Purchases and Sales Made in Q4 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2024
Q4 2023
|
Holderness Investments CO
Greensboro, NC |
BUY
|
- |
6.12K+ 61.18% |
$1.38M - $1.82M
|
16.1K
$6.41M
|
|
|
Feb 14, 2024
Q4 2023
|
Modern Wealth Management, LLC
Lenexa, KS |
BUY
|
- |
6.09KNew |
$1.38M - $1.82M
|
6.09K
$2.42M
|
|
|
Feb 07, 2024
Q4 2023
|
Empower Advisory Group, LLC
Greenwood Village, CO |
BUY
|
- |
6.07K+ 2.46% |
$1.37M - $1.81M
|
253K
$100M
|
|
|
Feb 08, 2024
Q4 2023
|
Mizuho Markets Americas LLC
|
BUY
|
- |
6.06K+ 50.27% |
$1.37M - $1.81M
|
18.1K
$7.2M
|
|
|
Jan 29, 2024
Q4 2023
|
Crown Oak Advisors, LLC
Piedmont, CA |
BUY
|
- |
6KNew |
$1.36M - $1.79M
|
6K
$2.38M
|
|
|
Feb 14, 2024
Q4 2023
|
Ray Dalio
Bridgewater Associates, LP | Westport, Ct
|
BUY
|
- |
6KNew |
$1.36M - $1.79M
|
6K
$2.38M
|
|
|
Apr 11, 2024
Q4 2023
|
Strategic Planning Group, LLC
Bountiful, UT |
BUY
|
- |
5.91KNew |
$1.34M - $1.76M
|
5.91K
$2.35M
|
|
|
Feb 01, 2024
Q4 2023
|
Duality Advisers, LP
Miami, FL |
BUY
|
- |
5.67KNew |
$1.28M - $1.69M
|
5.67K
$2.26M
|
|
|
Feb 14, 2024
Q4 2023
|
Allen Wealth Management, LLC
Boone, NC |
BUY
|
- |
5.56KNew |
$1.26M - $1.66M
|
5.56K
$2.21M
|
|
|
Jan 09, 2024
Q4 2023
|
Bnc Wealth Management, LLC
|
BUY
|
- |
5.53K+ 352.42% |
$1.25M - $1.65M
|
7.1K
$2.82M
|
|
|
Feb 14, 2024
Q4 2023
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
5.35K+ 14.07% |
$1.21M - $1.6M
|
43.4K
$17.2M
|
|
|
Jan 26, 2024
Q4 2023
|
G&S Capital LLC
|
BUY
|
- |
5.31K+ 94.55% |
$1.2M - $1.58M
|
10.9K
$4.34M
|
|
|
Jan 12, 2024
Q4 2023
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
5.27K+ 35.72% |
$1.19M - $1.57M
|
20K
$7.97M
|
|
|
Jan 19, 2024
Q4 2023
|
Pinnacle Associates LTD
|
BUY
|
- |
5.24K+ 5.77% |
$1.18M - $1.56M
|
96K
$38.2M
|
|
|
May 30, 2024
Q4 2023
|
Motiv8 Investments LLC
Port St. Lucie, FL |
BUY
|
- |
5.15KNew |
$1.17M - $1.54M
|
5.15K
$2.05M
|
|
|
Jan 23, 2024
Q4 2023
|
Trust Point Inc.
La Crosse, WI |
BUY
|
- |
5.14KNew |
$1.16M - $1.53M
|
5.14K
$2.04M
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
5.13K+ 3.04% |
$1.16M - $1.53M
|
174K
$69.2M
|
|
|
Feb 09, 2024
Q4 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
5.01K+ 1.86% |
$1.13M - $1.49M
|
274K
$109M
|
|
|
Feb 13, 2024
Q4 2023
|
Stephens Inc
|
BUY
|
- |
5K+ 5.96% |
$1.13M - $1.49M
|
88.9K
$35.4M
|
|
|
Jan 18, 2024
Q4 2023
|
Compton Wealth Advisory Group, LLC
|
BUY
|
- |
4.89K+ 353.0% |
$1.11M - $1.46M
|
6.27K
$2.49M
|
|
|
Feb 14, 2024
Q4 2023
|
Jacobs Levy Equity Management, Inc
Florham Park, NJ |
BUY
|
- |
4.73K+ 6.21% |
$1.07M - $1.41M
|
81K
$32.2M
|
|
|
May 08, 2024
Q4 2023
|
M&G Investments (Usa) Inc.
Chicago, IL |
BUY
|
- |
4.68KNew |
$1.06M - $1.39M
|
4.68K
$1.86M
|
|
|
Feb 14, 2024
Q4 2023
|
Twin Tree Management, LP
Dallas, TX |
BUY
|
- |
4.66K+ 29.19% |
$1.05M - $1.39M
|
20.6K
$8.2M
|
|
|
Aug 20, 2024
Q4 2023
|
Vienna Powszechne Towarzystwo Emerytalne S.A. Vienna Insurance Group
Warsaw, R9 |
BUY
|
- |
4.63KNew |
$1.05M - $1.38M
|
4.63K
$1.84M
|
|
|
Jan 26, 2024
Q4 2023
|
Vivid Wealth Management, LLC
West Des Moines, IA |
BUY
|
- |
4.51KNew |
$1.02M - $1.34M
|
4.51K
$1.79M
|
|
|
Feb 01, 2024
Q4 2023
|
Gamma Investing LLC
Foster City, CA |
BUY
|
- |
4.38KNew |
$991K - $1.31M
|
4.38K
$1.74M
|
|
|
Jan 29, 2024
Q4 2023
|
Lecap Asset Management LTD
London, X0 |
BUY
|
- |
4.32KNew |
$977K - $1.29M
|
4.32K
$1.72M
|
|
|
Feb 23, 2024
Q4 2023
|
Tkg Advisors, LLC
|
BUY
|
- |
4.31K+ 111.17% |
$974K - $1.28M
|
8.19K
$3.25M
|
|
|
Jan 16, 2024
Q4 2023
|
Kingswood Wealth Advisors, LLC
San Diego, CA |
BUY
|
- |
4.29K+ 29.91% |
$970K - $1.28M
|
18.6K
$7.41M
|
|
|
Feb 14, 2024
Q4 2023
|
Gts Securities LLC
New York, NY |
BUY
|
- |
4.25K+ 525.59% |
$961K - $1.27M
|
5.06K
$2.01M
|
|
|
Feb 14, 2024
Q4 2023
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
4.22K+ 142.97% |
$954K - $1.26M
|
7.18K
$2.85M
|
|
|
Feb 14, 2024
Q4 2023
|
Elevate Wealth Advisory, Inc
Athens, GA |
BUY
|
- |
4.13KNew |
$934K - $1.23M
|
4.13K
$1.64M
|
|
|
Jan 25, 2024
Q4 2023
|
Woodard & CO Asset Management Group Inc
Bermuda Run, NC |
BUY
|
- |
4.1KNew |
$927K - $1.22M
|
4.1K
$1.63M
|
|
|
Feb 09, 2024
Q4 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
4.08K+ 1.13% |
$922K - $1.22M
|
364K
$145M
|
|
|
Feb 06, 2024
Q4 2023
|
Connecticut Wealth Management, LLC
|
BUY
|
- |
4.06K+ 282.08% |
$918K - $1.21M
|
5.5K
$2.19M
|
|
|
Feb 12, 2024
Q4 2023
|
Mitchell Sinkler & Starr
|
BUY
|
- |
4.04KNew |
$913K - $1.2M
|
4.04K
$1.61M
|
|
|
Feb 13, 2024
Q4 2023
|
Fcg Investment CO
Germantown, TN |
BUY
|
- |
4.01KNew |
$906K - $1.2M
|
4.01K
$1.59M
|
|
|
Feb 02, 2024
Q4 2023
|
K.J. Harrison & Partners Inc
|
BUY
|
- |
4KNew |
$904K - $1.19M
|
4K
$1.59M
|
|
|
Feb 02, 2024
Q4 2023
|
Tom Gayner
Markel Corp
|
BUY
|
- |
4K+ 1.34% |
$904K - $1.19M
|
303K
$120M
|
|
|
Feb 14, 2024
Q4 2023
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
3.99K+ 121.04% |
$903K - $1.19M
|
7.29K
$2.9M
|
|
|
Jan 18, 2024
Q4 2023
|
La Fleur & Godfrey LLC
|
BUY
|
- |
3.91K+ 7.39% |
$884K - $1.17M
|
56.8K
$22.6M
|
|
|
Jan 05, 2024
Q4 2023
|
Exchange Traded Concepts, LLC
|
BUY
|
- |
3.91K+ 15.77% |
$883K - $1.16M
|
28.7K
$11.4M
|
|
|
Feb 14, 2024
Q4 2023
|
Zega Financial, LLC
Palm Beach Gardens, FL |
BUY
|
- |
3.9KNew |
$882K - $1.16M
|
3.9K
$1.55M
|
|
|
Feb 07, 2024
Q4 2023
|
Qsemble Capital Management, LP
New York, NY |
BUY
|
- |
3.84KNew |
$867K - $1.14M
|
3.84K
$1.52M
|
|
|
Feb 14, 2024
Q4 2023
|
Lantern Wealth Advisors, LLC
Melville, NY |
BUY
|
- |
3.7KNew |
$837K - $1.1M
|
3.7K
$1.47M
|
|
|
Mar 14, 2024
Q4 2023
|
Leo Wealth, LLC
Hurst, TX |
BUY
|
- |
3.65KNew |
$824K - $1.09M
|
3.65K
$1.45M
|
|
|
Feb 06, 2024
Q4 2023
|
Patrick M Sweeney & Associates, Inc
Libertyville, IL |
BUY
|
- |
3.61KNew |
$815K - $1.08M
|
3.61K
$1.43M
|
|
|
Feb 13, 2024
Q4 2023
|
Royal London Asset Management LTD
United Kingdom, X0 |
BUY
|
- |
3.58K+ 1.7% |
$808K - $1.07M
|
214K
$85.1M
|
|
|
Feb 06, 2024
Q4 2023
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
3.56K+ 20.01% |
$804K - $1.06M
|
21.3K
$8.48M
|
|
|
Jan 24, 2024
Q4 2023
|
Souders Financial Advisors
|
BUY
|
- |
3.53KNew |
$798K - $1.05M
|
3.53K
$1.4M
|