Purchases and Sales Made in Q4 2023 in Clear Bridge Mlp & Midstream Fund Inc. (CEM)
This table provides information about the institutional ownership of Clear Bridge Mlp & Midstream Fund Inc. (CEM) during Q4 2023. The information is specifically focused on institutions that hold shares of ClearBridge MLP & Midstream Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2024
Q4 2023
|
Proficio Capital Partners LLC
Newton, MA |
SELL
|
- |
-730- 6.43% |
$24.4K - $29.3K
|
10.6K
$551K
|
|
|
Feb 09, 2024
Q4 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-734- 6.96% |
$24.5K - $29.4K
|
9.81K
$510K
|
|
|
Feb 09, 2024
Q4 2023
|
Verus Capital Partners, LLC
Scottsdale, AZ |
SELL
|
- |
-1.13K- 8.98% |
$37.7K - $45.3K
|
11.5K
$595K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-2.22K- 3.46% |
$74.2K - $89.1K
|
61.9K
$3.22M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-3.96K- 2.72% |
$132K - $159K
|
142K
$7.37M
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-4.79K- 5.36% |
$160K - $192K
|
84.7K
$4.4M
|
|
|
Feb 14, 2024
Q4 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-5.02K- 11.38% |
$168K - $201K
|
39.1K
$2.03M
|
|
|
Feb 07, 2024
Q4 2023
|
Edgemoor Investment Advisors, Inc.
|
SELL
|
- |
-6.28K- 16.43% |
$210K - $252K
|
31.9K
$1.66M
|
|
|
Feb 14, 2024
Q4 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-6.75K- 6.13% |
$225K - $271K
|
103K
$5.37M
|
|
|
Feb 13, 2024
Q4 2023
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-9.2K- 38.85% |
$307K - $369K
|
14.5K
$752K
|
|
|
Feb 02, 2024
Q4 2023
|
Terril Brothers, Inc.
|
SELL
|
- |
-13.2K- 8.6% |
$439K - $527K
|
140K
$7.26M
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-20.7K- 7.63% |
$690K - $829K
|
250K
$13M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-32.2K- 4.9% |
$1.08M - $1.29M
|
625K
$32.5M
|
|
|
Feb 14, 2024
Q4 2023
|
Woodline Partners LP
San Francisco, CA |
SELL
|
- |
-178K- 78.63% |
$5.93M - $7.12M
|
48.2K
$2.51M
|