Purchases and Sales Made in Q3 2021 in Capital One Financial Corp (COF)
This table provides information about the institutional ownership of Capital One Financial Corp (COF) during Q3 2021. The information is specifically focused on institutions that hold shares of CAPITAL ONE FINANCIAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 03, 2021
Q3 2021
|
New World Advisors LLC
Hingham, MA |
SELL
|
- |
-3.05KClosed |
$465K - $542K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Palumbo Wealth Management LLC
Great Neck, NY |
SELL
|
- |
-3.05KClosed |
$465K - $542K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Coldstream Capital Management Inc
|
SELL
|
- |
-3.09KClosed |
$471K - $549K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Vident Investment Advisory, LLC
Alpharetta, GA |
SELL
|
- |
-3.18K- 16.13% |
$485K - $565K
|
16.5K
$2.71M
|
|
|
Oct 27, 2021
Q3 2021
|
Consolidated Investment Group LLC
|
SELL
|
- |
-3.2K- 8.37% |
$488K - $569K
|
35K
$5.74M
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-3.24KClosed |
$494K - $575K
|
0
$0
|
|
|
Nov 01, 2021
Q3 2021
|
B. Metzler Seel. Sohn & Co. Holding Ag
Frankfurt, 2M |
SELL
|
- |
-3.46K- 15.45% |
$528K - $615K
|
18.9K
$3.1M
|
|
|
Oct 13, 2021
Q3 2021
|
Nadler Financial Group, Inc.
|
SELL
|
- |
-3.57K- 7.53% |
$544K - $635K
|
43.8K
$7.19M
|
|
|
Nov 15, 2021
Q3 2021
|
Federated Hermes, Inc.
Pittsburgh, PA |
SELL
|
- |
-3.67K- 0.3% |
$560K - $653K
|
1.2M
$197M
|
|
|
Nov 01, 2021
Q3 2021
|
Smith, Graham & Co., Investment Advisors, LP
|
SELL
|
- |
-3.71K- 9.93% |
$565K - $658K
|
33.6K
$5.51M
|
|
|
Nov 12, 2021
Q3 2021
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-3.76K- 0.63% |
$573K - $668K
|
590K
$96.6M
|
|
|
Nov 04, 2021
Q3 2021
|
Harry Burn
Sound Shore Management Inc
|
SELL
|
- |
-3.81K- 0.56% |
$580K - $676K
|
679K
$111M
|
|
|
Nov 12, 2021
Q3 2021
|
Gries Financial LLC
Cleveland, OH |
SELL
|
- |
-3.82KClosed |
$582K - $678K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
American International Group, Inc.
New York, NY |
SELL
|
- |
-3.84K- 2.91% |
$586K - $683K
|
128K
$21M
|
|
|
Nov 15, 2021
Q3 2021
|
Belpointe Asset Management LLC
|
SELL
|
- |
-3.87K- 85.46% |
$591K - $689K
|
659
$108K
|
|
|
Oct 29, 2021
Q3 2021
|
Arga Investment Management, LP
|
SELL
|
- |
-3.88K- 36.82% |
$591K - $689K
|
6.65K
$1.09M
|
|
|
May 17, 2024
Q3 2021
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-3.92K- 3.74% |
$597K - $696K
|
101K
$16.5M
|
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-3.94K- 1.81% |
$601K - $700K
|
214K
$35M
|
|
|
Dec 01, 2021
Q3 2021
|
Braun Stacey Associates Inc
|
SELL
|
- |
-4.01K- 2.7% |
$612K - $713K
|
144K
$23.7M
|
|
|
Nov 10, 2021
Q3 2021
|
Clarkston Capital Partners, LLC
Bloomfield Hills, MI |
SELL
|
- |
-4.04K- 1.49% |
$615K - $717K
|
267K
$43.7M
|
|
|
Nov 16, 2021
Q3 2021
|
Advisor Resource Council
|
SELL
|
- |
-4.07KClosed |
$620K - $723K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Prelude Capital Management, LLC
New York, NY |
SELL
|
- |
-4.1K- 70.24% |
$625K - $729K
|
1.74K
$285K
|
|
|
Nov 15, 2021
Q3 2021
|
Public Employees Retirement Association Of Colorado
Denver, CO |
SELL
|
- |
-4.11K- 5.03% |
$626K - $730K
|
77.6K
$12.7M
|
|
|
Nov 12, 2021
Q3 2021
|
State Of Tennessee, Treasury Department
Nashville, TN |
SELL
|
- |
-4.13K- 2.83% |
$630K - $735K
|
142K
$23.2M
|
|
|
Nov 12, 2021
Q3 2021
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-4.29K- 12.83% |
$653K - $762K
|
29.1K
$4.77M
|
|
|
Nov 12, 2021
Q3 2021
|
One Ascent Wealth Management LLC
Birmingham, AL |
SELL
|
- |
-4.36K- 50.98% |
$664K - $775K
|
4.19K
$687K
|
|
|
Nov 15, 2021
Q3 2021
|
Walleye Capital LLC
Plymouth, MN |
SELL
|
- |
-4.4KClosed |
$671K - $782K
|
0
$0
|
|
|
Oct 27, 2021
Q3 2021
|
Alethea Capital Management, LLC
San Diego, CA |
SELL
|
- |
-4.45KClosed |
$679K - $791K
|
0
$0
|
|
|
Nov 01, 2021
Q3 2021
|
Barber Financial Group, Inc.
|
SELL
|
- |
-4.59KClosed |
$700K - $816K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Pdt Partners, LLC
New York, NY |
SELL
|
- |
-4.61KClosed |
$703K - $820K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-4.65K- 83.87% |
$709K - $826K
|
894
$146K
|
|
|
Nov 08, 2021
Q3 2021
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-4.65K- 10.71% |
$709K - $826K
|
38.8K
$6.35M
|
|
|
Nov 15, 2021
Q3 2021
|
Lmr Partners LLP
London, X0 |
SELL
|
- |
-4.79KClosed |
$731K - $852K
|
0
$0
|
|
|
Oct 07, 2021
Q3 2021
|
First Fiduciary Investment Counsel, Inc.
|
SELL
|
- |
-4.8K- 5.13% |
$732K - $853K
|
88.8K
$14.5M
|
|
|
Nov 15, 2021
Q3 2021
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
SELL
|
- |
-4.88KClosed |
$744K - $867K
|
0
$0
|
|
|
Oct 28, 2021
Q3 2021
|
Amg National Trust Bank
|
SELL
|
- |
-4.89K- 44.5% |
$745K - $868K
|
6.09K
$998K
|
|
|
Jan 23, 2024
Q3 2021
|
Sabadell Asset Management, S.A S.G.I.I.C
Sant Cugat Del Valles, U3 |
SELL
|
- |
-4.9KClosed |
$747K - $870K
|
0
$0
|
|
|
Nov 01, 2021
Q3 2021
|
Oxinas Partners Wealth Management LLC
|
SELL
|
- |
-4.93K- 78.81% |
$751K - $876K
|
1.33K
$217K
|
|
|
Nov 15, 2021
Q3 2021
|
Polar Asset Management Partners Inc.
Toronto, A6 |
SELL
|
- |
-4.97KClosed |
$758K - $883K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Ci Investments Inc.
Toronto, A6 |
SELL
|
- |
-5.06K- 98.92% |
$771K - $899K
|
55
$9.01K
|
|
|
Nov 15, 2021
Q3 2021
|
Joel Greenblatt
Gotham Asset Management, LLC | New York, Ny
|
SELL
|
- |
-5.2K- 22.55% |
$792K - $923K
|
17.8K
$2.92M
|
|
|
Oct 13, 2021
Q3 2021
|
Mattern Wealth Management LLC
|
SELL
|
- |
-5.23KClosed |
$797K - $929K
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Utah Retirement Systems
Salt Lake City, UT |
SELL
|
- |
-5.3K- 6.2% |
$808K - $942K
|
80.2K
$13.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Philadelphia Trust CO
Philadelphia, PA |
SELL
|
- |
-5.34KClosed |
$814K - $949K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Intercontinental Wealth Advisors, LLC
|
SELL
|
- |
-5.34K- 26.31% |
$814K - $949K
|
15K
$2.45M
|
|
|
Nov 12, 2021
Q3 2021
|
Factorial Partners, LLC
|
SELL
|
- |
-5.4K- 29.03% |
$823K - $960K
|
13.2K
$2.16M
|
|
|
Nov 12, 2021
Q3 2021
|
Vectors Research Management, LLC
New York, NY |
SELL
|
- |
-5.5K- 15.7% |
$839K - $978K
|
29.5K
$4.84M
|
|
|
Nov 12, 2021
Q3 2021
|
Scotia Capital Inc.
|
SELL
|
- |
-5.61K- 13.69% |
$856K - $998K
|
35.4K
$5.8M
|
|
|
Nov 09, 2021
Q3 2021
|
Principal Financial Group Inc
Des Moines, IA |
SELL
|
- |
-5.65K- 1.04% |
$862K - $1M
|
538K
$88.2M
|
|
|
Oct 14, 2021
Q3 2021
|
Hnp Capital LLC
|
SELL
|
- |
-5.67K- 16.18% |
$864K - $1.01M
|
29.4K
$4.81M
|