Purchases and Sales Made in Q3 2021 in Capital One Financial Corp (COF)
This table provides information about the institutional ownership of Capital One Financial Corp (COF) during Q3 2021. The information is specifically focused on institutions that hold shares of CAPITAL ONE FINANCIAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 05, 2024
Q3 2021
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-28.7K- 85.66% |
$4.38M - $5.1M
|
4.81K
$1.04M
|
|
|
Nov 01, 2021
Q3 2021
|
Independent Advisor Alliance
|
SELL
|
- |
-29.5K- 83.28% |
$4.5M - $5.25M
|
5.93K
$1.28M
|
|
|
Nov 10, 2021
Q3 2021
|
Banque Pictet & Cie Sa
|
SELL
|
- |
-29.7K- 43.93% |
$4.53M - $5.29M
|
37.9K
$8.22M
|
|
|
Nov 09, 2021
Q3 2021
|
Central Securities Corp
New York, NY |
SELL
|
- |
-30K- 9.09% |
$4.57M - $5.33M
|
300K
$65M
|
|
|
Nov 12, 2021
Q3 2021
|
Trexquant Investment LP
Stamford, CT |
SELL
|
- |
-30.1KClosed |
$4.6M - $5.36M
|
0
$0
|
|
|
Oct 15, 2021
Q3 2021
|
Advisor Net Financial, Inc
|
SELL
|
- |
-30.2K- 61.5% |
$4.61M - $5.37M
|
18.9K
$4.1M
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
-31.2K- 91.55% |
$4.76M - $5.55M
|
2.88K
$625K
|
|
|
Nov 15, 2021
Q3 2021
|
Abrdn PLC
|
SELL
|
- |
-31.7K- 13.28% |
$4.83M - $5.63M
|
207K
$44.8M
|
|
|
Nov 15, 2021
Q3 2021
|
Lakewood Capital Management, LP
New York, NY |
SELL
|
- |
-32K- 21.33% |
$4.88M - $5.69M
|
118K
$25.6M
|
|
|
Nov 12, 2021
Q3 2021
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-32.4KClosed |
$4.93M - $5.75M
|
0
$0
|
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-32.5K- 69.82% |
$4.95M - $5.77M
|
14K
$3.04M
|
|
|
Nov 12, 2021
Q3 2021
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-32.8K- 28.51% |
$5M - $5.83M
|
82.2K
$17.8M
|
|
|
Nov 15, 2021
Q3 2021
|
Point72 Hong Kong LTD
Hong Kong, K3 |
SELL
|
- |
-33K- 96.59% |
$5.03M - $5.86M
|
1.16K
$252K
|
|
|
Nov 15, 2021
Q3 2021
|
Azora Capital LP
Miami, FL |
SELL
|
- |
-34.2KClosed |
$5.21M - $6.07M
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
New York State Common Retirement Fund
|
SELL
|
- |
-36.3K- 3.28% |
$5.54M - $6.45M
|
1.07M
$232M
|
|
|
Oct 28, 2021
Q3 2021
|
Lehman & Derafelo Financial Resources LLC
|
SELL
|
- |
-37.8KClosed |
$5.77M - $6.73M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
SELL
|
- |
-38.1K- 72.02% |
$5.81M - $6.78M
|
14.8K
$3.21M
|
|
|
Nov 15, 2021
Q3 2021
|
First Manhattan CO
New York, NY |
SELL
|
- |
-38.7K- 6.77% |
$5.91M - $6.89M
|
534K
$116M
|
|
|
Oct 25, 2021
Q3 2021
|
Cornerstone Investment Partners, LLC
|
SELL
|
- |
-39.1K- 13.91% |
$5.95M - $6.94M
|
242K
$52.4M
|
|
|
Nov 15, 2021
Q3 2021
|
No Street Gp LP
San Francisco, CA |
SELL
|
- |
-40K- 22.86% |
$6.1M - $7.11M
|
135K
$29.3M
|
|
|
Nov 09, 2021
Q3 2021
|
Hosking Partners LLP
|
SELL
|
- |
-40.1K- 10.3% |
$6.12M - $7.13M
|
350K
$75.8M
|
|
|
Oct 14, 2021
Q3 2021
|
Tiaa, Fsb
St. Louis, MO |
SELL
|
- |
-40.7K- 33.69% |
$6.2M - $7.23M
|
80.1K
$17.4M
|
|
|
Nov 12, 2021
Q3 2021
|
Pinkerton Retirement Specialists, LLC
Coeur D Alene, ID |
SELL
|
- |
-41.5KClosed |
$6.33M - $7.38M
|
0
$0
|
|
|
Oct 08, 2021
Q3 2021
|
Engrave Wealth Partners LLC
|
SELL
|
- |
-47.4KClosed |
$7.23M - $8.42M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-48.3K- 8.15% |
$7.37M - $8.59M
|
545K
$118M
|
|
|
Nov 10, 2021
Q3 2021
|
Kbc Group Nv
|
SELL
|
- |
-49.2K- 42.48% |
$7.5M - $8.74M
|
66.6K
$14.4M
|
|
|
Nov 12, 2021
Q3 2021
|
State Of Wisconsin Investment Board
Madison, WI |
SELL
|
- |
-51.8K- 9.28% |
$7.9M - $9.2M
|
506K
$110M
|
|
|
Oct 14, 2021
Q3 2021
|
Atalanta Sosnoff Capital, LLC
|
SELL
|
- |
-52.8K- 37.49% |
$8.04M - $9.38M
|
88K
$19.1M
|
|
|
Nov 15, 2021
Q3 2021
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-52.9K- 83.97% |
$8.07M - $9.4M
|
10.1K
$2.19M
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-57.3K- 61.99% |
$8.74M - $10.2M
|
35.1K
$7.62M
|
|
|
Nov 15, 2021
Q3 2021
|
Point72 Europe (London) LLP
London, X0 |
SELL
|
- |
-58.2KClosed |
$8.87M - $10.3M
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-58.9K- 8.02% |
$8.98M - $10.5M
|
676K
$146M
|
|
|
Oct 27, 2021
Q3 2021
|
Adams Diversified Equity Fund, Inc.
|
SELL
|
- |
-59.6K- 40.96% |
$9.09M - $10.6M
|
85.9K
$18.6M
|
|
|
Nov 05, 2021
Q3 2021
|
Newport Trust CO
Washington, DC |
SELL
|
- |
-63.2K- 2.22% |
$9.64M - $11.2M
|
2.79M
$605M
|
|
|
Nov 08, 2021
Q3 2021
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
SELL
|
- |
-65K- 21.12% |
$9.91M - $11.6M
|
243K
$52.6M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-65.3K- 32.9% |
$9.96M - $11.6M
|
133K
$28.9M
|
|
|
Nov 10, 2021
Q3 2021
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-66.4K- 10.26% |
$10.1M - $11.8M
|
581K
$126M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Asset Management Americas Inc
Chicago, IL |
SELL
|
- |
-67.1K- 1.86% |
$10.2M - $11.9M
|
3.54M
$767M
|
|
|
Nov 03, 2021
Q3 2021
|
Brookstone Capital Management
|
SELL
|
- |
-67.2K- 97.96% |
$10.2M - $11.9M
|
1.4K
$303K
|
|
|
Nov 12, 2021
Q3 2021
|
Westwood Holdings Group Inc
Dallas, TX |
SELL
|
- |
-68.6K- 14.67% |
$10.5M - $12.2M
|
399K
$86.4M
|
|
|
Nov 12, 2021
Q3 2021
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-75.1K- 78.08% |
$11.4M - $13.3M
|
21.1K
$4.57M
|
|
|
Nov 15, 2021
Q3 2021
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-78.4K- 1.59% |
$12M - $13.9M
|
4.86M
$1.05B
|
|
|
Nov 15, 2021
Q3 2021
|
Public Employees Retirement System Of Ohio
Columbus, OH |
SELL
|
- |
-83K- 22.28% |
$12.7M - $14.7M
|
289K
$62.7M
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
SELL
|
- |
-86.6K- 8.18% |
$13.2M - $15.4M
|
972K
$211M
|
|
|
Nov 10, 2021
Q3 2021
|
Thornburg Investment Management Inc
|
SELL
|
- |
-90.2K- 14.72% |
$13.8M - $16M
|
523K
$113M
|
|
|
Oct 25, 2021
Q3 2021
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-90.8K- 6.11% |
$13.9M - $16.1M
|
1.4M
$303M
|
|
|
Nov 03, 2021
Q3 2021
|
Seizert Capital Partners, LLC
|
SELL
|
- |
-95.1K- 31.1% |
$14.5M - $16.9M
|
211K
$45.7M
|
|
|
Nov 12, 2021
Q3 2021
|
Parnassus Investments, LLC
|
SELL
|
- |
-100K- 12.5% |
$15.2M - $17.8M
|
700K
$152M
|
|
|
Nov 16, 2021
Q3 2021
|
Charles Schwab Investment Management Inc
San Francisco, CA |
SELL
|
- |
-103K- 4.11% |
$15.7M - $18.3M
|
2.4M
$521M
|
|
|
Nov 01, 2021
Q3 2021
|
Nordea Investment Management Ab
Stockholm, V7 |
SELL
|
- |
-111K- 50.0% |
$17M - $19.8M
|
111K
$24.2M
|