Purchases and Sales Made in Q3 2021 in Capital One Financial Corp (COF)
This table provides information about the institutional ownership of Capital One Financial Corp (COF) during Q3 2021. The information is specifically focused on institutions that hold shares of CAPITAL ONE FINANCIAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 29, 2021
Q3 2021
|
Pinnacle Wealth Planning Services, Inc.
|
BUY
|
- |
23+ 1.73% |
$3.51K - $4.09K
|
1.35K
$293K
|
|
|
Apr 19, 2024
Q3 2021
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
BUY
|
- |
22+ 0.59% |
$3.35K - $3.91K
|
3.76K
$814K
|
|
|
Oct 18, 2021
Q3 2021
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
BUY
|
- |
22+ 0.25% |
$3.35K - $3.91K
|
8.9K
$1.93M
|
|
|
Nov 05, 2021
Q3 2021
|
Lindbrook Capital, LLC
|
BUY
|
- |
21+ 6.5% |
$3.2K - $3.73K
|
344
$74.6K
|
|
|
Nov 12, 2021
Q3 2021
|
Dana Investment Advisors, Inc.
Brookfield, WI |
BUY
|
- |
21+ 0.05% |
$3.2K - $3.73K
|
39.1K
$8.48M
|
|
|
Oct 21, 2021
Q3 2021
|
Bowling Portfolio Management LLC
|
BUY
|
- |
20+ 0.22% |
$3.05K - $3.55K
|
9.19K
$1.99M
|
|
|
Nov 07, 2022
Q3 2021
|
Red Tortoise LLC
Atlanta, GA |
BUY
|
- |
19New |
$2.9K - $3.38K
|
19
$4.12K
|
|
|
Nov 15, 2021
Q3 2021
|
Vista Investment Management
Pittsburgh, PA |
BUY
|
- |
16+ 0.2% |
$2.44K - $2.84K
|
8.02K
$1.74M
|
|
|
Oct 07, 2021
Q3 2021
|
Garrett Investment Advisors LLC
|
BUY
|
- |
15+ 0.53% |
$2.29K - $2.67K
|
2.84K
$615K
|
|
|
Nov 05, 2021
Q3 2021
|
Baystate Wealth Management LLC
|
BUY
|
- |
13+ 11.5% |
$1.98K - $2.31K
|
126
$27.3K
|
|
|
Dec 03, 2021
Q3 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
13+ 0.44% |
$1.98K - $2.31K
|
2.97K
$643K
|
|
|
Nov 01, 2021
Q3 2021
|
Proffitt & Goodson Inc
|
BUY
|
- |
13+ 0.42% |
$1.98K - $2.31K
|
3.12K
$676K
|
|
|
Oct 19, 2021
Q3 2021
|
Reston Wealth Management LLC
|
BUY
|
- |
11+ 0.6% |
$1.68K - $1.96K
|
1.83K
$397K
|
|
|
Nov 04, 2021
Q3 2021
|
Intrust Bank Na
Wichita, KS |
BUY
|
- |
9+ 0.12% |
$1.37K - $1.6K
|
7.68K
$1.66M
|
|
|
Nov 05, 2021
Q3 2021
|
Cape Cod Five Cents Savings Bank
Orleans, MA |
BUY
|
- |
8+ 0.62% |
$1.22K - $1.42K
|
1.31K
$283K
|
|
|
Nov 05, 2021
Q3 2021
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
8+ 0.84% |
$1.22K - $1.42K
|
962
$208K
|
|
|
Nov 15, 2021
Q3 2021
|
Covington Capital Management
|
BUY
|
- |
7+ 0.45% |
$1.07K - $1.24K
|
1.56K
$339K
|
|
|
Nov 10, 2021
Q3 2021
|
Roman Butler Fullerton & CO
|
BUY
|
- |
5+ 0.23% |
$762 - $889
|
2.23K
$482K
|
|
|
Nov 10, 2021
Q3 2021
|
Zions Bancorporation, N.A.
|
BUY
|
- |
5+ 2.16% |
$762 - $889
|
236
$51.1K
|
|
|
Nov 07, 2023
Q3 2021
|
Sutton Wealth Advisors Inc.
Tampa, FL |
BUY
|
- |
4+ 0.79% |
$610 - $711
|
512
$111K
|
|
|
Oct 27, 2021
Q3 2021
|
Aptus Capital Advisors, LLC
|
BUY
|
- |
2+ 0.11% |
$305 - $355
|
1.74K
$378K
|
|
|
Oct 13, 2021
Q3 2021
|
Private Capital Group, LLC
|
BUY
|
- |
1+ 0.14% |
$152 - $178
|
701
$152K
|
|
|
Oct 14, 2021
Q3 2021
|
Seneca House Advisors
|
BUY
|
- |
1+ 0.02% |
$152 - $178
|
5.14K
$1.11M
|
|
|
Nov 04, 2021
Q3 2021
|
Larson Financial Group LLC
|
BUY
|
- |
1+ 0.92% |
$152 - $178
|
110
$23.8K
|
|
|
Nov 15, 2021
Q3 2021
|
Silvercrest Asset Management Group LLC
New York, NY |
BUY
|
- |
1+ 0.04% |
$152 - $178
|
2.33K
$504K
|
|
|
Nov 12, 2021
Q3 2021
|
Eagle Bay Advisors LLC
New York, NY |
BUY
|
- |
1+ 0.22% |
$152 - $178
|
465
$101K
|
|
|
Oct 15, 2021
Q3 2021
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
BUY
|
- |
1+ 0.42% |
$152 - $178
|
240
$52K
|
|
|
Nov 15, 2021
Q3 2021
|
Tocqueville Asset Management L.P.
New York, NY |
BUY
|
- |
1+ 0.0% |
$152 - $178
|
159K
$34.5M
|
|
|
Nov 22, 2024
Q3 2021
|
Erste Asset Management Gmb H
Vienna, C4 |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Dec 19, 2023
Q3 2021
|
West Paces Advisors Inc.
Atlanta, GA |
SELL
|
- |
-1- 0.19% |
$152 - $178
|
526
$114K
|
|
|
Nov 08, 2021
Q3 2021
|
Tower View Investment Management & Research LLC
|
SELL
|
- |
-2Closed |
$305 - $355
|
0
$0
|
|
|
Oct 18, 2021
Q3 2021
|
Umb Bank, N.A.
|
SELL
|
- |
-3- 0.2% |
$457 - $533
|
1.51K
$328K
|
|
|
Nov 12, 2021
Q3 2021
|
Glenview Trust CO
Louisville, KY |
SELL
|
- |
-4- 0.06% |
$610 - $711
|
6.33K
$1.37M
|
|
|
Nov 12, 2021
Q3 2021
|
Massmutual Trust CO Fsb
|
SELL
|
- |
-5- 0.01% |
$762 - $889
|
57.8K
$12.5M
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-6- 0.32% |
$915 - $1.07K
|
1.87K
$406K
|
|
|
Nov 09, 2021
Q3 2021
|
Sterling Investment Advisors, Ltd.
|
SELL
|
- |
-8- 9.64% |
$1.22K - $1.42K
|
75
$16.3K
|
|
|
Nov 12, 2021
Q3 2021
|
Concentric Wealth Management, LLC
Lafayette, CA |
SELL
|
- |
-10- 0.27% |
$1.52K - $1.78K
|
3.66K
$793K
|
|
|
Nov 12, 2021
Q3 2021
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
SELL
|
- |
-10- 0.26% |
$1.52K - $1.78K
|
3.79K
$822K
|
|
|
Nov 12, 2021
Q3 2021
|
Savant Capital, LLC
|
SELL
|
- |
-12- 0.28% |
$1.83K - $2.13K
|
4.32K
$936K
|
|
|
Oct 12, 2021
Q3 2021
|
Arden Trust CO
|
SELL
|
- |
-12- 0.2% |
$1.83K - $2.13K
|
5.9K
$1.28M
|
|
|
Oct 28, 2021
Q3 2021
|
Better Money Decisions, LLC
|
SELL
|
- |
-13- 6.53% |
$1.98K - $2.31K
|
186
$40.3K
|
|
|
Jun 07, 2022
Q3 2021
|
True North Advisors, LLC
|
SELL
|
- |
-14- 0.05% |
$2.13K - $2.49K
|
25.6K
$5.55M
|
|
|
Oct 13, 2021
Q3 2021
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-17- 0.75% |
$2.59K - $3.02K
|
2.26K
$489K
|
|
|
Nov 02, 2021
Q3 2021
|
Cutter & CO Brokerage, Inc.
|
SELL
|
- |
-17- 0.67% |
$2.59K - $3.02K
|
2.53K
$548K
|
|
|
Nov 12, 2021
Q3 2021
|
Evoke Wealth, LLC
|
SELL
|
- |
-18- 12.5% |
$2.74K - $3.2K
|
126
$27.3K
|
|
|
Nov 12, 2021
Q3 2021
|
Wsfs Capital Management, LLC
Philadelphia, PA |
SELL
|
- |
-18- 1.2% |
$2.74K - $3.2K
|
1.49K
$322K
|
|
|
Oct 14, 2021
Q3 2021
|
Ritholtz Wealth Management
|
SELL
|
- |
-19- 1.45% |
$2.9K - $3.38K
|
1.29K
$280K
|
|
|
Nov 08, 2021
Q3 2021
|
Associated Banc Corp
Green Bay, WI |
SELL
|
- |
-21- 0.14% |
$3.2K - $3.73K
|
14.6K
$3.15M
|
|
|
Oct 15, 2021
Q3 2021
|
First Citizens Bank & Trust CO
|
SELL
|
- |
-23- 1.56% |
$3.51K - $4.09K
|
1.45K
$314K
|
|
|
Nov 09, 2021
Q3 2021
|
Argent Trust CO
Nashville, TN |
SELL
|
- |
-24- 0.22% |
$3.66K - $4.27K
|
11K
$2.38M
|