Purchases and Sales Made in Q1 2024 in Clear Bridge Mlp & Midstream Fund Inc. (CEM)
This table provides information about the institutional ownership of Clear Bridge Mlp & Midstream Fund Inc. (CEM) during Q1 2024. The information is specifically focused on institutions that hold shares of ClearBridge MLP & Midstream Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2024
Q1 2024
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
268KNew |
$10.5M - $12.3M
|
268K
$13.9M
|
|
|
May 10, 2024
Q1 2024
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
89K+ 1083.65% |
$3.49M - $4.07M
|
97.2K
$5.05M
|
|
|
May 14, 2024
Q1 2024
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
62.5KNew |
$2.45M - $2.86M
|
62.5K
$3.25M
|
|
|
May 15, 2024
Q1 2024
|
Icon Advisers Inc
Greenwood Village, CO |
BUY
|
- |
38.5KNew |
$1.51M - $1.76M
|
38.5K
$2M
|
|
|
May 13, 2024
Q1 2024
|
Wolverine Asset Management LLC
|
BUY
|
- |
34.1KNew |
$1.34M - $1.56M
|
34.1K
$1.77M
|
|
|
Apr 24, 2024
Q1 2024
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
30.2K+ 322.61% |
$1.18M - $1.38M
|
39.5K
$2.05M
|
|
|
May 15, 2024
Q1 2024
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
25.6KNew |
$1M - $1.17M
|
25.6K
$1.33M
|
|
|
Oct 17, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
24.2K+ 4.29% |
$947K - $1.11M
|
587K
$30.5M
|
|
|
May 08, 2024
Q1 2024
|
De Lisle Partners LLP
Poole, X0 |
BUY
|
- |
22.9KNew |
$896K - $1.05M
|
22.9K
$1.19M
|
|
|
May 15, 2024
Q1 2024
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
22.6K+ 33.53% |
$885K - $1.03M
|
90K
$4.68M
|
|
|
Nov 05, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
21.3K+ 51.95% |
$834K - $975K
|
62.3K
$3.24M
|
|
|
May 09, 2024
Q1 2024
|
Edgemoor Investment Advisors, Inc.
|
BUY
|
- |
13.2K+ 41.43% |
$518K - $605K
|
45.1K
$2.35M
|
|
|
May 06, 2024
Q1 2024
|
Kayne Anderson Capital Advisors LP
|
BUY
|
- |
13.2K+ 37.91% |
$517K - $605K
|
48K
$2.5M
|
|
|
May 01, 2024
Q1 2024
|
Lincoln National Corp
|
BUY
|
- |
6.45KNew |
$253K - $295K
|
6.45K
$335K
|
|
|
May 15, 2024
Q1 2024
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
6.22K+ 12.36% |
$244K - $285K
|
56.6K
$2.94M
|
|
|
May 01, 2024
Q1 2024
|
Janney Montgomery Scott LLC
|
BUY
|
- |
5.88KNew |
$230K - $269K
|
5.88K
$305K
|
|
|
May 10, 2024
Q1 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
5.1K+ 25.99% |
$200K - $233K
|
24.7K
$1.28M
|
|
|
Apr 24, 2024
Q1 2024
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
4.86KNew |
$191K - $223K
|
4.86K
$253K
|
|
|
May 15, 2024
Q1 2024
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
4.43KNew |
$173K - $203K
|
4.43K
$230K
|
|
|
Jul 30, 2024
Q1 2024
|
Ifp Advisors, Inc
|
BUY
|
- |
2.15K+ 13.25% |
$84.2K - $98.4K
|
18.4K
$955K
|
|
|
May 14, 2024
Q1 2024
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
1.36K+ 6.08% |
$53.2K - $62.2K
|
23.7K
$1.23M
|
|
|
May 14, 2024
Q1 2024
|
Yakira Capital Management, Inc.
Westport, CT |
BUY
|
- |
1.32K+ 8.52% |
$51.8K - $60.6K
|
16.9K
$876K
|
|
|
May 10, 2024
Q1 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
729+ 4.3% |
$28.6K - $33.4K
|
17.7K
$918K
|
|
|
May 02, 2024
Q1 2024
|
Gilliland Jeter Wealth Management LLC
Little Rock, AR |
BUY
|
- |
641New |
$25.1K - $29.3K
|
641
$33.3K
|
|
|
May 13, 2024
Q1 2024
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
597+ 4.71% |
$23.4K - $27.3K
|
13.3K
$689K
|
|
|
May 14, 2024
Q1 2024
|
Lri Investments, LLC
Palm Beach Gardens, FL |
BUY
|
- |
409New |
$16K - $18.7K
|
409
$21.2K
|
|
|
May 15, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
400+ 0.65% |
$15.7K - $18.3K
|
62.3K
$3.24M
|
|
|
May 10, 2024
Q1 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
250New |
$9.79K - $11.4K
|
250
$13K
|
|
|
May 15, 2024
Q1 2024
|
Stephens Inc
|
BUY
|
- |
61+ 0.71% |
$2.39K - $2.79K
|
8.62K
$448K
|
|
|
Aug 08, 2024
Q1 2024
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
20New |
$783 - $916
|
20
$1.04K
|
|
|
May 15, 2024
Q1 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
10+ 0.52% |
$392 - $458
|
1.92K
$99.6K
|
|
|
Apr 12, 2024
Q1 2024
|
Harbor Investment Advisory, LLC
|
BUY
|
- |
9+ 0.46% |
$353 - $412
|
1.96K
$102K
|
|
|
May 15, 2024
Q1 2024
|
Comerica Bank
|
BUY
|
- |
4+ 0.26% |
$157 - $183
|
1.56K
$81K
|
|
|
Apr 10, 2024
Q1 2024
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
3+ 1.71% |
$118 - $137
|
178
$9.25K
|
|
|
May 15, 2024
Q1 2024
|
Clear Point Advisors Inc.
Melville, NY |
BUY
|
- |
3+ 2.07% |
$118 - $137
|
148
$7.69K
|
|
|
May 03, 2024
Q1 2024
|
Geneos Wealth Management Inc.
|
BUY
|
- |
1+ 1.82% |
$39.2 - $45.8
|
56
$2.91K
|
|
|
Apr 30, 2024
Q1 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 20, 2024
Q1 2024
|
Highlander Capital Management, LLC
Short Hills, NJ |
SELL
|
- |
-75- 25.86% |
$2.94K - $3.43K
|
215
$11.2K
|
|
|
May 15, 2024
Q1 2024
|
Icon Wealth Advisors, LLC
Houston, TX |
SELL
|
- |
-151- 2.22% |
$5.91K - $6.91K
|
6.64K
$345K
|
|
|
May 07, 2024
Q1 2024
|
M&T Bank Corp
|
SELL
|
- |
-165- 0.96% |
$6.46K - $7.55K
|
17K
$883K
|
|
|
May 07, 2024
Q1 2024
|
Verus Capital Partners, LLC
Scottsdale, AZ |
SELL
|
- |
-200- 1.75% |
$7.83K - $9.16K
|
11.3K
$584K
|
|
|
Apr 30, 2024
Q1 2024
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-469- 13.12% |
$18.4K - $21.5K
|
3.11K
$161K
|
|
|
Apr 22, 2024
Q1 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-612- 0.48% |
$24K - $28K
|
126K
$6.57M
|
|
|
May 14, 2024
Q1 2024
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-884- 0.42% |
$34.6K - $40.5K
|
209K
$10.9M
|
|
|
May 14, 2024
Q1 2024
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-1.59K- 0.7% |
$62.2K - $72.7K
|
226K
$11.8M
|
|
|
May 13, 2024
Q1 2024
|
D.A. Davidson & Co.
|
SELL
|
- |
-1.75K- 17.81% |
$68.4K - $80K
|
8.06K
$419K
|
|
|
May 15, 2024
Q1 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-2.01K- 4.14% |
$78.7K - $91.9K
|
46.5K
$2.42M
|
|
|
Apr 22, 2024
Q1 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-2.14K- 12.24% |
$83.7K - $97.8K
|
15.3K
$795K
|
|
|
May 14, 2024
Q1 2024
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-2.22K- 5.68% |
$87K - $102K
|
36.8K
$1.91M
|
|
|
May 10, 2024
Q1 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2.24K- 1.58% |
$87.8K - $103K
|
140K
$7.25M
|