Purchases and Sales Made in Q1 2022 in Clear Bridge Mlp & Midstream Fund Inc. (CEM)
This table provides information about the institutional ownership of Clear Bridge Mlp & Midstream Fund Inc. (CEM) during Q1 2022. The information is specifically focused on institutions that hold shares of ClearBridge MLP & Midstream Fund Inc..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 12, 2022
Q1 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
133K+ 34.3% |
$3.7M - $4.53M
|
521K
$27.1M
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
105K+ 29.78% |
$2.91M - $3.57M
|
457K
$23.8M
|
|
May 16, 2022
Q1 2022
|
1832 Asset Management L.P.
Toronto, A6 |
BUY
|
- |
74.7KNew |
$2.07M - $2.54M
|
74.7K
$3.88M
|
|
May 16, 2022
Q1 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
28.1K+ 51.41% |
$779K - $955K
|
82.7K
$4.29M
|
|
May 10, 2022
Q1 2022
|
Hightower 6 M Holding, LLC
|
BUY
|
- |
17.9KNew |
$497K - $609K
|
17.9K
$930K
|
|
May 09, 2022
Q1 2022
|
M&T Bank Corp
|
BUY
|
- |
17KNew |
$472K - $578K
|
17K
$883K
|
|
Aug 09, 2022
Q1 2022
|
Verus Capital Partners, LLC
Scottsdale, AZ |
BUY
|
- |
13.9KNew |
$385K - $472K
|
13.9K
$721K
|
|
Sep 06, 2022
Q1 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
13.1KNew |
$365K - $447K
|
13.1K
$683K
|
|
May 16, 2022
Q1 2022
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
12.8KNew |
$355K - $435K
|
12.8K
$665K
|
|
May 13, 2022
Q1 2022
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
11K+ 8.44% |
$305K - $374K
|
141K
$7.34M
|
|
May 16, 2022
Q1 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
6.96KNew |
$193K - $237K
|
6.96K
$362K
|
|
Apr 12, 2022
Q1 2022
|
Glassy Mountain Advisors, Inc.
|
BUY
|
- |
6.38KNew |
$177K - $217K
|
6.38K
$331K
|
|
May 11, 2022
Q1 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
6.27K+ 5.29% |
$174K - $213K
|
125K
$6.48M
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
6.02K+ 0.88% |
$167K - $205K
|
691K
$35.9M
|
|
May 02, 2022
Q1 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
4.26K+ 36.49% |
$118K - $145K
|
15.9K
$828K
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
3.53K+ 2.79% |
$98.1K - $120K
|
130K
$6.76M
|
|
May 10, 2022
Q1 2022
|
Tcwp LLC
Tampa, FL |
BUY
|
- |
3.04KNew |
$84.4K - $103K
|
3.04K
$158K
|
|
May 17, 2022
Q1 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
2.69K+ 4.94% |
$74.6K - $91.4K
|
57K
$2.96M
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
2.58K+ 4.44% |
$71.5K - $87.6K
|
60.6K
$3.15M
|
|
Apr 12, 2022
Q1 2022
|
Matisse Capital
|
BUY
|
- |
1.47K+ 2.61% |
$40.9K - $50.1K
|
58K
$3.01M
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
BUY
|
- |
1.12K+ 1.09% |
$31.1K - $38.1K
|
104K
$5.4M
|
|
May 09, 2022
Q1 2022
|
Cullen/Frost Bankers, Inc.
|
BUY
|
- |
760+ 23.03% |
$21.1K - $25.8K
|
4.06K
$211K
|
|
May 04, 2022
Q1 2022
|
Avion Wealth
The Woodlands, TX |
BUY
|
- |
500New |
$13.9K - $17K
|
500
$26K
|
|
Apr 20, 2022
Q1 2022
|
Transcend Capital Advisors, LLC
|
BUY
|
- |
300+ 1.03% |
$8.33K - $10.2K
|
29.3K
$1.52M
|
|
May 12, 2022
Q1 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
242+ 2.43% |
$6.72K - $8.23K
|
10.2K
$529K
|
|
May 12, 2022
Q1 2022
|
Cambridge Trust CO
Boston, MA |
BUY
|
- |
193New |
$5.36K - $6.56K
|
193
$10K
|
|
May 12, 2022
Q1 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
187+ 0.96% |
$5.19K - $6.36K
|
19.7K
$1.03M
|
|
May 09, 2022
Q1 2022
|
Herold Advisors, Inc.
|
BUY
|
- |
50New |
$1.39K - $1.7K
|
50
$2.6K
|
|
May 12, 2022
Q1 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
15New |
$417 - $510
|
15
$779
|
|
May 11, 2022
Q1 2022
|
Tradition Wealth Management, LLC
|
BUY
|
- |
12+ 1.59% |
$333 - $408
|
765
$39.7K
|
|
May 03, 2022
Q1 2022
|
Ellis Investment Partners, LLC
|
BUY
|
- |
7+ 0.37% |
$194 - $238
|
1.9K
$98.5K
|
|
Apr 07, 2022
Q1 2022
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
3+ 2.0% |
$83.3 - $102
|
153
$7.95K
|
|
Apr 22, 2022
Q1 2022
|
Bogart Wealth, LLC
|
BUY
|
- |
1+ 0.75% |
$27.8 - $34
|
134
$6.96K
|
|
May 09, 2022
Q1 2022
|
Gw&K Investment Management, LLC
Boston, MA |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
May 13, 2022
Q1 2022
|
Proficio Capital Partners LLC
Newton, MA |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Eaton Vance Management
Boston, MA |
SELL
|
- |
-18Closed |
$500 - $612
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-20Closed |
$555 - $680
|
0
$0
|
|
Apr 20, 2022
Q1 2022
|
Harbor Investment Advisory, LLC
|
SELL
|
- |
-62- 2.93% |
$1.72K - $2.11K
|
2.05K
$107K
|
|
May 09, 2022
Q1 2022
|
Amplius Wealth Advisors, LLC
|
SELL
|
- |
-167Closed |
$4.64K - $5.68K
|
0
$0
|
|
May 12, 2022
Q1 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-207- 2.76% |
$5.75K - $7.04K
|
7.28K
$378K
|
|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-280- 1.87% |
$7.78K - $9.52K
|
14.7K
$761K
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-481Closed |
$13.4K - $16.4K
|
0
$0
|
|
May 04, 2022
Q1 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-601- 4.02% |
$16.7K - $20.4K
|
14.3K
$745K
|
|
May 12, 2022
Q1 2022
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-734- 72.46% |
$20.4K - $25K
|
279
$14.5K
|
|
May 09, 2022
Q1 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-818- 54.9% |
$22.7K - $27.8K
|
672
$34.9K
|
|
Apr 19, 2022
Q1 2022
|
Paragon Capital Management LTD
|
SELL
|
- |
-902Closed |
$25K - $30.7K
|
0
$0
|
|
Apr 18, 2022
Q1 2022
|
Spire Wealth Management
|
SELL
|
- |
-1.26K- 94.75% |
$35.1K - $43K
|
70
$3.64K
|
|
Apr 29, 2022
Q1 2022
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-1.4K- 40.11% |
$38.8K - $47.5K
|
2.09K
$108K
|
|
May 13, 2022
Q1 2022
|
Assetmark, Inc
|
SELL
|
- |
-1.63KClosed |
$45.4K - $55.6K
|
0
$0
|
|
May 10, 2022
Q1 2022
|
Terril Brothers, Inc.
|
SELL
|
- |
-1.66K- 1.01% |
$46.1K - $56.5K
|
163K
$8.45M
|