Purchases and Sales Made in Q3 2021 in Capital One Financial Corp (COF)
This table provides information about the institutional ownership of Capital One Financial Corp (COF) during Q3 2021. The information is specifically focused on institutions that hold shares of CAPITAL ONE FINANCIAL CORP.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 04, 2021
Q3 2021
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-750- 14.34% |
$114K - $133K
|
4.48K
$971K
|
|
Nov 08, 2021
Q3 2021
|
Securian Asset Management, Inc
|
SELL
|
- |
-809- 2.13% |
$123K - $144K
|
37.2K
$8.06M
|
|
Nov 02, 2021
Q3 2021
|
Allworth Financial LP
|
SELL
|
- |
-813- 12.29% |
$124K - $144K
|
5.8K
$1.26M
|
|
Oct 14, 2021
Q3 2021
|
Wedge Capital Management L L P
|
SELL
|
- |
-824- 0.41% |
$126K - $146K
|
200K
$43.3M
|
|
Nov 15, 2021
Q3 2021
|
Toroso Investments, LLC
Massapequa, NY |
SELL
|
- |
-834- 7.25% |
$127K - $148K
|
10.7K
$2.31M
|
|
Oct 28, 2021
Q3 2021
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-852- 13.83% |
$130K - $151K
|
5.31K
$1.15M
|
|
Nov 15, 2021
Q3 2021
|
Engineers Gate Manager LP
New York, NY |
SELL
|
- |
-855- 24.32% |
$130K - $152K
|
2.66K
$577K
|
|
Nov 08, 2021
Q3 2021
|
Usa Financial Portformulas Corp
Ada, MI |
SELL
|
- |
-873- 10.82% |
$133K - $155K
|
7.2K
$1.56M
|
|
Nov 08, 2021
Q3 2021
|
Meeder Asset Management Inc
|
SELL
|
- |
-885- 3.4% |
$135K - $157K
|
25.2K
$5.46M
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-889- 23.64% |
$136K - $158K
|
2.87K
$622K
|
|
Nov 05, 2021
Q3 2021
|
Conning Inc.
|
SELL
|
- |
-890- 16.05% |
$136K - $158K
|
4.65K
$1.01M
|
|
Oct 28, 2021
Q3 2021
|
Kanawha Capital Management LLC
|
SELL
|
- |
-898- 1.99% |
$137K - $160K
|
44.2K
$9.57M
|
|
Nov 03, 2021
Q3 2021
|
Axiom Financial Strategies, LLC
New Albany, IN |
SELL
|
- |
-903- 27.64% |
$138K - $160K
|
2.36K
$512K
|
|
Oct 14, 2021
Q3 2021
|
Red Door Wealth Management, LLC
|
SELL
|
- |
-905Closed |
$138K - $161K
|
0
$0
|
|
Nov 01, 2021
Q3 2021
|
Gyl Financial Synergies, LLC
|
SELL
|
- |
-925- 31.2% |
$141K - $164K
|
2.04K
$442K
|
|
Oct 12, 2021
Q3 2021
|
Cva Family Office, LLC
|
SELL
|
- |
-932- 85.35% |
$142K - $166K
|
160
$34.7K
|
|
Oct 15, 2021
Q3 2021
|
Cohen Klingenstein LLC
|
SELL
|
- |
-946- 11.86% |
$144K - $168K
|
7.03K
$1.52M
|
|
Apr 05, 2024
Q3 2021
|
E. Ohman J:Or Asset Management Ab
Stockholm, V7 |
SELL
|
- |
-1K- 4.76% |
$152K - $178K
|
20K
$4.33M
|
|
Nov 17, 2021
Q3 2021
|
Kentucky Retirement Systems
Frankfort, KY |
SELL
|
- |
-1.01K- 3.83% |
$154K - $179K
|
25.3K
$5.48M
|
|
Nov 12, 2021
Q3 2021
|
Tru Independence LLC
|
SELL
|
- |
-1.01KClosed |
$154K - $180K
|
0
$0
|
|
Nov 04, 2021
Q3 2021
|
Anfield Capital Management, LLC
Newport Beach, CA |
SELL
|
- |
-1.01KClosed |
$154K - $180K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-1.04K- 44.96% |
$159K - $185K
|
1.28K
$277K
|
|
Nov 15, 2021
Q3 2021
|
Vestcor Inc
Fredericton, A3 |
SELL
|
- |
-1.05K- 13.64% |
$160K - $187K
|
6.65K
$1.44M
|
|
Oct 21, 2021
Q3 2021
|
Trinity Financial Advisors LLC
|
SELL
|
- |
-1.09K- 29.07% |
$166K - $194K
|
2.67K
$578K
|
|
Oct 19, 2021
Q3 2021
|
New Mexico Educational Retirement Board
|
SELL
|
- |
-1.1K- 3.59% |
$168K - $196K
|
29.5K
$6.4M
|
|
Oct 13, 2021
Q3 2021
|
Alpha Omega Wealth Management LLC
|
SELL
|
- |
-1.11K- 2.07% |
$168K - $196K
|
52.3K
$11.3M
|
|
Nov 15, 2021
Q3 2021
|
Allstate Corp
Northbrook, IL |
SELL
|
- |
-1.22K- 21.19% |
$186K - $217K
|
4.54K
$983K
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer Asset Management Inc.
New York, NY |
SELL
|
- |
-1.23K- 6.83% |
$187K - $218K
|
16.8K
$3.64M
|
|
Nov 03, 2021
Q3 2021
|
Princeton Global Asset Management LLC
|
SELL
|
- |
-1.25K- 83.81% |
$191K - $223K
|
242
$52.4K
|
|
Oct 21, 2021
Q3 2021
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-1.3K- 5.68% |
$198K - $231K
|
21.6K
$4.68M
|
|
Nov 15, 2021
Q3 2021
|
Eagle Global Advisors LLC
Houston, TX |
SELL
|
- |
-1.31KClosed |
$199K - $232K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Founders Financial Securities LLC
|
SELL
|
- |
-1.32KClosed |
$202K - $235K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Maven Securities LTD
St Helier, Y9 |
SELL
|
- |
-1.37KClosed |
$209K - $243K
|
0
$0
|
|
Oct 21, 2021
Q3 2021
|
Xcel Wealth Management, LLC
|
SELL
|
- |
-1.4KClosed |
$213K - $249K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Dark Forest Capital Management LP
Weston, CT |
SELL
|
- |
-1.41KClosed |
$215K - $251K
|
0
$0
|
|
Feb 11, 2022
Q3 2021
|
State Of Wyoming
Cheyenne, WY |
SELL
|
- |
-1.42K- 75.46% |
$217K - $253K
|
462
$100K
|
|
Nov 09, 2021
Q3 2021
|
Bok Financial Private Wealth, Inc.
Denver, CO |
SELL
|
- |
-1.44KClosed |
$220K - $256K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-1.45K- 32.69% |
$221K - $257K
|
2.98K
$646K
|
|
Oct 28, 2021
Q3 2021
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-1.45K- 2.43% |
$221K - $258K
|
58.3K
$12.6M
|
|
Nov 15, 2021
Q3 2021
|
Altshuler Shaham LTD
|
SELL
|
- |
-1.45K- 83.4% |
$221K - $258K
|
289
$62.6K
|
|
Nov 12, 2021
Q3 2021
|
Renaissance Group LLC
Covington, KY |
SELL
|
- |
-1.45K- 20.3% |
$222K - $258K
|
5.71K
$1.24M
|
|
Oct 13, 2021
Q3 2021
|
Welch & Forbes LLC
|
SELL
|
- |
-1.48K- 2.39% |
$225K - $263K
|
60.5K
$13.1M
|
|
Oct 08, 2021
Q3 2021
|
Cullinan Associates Inc
|
SELL
|
- |
-1.5K- 2.14% |
$228K - $266K
|
68.3K
$14.8M
|
|
Oct 27, 2021
Q3 2021
|
State Of Michigan Retirement System
|
SELL
|
- |
-1.5K- 1.26% |
$229K - $267K
|
118K
$25.6M
|
|
Nov 12, 2021
Q3 2021
|
British Columbia Investment Management Corp
Victoria, A1 |
SELL
|
- |
-1.5K- 1.77% |
$229K - $267K
|
83.5K
$18.1M
|
|
Nov 04, 2021
Q3 2021
|
Dai Ichi Life Insurance Company, LTD
Tokyo, M0 |
SELL
|
- |
-1.52K- 8.88% |
$231K - $269K
|
15.5K
$3.37M
|
|
Oct 25, 2021
Q3 2021
|
Convergence Investment Partners, LLC
|
SELL
|
- |
-1.54K- 29.61% |
$234K - $273K
|
3.65K
$792K
|
|
Nov 15, 2021
Q3 2021
|
Fox Run Management, L.L.C.
Greenwich, CT |
SELL
|
- |
-1.57KClosed |
$239K - $278K
|
0
$0
|
|
Aug 30, 2024
Q3 2021
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-1.57K- 6.63% |
$239K - $278K
|
22.1K
$4.78M
|
|
Nov 12, 2021
Q3 2021
|
Lombard Odier Asset Management (Switzerland) Sa
Petit Lancy, V8 |
SELL
|
- |
-1.58KClosed |
$240K - $280K
|
0
$0
|