Purchases and Sales Made in Q4 2023 in Clear Bridge Mlp & Midstream Fund Inc. (CEM)
This table provides information about the institutional ownership of Clear Bridge Mlp & Midstream Fund Inc. (CEM) during Q4 2023. The information is specifically focused on institutions that hold shares of ClearBridge MLP & Midstream Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
510K+ 30.34% |
$17M - $20.4M
|
2.19M
$114M
|
|
|
Feb 13, 2024
Q4 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
149K+ 187.97% |
$4.97M - $5.96M
|
228K
$11.8M
|
|
|
Feb 14, 2024
Q4 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
90.7K+ 76.13% |
$3.03M - $3.64M
|
210K
$10.9M
|
|
|
Feb 14, 2024
Q4 2023
|
Css LLC
Chicago, IL |
BUY
|
- |
70.7K+ 636.64% |
$2.36M - $2.83M
|
81.8K
$4.25M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
61.9K+ 10.99% |
$2.07M - $2.48M
|
625K
$32.5M
|
|
|
Feb 12, 2024
Q4 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
34.2K+ 103.01% |
$1.14M - $1.37M
|
67.4K
$3.5M
|
|
|
Aug 06, 2024
Q4 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
34.2K+ 103.01% |
$1.14M - $1.37M
|
67.4K
$3.5M
|
|
|
Jan 30, 2024
Q4 2023
|
Delphi Financial Group, Inc.
|
BUY
|
- |
33.2KNew |
$1.11M - $1.33M
|
33.2K
$1.72M
|
|
|
Dec 26, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
29.3KNew |
$980K - $1.18M
|
29.3K
$1.52M
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
29K+ 9455.37% |
$970K - $1.16M
|
29.3K
$1.52M
|
|
|
Feb 14, 2024
Q4 2023
|
Sea Otter Advisors LLC
New York, NY |
BUY
|
- |
20K+ 194.17% |
$668K - $802K
|
30.3K
$1.57M
|
|
|
Feb 13, 2024
Q4 2023
|
Yakira Capital Management, Inc.
Westport, CT |
BUY
|
- |
15.5KNew |
$519K - $623K
|
15.5K
$807K
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
14.6K+ 40.85% |
$488K - $585K
|
50.3K
$2.62M
|
|
|
Feb 14, 2024
Q4 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
13.3K+ 176.16% |
$444K - $533K
|
20.9K
$1.08M
|
|
|
Feb 14, 2024
Q4 2023
|
Quarry LP
New York, NY |
BUY
|
- |
13.3K+ 176.16% |
$444K - $533K
|
20.9K
$1.08M
|
|
|
Feb 12, 2024
Q4 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
13.1K+ 140.41% |
$436K - $524K
|
22.4K
$1.16M
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
12.7KNew |
$423K - $508K
|
12.7K
$658K
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
11.9KNew |
$397K - $477K
|
11.9K
$618K
|
|
|
Feb 13, 2024
Q4 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
9.61K+ 20.27% |
$321K - $385K
|
57K
$2.96M
|
|
|
Jan 25, 2024
Q4 2023
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
9.35KNew |
$312K - $375K
|
9.35K
$486K
|
|
|
Feb 14, 2024
Q4 2023
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
8.21KNew |
$274K - $329K
|
8.21K
$427K
|
|
|
Feb 14, 2024
Q4 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
6.35KNew |
$212K - $254K
|
6.35K
$330K
|
|
|
Feb 14, 2024
Q4 2023
|
Commonwealth Financial Services, LLC
Parkersburg, WV |
BUY
|
- |
5.58KNew |
$186K - $224K
|
5.58K
$290K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
5.14K+ 6.63% |
$172K - $206K
|
82.6K
$4.29M
|
|
|
Feb 12, 2024
Q4 2023
|
Laidlaw Wealth Management LLC
New York City, NY |
BUY
|
- |
5.09KNew |
$170K - $204K
|
5.09K
$264K
|
|
|
Feb 13, 2024
Q4 2023
|
Marathon Trading Investment Management LLC
Radnor, PA |
BUY
|
- |
5KNew |
$167K - $200K
|
5K
$260K
|
|
|
Jan 09, 2024
Q4 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
2.33K+ 16.78% |
$77.9K - $93.5K
|
16.2K
$843K
|
|
|
Feb 12, 2024
Q4 2023
|
Richardson Capital Management LLC
Menomonee Falls, WI |
BUY
|
- |
2KNew |
$66.8K - $80.2K
|
2K
$104K
|
|
|
Feb 08, 2024
Q4 2023
|
Robinson Capital Management, LLC
|
BUY
|
- |
1.59KNew |
$53K - $63.6K
|
1.59K
$82.4K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.49K+ 8.22% |
$49.8K - $59.7K
|
19.6K
$1.02M
|
|
|
Feb 16, 2024
Q4 2023
|
Hobbs Group Advisors, LLC
Columbia, SC |
BUY
|
- |
1.39KNew |
$46.5K - $55.8K
|
1.39K
$72.3K
|
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1K+ 110.25% |
$33.4K - $40.1K
|
1.91K
$99.1K
|
|
|
Feb 13, 2024
Q4 2023
|
Stephens Inc
|
BUY
|
- |
915+ 11.96% |
$30.6K - $36.7K
|
8.56K
$445K
|
|
|
Feb 09, 2024
Q4 2023
|
Covestor LTD
Boston, MA |
BUY
|
- |
195+ 19.92% |
$6.51K - $7.82K
|
1.17K
$61K
|
|
|
May 15, 2024
Q4 2023
|
Clear Point Advisors Inc.
Melville, NY |
BUY
|
- |
145New |
$4.84K - $5.81K
|
145
$7.53K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
BUY
|
- |
144+ 10.2% |
$4.81K - $5.77K
|
1.56K
$80.8K
|
|
|
Feb 12, 2024
Q4 2023
|
Tradition Wealth Management, LLC
|
BUY
|
- |
11+ 1.94% |
$367 - $441
|
579
$30.1K
|
|
|
Jan 10, 2024
Q4 2023
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
4+ 2.34% |
$134 - $160
|
175
$9.09K
|
|
|
Jan 18, 2024
Q4 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
2New |
$66.8 - $80.2
|
2
$104
|
|
|
Jan 26, 2024
Q4 2023
|
Geneos Wealth Management Inc.
|
BUY
|
- |
1+ 1.85% |
$33.4 - $40.1
|
55
$2.86K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 09, 2024
Q4 2023
|
Us Bancorp \De\
|
SELL
|
- |
-57- 0.57% |
$1.9K - $2.29K
|
10K
$521K
|
|
|
Jan 26, 2024
Q4 2023
|
Harbor Investment Advisory, LLC
|
SELL
|
- |
-105- 5.11% |
$3.51K - $4.21K
|
1.95K
$101K
|
|
|
Jan 12, 2024
Q4 2023
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-186- 4.94% |
$6.21K - $7.46K
|
3.58K
$186K
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-275- 1.6% |
$9.19K - $11K
|
16.9K
$880K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-329- 1.85% |
$11K - $13.2K
|
17.4K
$906K
|
|
|
Feb 14, 2024
Q4 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-564- 1.15% |
$18.8K - $22.6K
|
48.5K
$2.52M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-610- 0.48% |
$20.4K - $24.5K
|
127K
$6.6M
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-635- 7.96% |
$21.2K - $25.5K
|
7.35K
$382K
|
|
|
Feb 14, 2024
Q4 2023
|
Icon Wealth Advisors, LLC
Houston, TX |
SELL
|
- |
-651- 8.75% |
$21.7K - $26.1K
|
6.79K
$353K
|