Purchases and Sales Made in Q3 2023 in Clear Bridge Mlp & Midstream Fund Inc. (CEM)
This table provides information about the institutional ownership of Clear Bridge Mlp & Midstream Fund Inc. (CEM) during Q3 2023. The information is specifically focused on institutions that hold shares of ClearBridge MLP & Midstream Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
249K+ 17.37% |
$8.51M - $9.49M
|
1.68M
$87.3M
|
|
|
Nov 13, 2023
Q3 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
110KNew |
$3.77M - $4.2M
|
110K
$5.72M
|
|
|
Nov 13, 2023
Q3 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
61K+ 337.86% |
$2.09M - $2.33M
|
79.1K
$4.11M
|
|
|
Nov 13, 2023
Q3 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
52.2K+ 152.7% |
$1.79M - $1.99M
|
86.4K
$4.49M
|
|
|
Nov 14, 2023
Q3 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
33.2KNew |
$1.14M - $1.27M
|
33.2K
$1.72M
|
|
|
Nov 14, 2023
Q3 2023
|
Blackstone Inc
New York, NY |
BUY
|
- |
14.8KNew |
$505K - $563K
|
14.8K
$766K
|
|
|
Nov 14, 2023
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
12.7K+ 36.57% |
$434K - $484K
|
47.4K
$2.46M
|
|
|
Nov 14, 2023
Q3 2023
|
Sea Otter Advisors LLC
New York, NY |
BUY
|
- |
10.3KNew |
$352K - $393K
|
10.3K
$535K
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
9.3KNew |
$318K - $355K
|
9.3K
$483K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
8.59K+ 90.13% |
$294K - $328K
|
18.1K
$942K
|
|
|
Nov 14, 2023
Q3 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
7.55KNew |
$258K - $288K
|
7.55K
$392K
|
|
|
Nov 14, 2023
Q3 2023
|
Quarry LP
New York, NY |
BUY
|
- |
7.55KNew |
$258K - $288K
|
7.55K
$392K
|
|
|
Nov 09, 2023
Q3 2023
|
Edgemoor Investment Advisors, Inc.
|
BUY
|
- |
6.13K+ 19.12% |
$210K - $234K
|
38.2K
$1.98M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.91K+ 8.29% |
$168K - $187K
|
64.1K
$3.33M
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
4.84K+ 5.73% |
$166K - $185K
|
89.4K
$4.65M
|
|
|
Nov 14, 2023
Q3 2023
|
Css LLC
Chicago, IL |
BUY
|
- |
3.53K+ 46.57% |
$121K - $135K
|
11.1K
$577K
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
2.69K+ 8.14% |
$92.1K - $103K
|
35.7K
$1.86M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.97K+ 12.9% |
$67.3K - $75K
|
17.2K
$894K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
1.41KNew |
$48.3K - $53.9K
|
1.41K
$73.4K
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
1.35K+ 20.43% |
$46.3K - $51.7K
|
7.98K
$415K
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
1.17K+ 2.44% |
$39.9K - $44.5K
|
49.1K
$2.55M
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
630New |
$21.6K - $24K
|
630
$32.7K
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
563+ 5.64% |
$19.3K - $21.5K
|
10.5K
$548K
|
|
|
Oct 25, 2023
Q3 2023
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
406+ 12.1% |
$13.9K - $15.5K
|
3.76K
$195K
|
|
|
Oct 12, 2023
Q3 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
401+ 2.97% |
$13.7K - $15.3K
|
13.9K
$722K
|
|
|
Nov 13, 2023
Q3 2023
|
Highlander Capital Management, LLC
Short Hills, NJ |
BUY
|
- |
290New |
$9.92K - $11.1K
|
290
$15.1K
|
|
|
Oct 17, 2023
Q3 2023
|
Piscataqua Savings Bank
|
BUY
|
- |
214New |
$7.32K - $8.17K
|
214
$11.1K
|
|
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
115+ 1.58% |
$3.94K - $4.39K
|
7.4K
$385K
|
|
|
Nov 13, 2023
Q3 2023
|
Tradition Wealth Management, LLC
|
BUY
|
- |
12+ 2.16% |
$411 - $458
|
568
$29.5K
|
|
|
Oct 13, 2023
Q3 2023
|
Harbor Investment Advisory, LLC
|
BUY
|
- |
10+ 0.49% |
$342 - $382
|
2.06K
$107K
|
|
|
Oct 10, 2023
Q3 2023
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
3+ 1.79% |
$103 - $114
|
171
$8.88K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 14, 2023
Q3 2023
|
Stephens Inc
|
SELL
|
- |
-3- 0.04% |
$103 - $114
|
7.65K
$397K
|
|
|
Oct 11, 2023
Q3 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-50- 48.08% |
$1.71K - $1.91K
|
54
$2.81K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-137- 30.86% |
$4.69K - $5.23K
|
307
$15.9K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-390- 2.15% |
$13.3K - $14.9K
|
17.8K
$924K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-479- 0.37% |
$16.4K - $18.3K
|
128K
$6.63M
|
|
|
Nov 01, 2023
Q3 2023
|
Verus Capital Partners, LLC
Scottsdale, AZ |
SELL
|
- |
-1K- 7.36% |
$34.2K - $38.2K
|
12.6K
$654K
|
|
|
Oct 18, 2023
Q3 2023
|
Proficio Capital Partners LLC
Newton, MA |
SELL
|
- |
-1.34K- 10.55% |
$45.8K - $51.1K
|
11.3K
$589K
|
|
|
Nov 08, 2023
Q3 2023
|
Kayne Anderson Capital Advisors LP
|
SELL
|
- |
-2.1K- 5.68% |
$71.9K - $80.1K
|
34.8K
$1.81M
|
|
|
Nov 03, 2023
Q3 2023
|
Us Bancorp \De\
|
SELL
|
- |
-2.41K- 19.31% |
$82.6K - $92.1K
|
10.1K
$524K
|
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-3.74K- 7.82% |
$128K - $143K
|
44.1K
$2.29M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-4.05K- 4.97% |
$139K - $155K
|
77.4K
$4.02M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-4.72K- 3.13% |
$161K - $180K
|
146K
$7.57M
|
|
|
May 14, 2024
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-9.61K- 16.85% |
$329K - $367K
|
47.4K
$2.46M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-11.5K- 1.72% |
$394K - $439K
|
657K
$34.1M
|
|
|
Nov 08, 2023
Q3 2023
|
Terril Brothers, Inc.
|
SELL
|
- |
-16.4K- 9.71% |
$562K - $627K
|
153K
$7.94M
|
|
|
Nov 13, 2023
Q3 2023
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-23.1K- 49.33% |
$789K - $880K
|
23.7K
$1.23M
|
|
|
Aug 06, 2024
Q3 2023
|
Alpine Global Management, LLC
New York, NY |
SELL
|
- |
-56.8K- 63.11% |
$1.94M - $2.17M
|
33.2K
$1.72M
|