Purchases and Sales Made in Q3 2021 in Clear Bridge Mlp & Midstream Fund Inc. (CEM)
This table provides information about the institutional ownership of Clear Bridge Mlp & Midstream Fund Inc. (CEM) during Q3 2021. The information is specifically focused on institutions that hold shares of ClearBridge MLP & Midstream Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
704KNew |
$17.6M - $21.1M
|
704K
$36.6M
|
|
|
Nov 12, 2021
Q3 2021
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
130K+ 94.99% |
$3.25M - $3.9M
|
267K
$13.9M
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
66.2K+ 223.71% |
$1.66M - $1.99M
|
95.7K
$4.97M
|
|
|
Nov 15, 2021
Q3 2021
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
21.4K+ 20.73% |
$536K - $642K
|
125K
$6.48M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
13.7K+ 11.7% |
$342K - $410K
|
131K
$6.79M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
12.7KNew |
$318K - $382K
|
12.7K
$661K
|
|
|
Nov 12, 2021
Q3 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
10K+ 5.05% |
$250K - $300K
|
208K
$10.8M
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
7.73K+ 80.87% |
$193K - $232K
|
17.3K
$898K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
4.24K+ 15.68% |
$106K - $127K
|
31.3K
$1.63M
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
3.95K+ 7.82% |
$98.9K - $119K
|
54.5K
$2.83M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
3.11K+ 4.15% |
$77.9K - $93.4K
|
78.1K
$4.05M
|
|
|
Nov 12, 2021
Q3 2021
|
Eagle Bay Advisors LLC
New York, NY |
BUY
|
- |
2.7K+ 128.57% |
$67.6K - $81K
|
4.8K
$249K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
2.66K+ 19.7% |
$66.5K - $79.7K
|
16.1K
$838K
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
2.29K+ 29.0% |
$57.3K - $68.7K
|
10.2K
$529K
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
2K+ 71.43% |
$50K - $60K
|
4.8K
$249K
|
|
|
Nov 10, 2021
Q3 2021
|
Oxbow Advisors, LLC
Corpus Christi, TX |
BUY
|
- |
1.4K+ 16.35% |
$34.9K - $41.9K
|
9.93K
$516K
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
966+ 8.4% |
$24.2K - $29K
|
12.5K
$648K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
833+ 0.9% |
$20.8K - $25K
|
93.4K
$4.85M
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
704+ 4.66% |
$17.6K - $21.1K
|
15.8K
$822K
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
BUY
|
- |
505+ 4.77% |
$12.6K - $15.2K
|
11.1K
$577K
|
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
440New |
$11K - $13.2K
|
440
$22.9K
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
300New |
$7.51K - $9K
|
300
$15.6K
|
|
|
Oct 12, 2021
Q3 2021
|
Harbor Investment Advisory, LLC
|
BUY
|
- |
241+ 12.28% |
$6.03K - $7.23K
|
2.2K
$114K
|
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
122+ 1.25% |
$3.05K - $3.66K
|
9.84K
$511K
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
100New |
$2.5K - $3K
|
100
$5.2K
|
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
BUY
|
- |
70New |
$1.75K - $2.1K
|
70
$3.64K
|
|
|
Nov 03, 2021
Q3 2021
|
Herold Advisors, Inc.
|
BUY
|
- |
50New |
$1.25K - $1.5K
|
50
$2.6K
|
|
|
Nov 12, 2021
Q3 2021
|
Tradition Wealth Management, LLC
|
BUY
|
- |
13+ 1.79% |
$325 - $390
|
740
$38.4K
|
|
|
Nov 15, 2021
Q3 2021
|
Jacobi Capital Management LLC
|
BUY
|
- |
10+ 1.89% |
$250 - $300
|
540
$28.1K
|
|
|
Oct 21, 2021
Q3 2021
|
Ellis Investment Partners, LLC
|
BUY
|
- |
7+ 0.38% |
$175 - $210
|
1.87K
$97.3K
|
|
|
Oct 12, 2021
Q3 2021
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
3+ 2.07% |
$75.1 - $90
|
148
$7.69K
|
|
|
Oct 15, 2021
Q3 2021
|
Bogart Wealth, LLC
|
BUY
|
- |
2+ 1.56% |
$50 - $60
|
130
$6.75K
|
|
|
Nov 09, 2021
Q3 2021
|
West Branch Capital LLC
|
BUY
|
- |
2+ 1.79% |
$50 - $60
|
114
$5.92K
|
|
|
Nov 18, 2021
Q3 2021
|
Cribstone Capital Management, LLC
Augusta, ME |
SELL
|
- |
-1- 50.0% |
$25 - $30
|
1
$52
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-50- 0.37% |
$1.25K - $1.5K
|
13.6K
$709K
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-226- 11.3% |
$5.65K - $6.78K
|
1.77K
$92.2K
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-255- 0.45% |
$6.38K - $7.65K
|
56.5K
$2.93M
|
|
|
Oct 26, 2021
Q3 2021
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-344- 1.72% |
$8.61K - $10.3K
|
19.7K
$1.02M
|
|
|
Nov 12, 2021
Q3 2021
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-632- 9.56% |
$15.8K - $19K
|
5.98K
$311K
|
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-733- 1.88% |
$18.3K - $22K
|
38.2K
$1.98M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-998- 1.06% |
$25K - $29.9K
|
93.5K
$4.86M
|
|
|
Nov 15, 2021
Q3 2021
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
SELL
|
- |
-1.04KClosed |
$26.1K - $31.3K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Edgemoor Investment Advisors, Inc.
|
SELL
|
- |
-1.4K- 3.37% |
$34.9K - $41.9K
|
40K
$2.08M
|
|
|
Oct 29, 2021
Q3 2021
|
Terril Brothers, Inc.
|
SELL
|
- |
-2.01K- 1.85% |
$50.3K - $60.3K
|
107K
$5.55M
|
|
|
Nov 04, 2021
Q3 2021
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-3.16K- 9.72% |
$79.1K - $94.8K
|
29.3K
$1.52M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-3.57K- 1.08% |
$89.4K - $107K
|
326K
$16.9M
|
|
|
Nov 12, 2021
Q3 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-4.19K- 6.13% |
$105K - $126K
|
64.2K
$3.33M
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-6.43K- 7.71% |
$161K - $193K
|
76.9K
$3.99M
|
|
|
Nov 15, 2021
Q3 2021
|
Horizon Kinetics Asset Management LLC
|
SELL
|
- |
-7KClosed |
$175K - $210K
|
0
$0
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-7.6KClosed |
$190K - $228K
|
0
$0
|