|
21.7K
$8.83M
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
16.1K+ 29.7% |
$3.63M - $4.79M
|
70.2K
$28.6M
|
|
|
Feb 06, 2024
Q4 2023
|
River & Mercantile Asset Management LLP
London, X0 |
BUY
|
- |
16KNew |
$3.62M - $4.77M
|
16K
$6.53M
|
|
|
Jan 30, 2024
Q4 2023
|
Dakota Wealth Management
|
BUY
|
- |
16K+ 42.46% |
$3.61M - $4.76M
|
53.5K
$21.8M
|
|
|
Jan 26, 2024
Q4 2023
|
Turtle Creek Wealth Advisors, LLC
Dallas, TX |
BUY
|
- |
15.9KNew |
$3.59M - $4.73M
|
15.9K
$6.47M
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
15.8K+ 2.37% |
$3.56M - $4.7M
|
680K
$277M
|
|
|
Jan 11, 2024
Q4 2023
|
Willis Investment Counsel
Gainesville, GA |
BUY
|
- |
15.5K+ 19.81% |
$3.51M - $4.63M
|
93.9K
$38.3M
|
|
|
Jan 30, 2024
Q4 2023
|
Legacy Cg, LLC
Plano, TX |
BUY
|
- |
14.8KNew |
$3.35M - $4.42M
|
14.8K
$6.04M
|
|
|
Aug 14, 2024
Q4 2023
|
Capital Investment Counsel, LLC
Denver, CO |
BUY
|
- |
14.7KNew |
$3.33M - $4.39M
|
14.7K
$6M
|
|
|
Jan 18, 2024
Q4 2023
|
Ellsworth Advisors, LLC
|
BUY
|
- |
14.4K+ 67.15% |
$3.26M - $4.3M
|
35.9K
$14.6M
|
|
|
Feb 12, 2024
Q4 2023
|
Railway Pension Investments LTD
London, X0 |
BUY
|
- |
14K+ 14.57% |
$3.16M - $4.17M
|
110K
$44.9M
|
|
|
Feb 08, 2024
Q4 2023
|
Credit Suisse Ag
Zurich, V8 |
BUY
|
- |
13.9K+ 1.26% |
$3.14M - $4.14M
|
1.12M
$456M
|
|
|
Jan 02, 2024
Q4 2023
|
Anchor Investment Management, LLC
Columbia, SC |
BUY
|
- |
13.9KNew |
$3.14M - $4.14M
|
13.9K
$5.66M
|
|
|
Feb 13, 2024
Q4 2023
|
Capital International Sarl
Los Angeles, CA |
BUY
|
- |
13.8K+ 11.77% |
$3.13M - $4.13M
|
131K
$53.6M
|
|
|
Feb 13, 2024
Q4 2023
|
Pictet Asset Management Holding Sa
Carouge, V8 |
BUY
|
- |
13.7K+ 5.56% |
$3.1M - $4.09M
|
260K
$106M
|
|
|
Feb 14, 2024
Q4 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
13.7K+ 7.02% |
$3.1M - $4.09M
|
209K
$85.3M
|
|
|
Feb 14, 2024
Q4 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
13.5K+ 8.07% |
$3.05M - $4.02M
|
181K
$73.7M
|
|
|
Feb 02, 2024
Q4 2023
|
Gilliland Jeter Wealth Management LLC
Little Rock, AR |
BUY
|
- |
13.5KNew |
$3.05M - $4.02M
|
13.5K
$5.5M
|
|
|
Jan 29, 2024
Q4 2023
|
Seascape Capital Management
Portsmouth, NH |
BUY
|
- |
13.3KNew |
$3.02M - $3.98M
|
13.3K
$5.44M
|
|
|
Jan 19, 2024
Q4 2023
|
Fifth Third Bancorp
|
BUY
|
- |
13.3K+ 2.82% |
$3.01M - $3.97M
|
486K
$198M
|
|
|
Feb 14, 2024
Q4 2023
|
Fj Investments, LLC
Salt Lake City, UT |
BUY
|
- |
13.3KNew |
$3.01M - $3.96M
|
13.3K
$5.42M
|
|
|
Feb 01, 2024
Q4 2023
|
New Square Capital LLC
|
BUY
|
- |
13.2K+ 52812.0% |
$2.98M - $3.94M
|
13.2K
$5.39M
|
|
|
Feb 14, 2024
Q4 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
13K+ 14.33% |
$2.94M - $3.88M
|
104K
$42.3M
|
|
|
Jan 29, 2024
Q4 2023
|
Sapient Capital LLC
Indianapolis, IN |
BUY
|
- |
13KNew |
$2.94M - $3.87M
|
13K
$5.3M
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
13KNew |
$2.93M - $3.86M
|
13K
$5.28M
|
|
|
Feb 09, 2024
Q4 2023
|
Tcw Group Inc
|
BUY
|
- |
12.9KNew |
$2.92M - $3.85M
|
12.9K
$5.26M
|
|
|
Jan 24, 2024
Q4 2023
|
Tritonpoint Wealth, LLC
Chevy Chase, MD |
BUY
|
- |
12.5KNew |
$2.83M - $3.74M
|
12.5K
$5.11M
|
|
|
Feb 08, 2024
Q4 2023
|
Brown Advisory Inc
|
BUY
|
- |
12.5K+ 17.14% |
$2.82M - $3.72M
|
85.4K
$34.8M
|
|
|
Feb 09, 2024
Q4 2023
|
Nbt Bank N A
|
BUY
|
- |
12.5K+ 35.67% |
$2.82M - $3.72M
|
47.4K
$19.3M
|
|
|
Feb 01, 2024
Q4 2023
|
Cwm, LLC
|
BUY
|
- |
12.3K+ 34.27% |
$2.79M - $3.67M
|
48.3K
$19.7M
|
|
|
May 15, 2024
Q4 2023
|
Vista Investment Partners LLC
Oklahoma City, OK |
BUY
|
- |
12.1KNew |
$2.74M - $3.61M
|
12.1K
$4.94M
|
|
|
Feb 13, 2024
Q4 2023
|
Hodges Capital Management Inc.
|
BUY
|
- |
12.1K+ 75.87% |
$2.74M - $3.61M
|
28.1K
$11.4M
|
|
|
Feb 14, 2024
Q4 2023
|
Investment Management Corp Of Ontario
Toronto, Z4 |
BUY
|
- |
12K+ 171.96% |
$2.7M - $3.56M
|
18.9K
$7.71M
|
|
|
Feb 14, 2024
Q4 2023
|
British Columbia Investment Management Corp
Victoria, A1 |
BUY
|
- |
11.9K+ 25.33% |
$2.68M - $3.54M
|
58.7K
$24M
|
|
|
Feb 14, 2024
Q4 2023
|
Occudo Quantitative Strategies LP
Fort Lauderdale, FL |
BUY
|
- |
11.6KNew |
$2.62M - $3.45M
|
11.6K
$4.72M
|
|
|
Feb 09, 2024
Q4 2023
|
Mitsubishi Ufj Trust & Banking Corp
Tokyo, M0 |
BUY
|
- |
11.3K+ 3.39% |
$2.55M - $3.37M
|
344K
$140M
|
|
|
Feb 14, 2024
Q4 2023
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
11.1K+ 385.56% |
$2.5M - $3.3M
|
14K
$5.69M
|
|
|
Feb 05, 2024
Q4 2023
|
Ledyard National Bank
|
BUY
|
- |
10.9K+ 754.18% |
$2.47M - $3.25M
|
12.4K
$5.04M
|