Purchases and Sales Made in Q3 2021 in Capital One Financial Corp (COF)
This table provides information about the institutional ownership of Capital One Financial Corp (COF) during Q3 2021. The information is specifically focused on institutions that hold shares of CAPITAL ONE FINANCIAL CORP.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 16, 2021
Q3 2021
|
Cahill Financial Advisors Inc
Edina, MN |
BUY
|
- |
494New |
$75.3K - $87.8K
|
494
$107K
|
|
Nov 12, 2021
Q3 2021
|
Clearstead Advisors, LLC
Cleveland, OH |
BUY
|
- |
488+ 19.94% |
$74.4K - $86.7K
|
2.94K
$636K
|
|
Nov 12, 2021
Q3 2021
|
Brown Advisory Inc
|
BUY
|
- |
462+ 3.32% |
$70.4K - $82.1K
|
14.4K
$3.11M
|
|
Nov 15, 2021
Q3 2021
|
Tokio Marine Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
460+ 11.61% |
$70.1K - $81.8K
|
4.42K
$959K
|
|
Nov 04, 2021
Q3 2021
|
Ironwood Investment Counsel, LLC
|
BUY
|
- |
457+ 1.06% |
$69.7K - $81.2K
|
43.5K
$9.42M
|
|
Oct 26, 2021
Q3 2021
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
443+ 24.46% |
$67.5K - $78.7K
|
2.25K
$489K
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
437+ 1.4% |
$66.6K - $77.7K
|
31.6K
$6.85M
|
|
Nov 09, 2021
Q3 2021
|
Sawtooth Solutions, LLC
|
BUY
|
- |
427+ 21.93% |
$65.1K - $75.9K
|
2.37K
$515K
|
|
Nov 01, 2021
Q3 2021
|
Asio Capital, LLC
|
BUY
|
- |
421+ 2.36% |
$64.2K - $74.8K
|
18.2K
$3.95M
|
|
Nov 04, 2021
Q3 2021
|
Brighton Jones LLC
|
BUY
|
- |
409+ 12.64% |
$62.4K - $72.7K
|
3.65K
$790K
|
|
Nov 12, 2021
Q3 2021
|
Prospera Financial Services Inc
|
BUY
|
- |
396+ 17.98% |
$60.4K - $70.4K
|
2.6K
$563K
|
|
Oct 26, 2021
Q3 2021
|
Meritage Portfolio Management
|
BUY
|
- |
396+ 0.9% |
$60.4K - $70.4K
|
44.4K
$9.62M
|
|
Nov 12, 2021
Q3 2021
|
Jones Financial Companies Lllp
|
BUY
|
- |
391+ 12.79% |
$59.6K - $69.5K
|
3.45K
$747K
|
|
Nov 03, 2021
Q3 2021
|
Van Eck Associates Corp
|
BUY
|
- |
382+ 8.02% |
$58.2K - $67.9K
|
5.15K
$1.12M
|
|
Nov 02, 2021
Q3 2021
|
Parallel Advisors, LLC
|
BUY
|
- |
382+ 9.27% |
$58.2K - $67.9K
|
4.51K
$976K
|
|
Oct 07, 2021
Q3 2021
|
Anderson Hoagland & CO
|
BUY
|
- |
372+ 1.94% |
$56.7K - $66.1K
|
19.5K
$4.23M
|
|
Oct 19, 2021
Q3 2021
|
Ellevest, Inc.
|
BUY
|
- |
363+ 25.84% |
$55.3K - $64.5K
|
1.77K
$383K
|
|
Nov 09, 2021
Q3 2021
|
Cap Wealth Advisors, LLC
|
BUY
|
- |
355+ 0.52% |
$54.1K - $63.1K
|
68.5K
$14.8M
|
|
Nov 12, 2021
Q3 2021
|
Hutchinson Capital Management
San Rafael, CA |
BUY
|
- |
346+ 0.27% |
$52.8K - $61.5K
|
130K
$28.1M
|
|
Nov 02, 2021
Q3 2021
|
Mount Yale Investment Advisors, LLC
|
BUY
|
- |
342+ 13.81% |
$52.1K - $60.8K
|
2.82K
$611K
|
|
Nov 12, 2021
Q3 2021
|
Mai Capital Management
|
BUY
|
- |
337+ 15.61% |
$51.4K - $59.9K
|
2.5K
$541K
|
|
Nov 10, 2021
Q3 2021
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
335+ 13.39% |
$51.1K - $59.5K
|
2.84K
$615K
|
|
Nov 01, 2021
Q3 2021
|
Acg Wealth
|
BUY
|
- |
334+ 2.36% |
$50.9K - $59.4K
|
14.5K
$3.14M
|
|
Nov 12, 2021
Q3 2021
|
Bergan Kdv Wealth Management, LLC
|
BUY
|
- |
323+ 6.07% |
$49.2K - $57.4K
|
5.65K
$1.22M
|
|
Oct 12, 2021
Q3 2021
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
316+ 123.92% |
$48.2K - $56.2K
|
571
$124K
|
|
Oct 14, 2021
Q3 2021
|
Schneider Downs Wealth Management Advisors, LP
|
BUY
|
- |
306+ 19.09% |
$46.7K - $54.4K
|
1.91K
$414K
|
|
Nov 12, 2021
Q3 2021
|
Empirical Finance, LLC
|
BUY
|
- |
305+ 5.56% |
$46.5K - $54.2K
|
5.79K
$1.26M
|
|
Nov 12, 2021
Q3 2021
|
Morningstar Investment Services LLC
Chicago, IL |
BUY
|
- |
302+ 0.77% |
$46K - $53.7K
|
39.4K
$8.55M
|
|
Nov 12, 2021
Q3 2021
|
Tobam
|
BUY
|
- |
300New |
$45.7K - $53.3K
|
300
$65K
|
|
Oct 29, 2021
Q3 2021
|
Trust Asset Management LLC
Houston, TX |
BUY
|
- |
291+ 7.0% |
$44.4K - $51.7K
|
4.45K
$964K
|
|
Nov 09, 2023
Q3 2021
|
Brewin Dolphin LTD
London, X0 |
BUY
|
- |
290+ 14.8% |
$44.2K - $51.5K
|
2.25K
$488K
|
|
Nov 15, 2021
Q3 2021
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
290+ 14.27% |
$44.2K - $51.5K
|
2.32K
$503K
|
|
Nov 15, 2021
Q3 2021
|
Caxton Associates LP
New York, NY |
BUY
|
- |
289+ 6.42% |
$44.1K - $51.4K
|
4.79K
$1.04M
|
|
Oct 26, 2021
Q3 2021
|
Balasa Dinverno & Foltz LLC
Itasca, IL |
BUY
|
- |
289+ 3.3% |
$44.1K - $51.4K
|
9.05K
$1.96M
|
|
Nov 15, 2021
Q3 2021
|
Main Street Financial Solutions, LLC
|
BUY
|
- |
288+ 21.24% |
$43.9K - $51.2K
|
1.64K
$356K
|
|
Oct 27, 2021
Q3 2021
|
Ingalls & Snyder LLC
New York, NY |
BUY
|
- |
288+ 15.4% |
$43.9K - $51.2K
|
2.16K
$468K
|
|
Nov 01, 2021
Q3 2021
|
Bank Ozk
|
BUY
|
- |
285+ 2.21% |
$43.5K - $50.7K
|
13.2K
$2.86M
|
|
Jan 02, 2024
Q3 2021
|
Anchor Investment Management, LLC
Columbia, SC |
BUY
|
- |
284+ 44.72% |
$43.3K - $50.5K
|
919
$199K
|
|
Nov 12, 2021
Q3 2021
|
Greenleaf Trust
Kalamazoo, MI |
BUY
|
- |
258+ 4.01% |
$39.3K - $45.9K
|
6.69K
$1.45M
|
|
Nov 09, 2021
Q3 2021
|
Jfs Wealth Advisors, LLC
|
BUY
|
- |
249+ 1383.33% |
$38K - $44.3K
|
267
$57.9K
|
|
Oct 12, 2021
Q3 2021
|
Peak Financial Advisors LLC
|
BUY
|
- |
247+ 1.59% |
$37.7K - $43.9K
|
15.8K
$3.43M
|
|
Oct 22, 2021
Q3 2021
|
Palmer Knight CO
|
BUY
|
- |
242+ 0.38% |
$36.9K - $43K
|
64.3K
$13.9M
|
|
Nov 15, 2021
Q3 2021
|
Bsw Wealth Partners
Boulder, CO |
BUY
|
- |
238+ 18.22% |
$36.3K - $42.3K
|
1.54K
$335K
|
|
Nov 12, 2021
Q3 2021
|
River Wealth Advisors LLC
Camp Hill, PA |
BUY
|
- |
225+ 0.95% |
$34.3K - $40K
|
23.8K
$5.16M
|
|
Oct 22, 2021
Q3 2021
|
Carolina Wealth Advisors, LLC
|
BUY
|
- |
224+ 21.6% |
$34.2K - $39.8K
|
1.26K
$273K
|
|
Oct 25, 2021
Q3 2021
|
West Family Investments, Inc.
Carlsbad, CA |
BUY
|
- |
216+ 15.73% |
$32.9K - $38.4K
|
1.59K
$344K
|
|
Nov 04, 2021
Q3 2021
|
Transcend Capital Advisors, LLC
|
BUY
|
- |
214+ 0.66% |
$32.6K - $38K
|
32.7K
$7.09M
|
|
Nov 15, 2021
Q3 2021
|
Enlightenment Research, LLC
Saddle Brook, NJ |
BUY
|
- |
212+ 4.17% |
$32.3K - $37.7K
|
5.3K
$1.15M
|
|
Nov 16, 2021
Q3 2021
|
Kb Financial Partners, LLC
Princeton, NJ |
BUY
|
- |
209+ 9.2% |
$31.9K - $37.1K
|
2.48K
$537K
|
|
Nov 15, 2021
Q3 2021
|
Veritable, L.P.
Newtown Square, PA |
BUY
|
- |
198+ 2.16% |
$30.2K - $35.2K
|
9.35K
$2.03M
|