Purchases and Sales Made in Q3 2021 in Capital One Financial Corp (COF)
This table provides information about the institutional ownership of Capital One Financial Corp (COF) during Q3 2021. The information is specifically focused on institutions that hold shares of CAPITAL ONE FINANCIAL CORP.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 28, 2021
Q3 2021
|
Livforsakringsbolaget Skandia, Omsesidigt
Stockholm, V7 |
SELL
|
- |
-1.6K- 3.89% |
$244K - $284K
|
39.6K
$8.57M
|
|
Nov 08, 2021
Q3 2021
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-1.61K- 0.81% |
$246K - $287K
|
198K
$42.9M
|
|
Nov 05, 2021
Q3 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-1.62KClosed |
$247K - $288K
|
0
$0
|
|
Nov 05, 2021
Q3 2021
|
Aia Group LTD
Hong Kong, K3 |
SELL
|
- |
-1.68K- 6.99% |
$255K - $298K
|
22.3K
$4.83M
|
|
Nov 12, 2021
Q3 2021
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-1.68K- 30.13% |
$256K - $298K
|
3.89K
$844K
|
|
Nov 15, 2021
Q3 2021
|
Blue Crest Capital Management LTD
St Helier, Y9 |
SELL
|
- |
-1.7KClosed |
$259K - $302K
|
0
$0
|
|
Oct 29, 2021
Q3 2021
|
Asahi Life Asset Management Co., Ltd.
|
SELL
|
- |
-1.7KClosed |
$259K - $302K
|
0
$0
|
|
Nov 05, 2021
Q3 2021
|
Sandy Spring Bank
|
SELL
|
- |
-1.73K- 4.3% |
$264K - $308K
|
38.6K
$8.36M
|
|
Oct 27, 2021
Q3 2021
|
Ziegler Capital Management, LLC
|
SELL
|
- |
-1.84K- 45.18% |
$280K - $326K
|
2.23K
$483K
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-1.86K- 32.28% |
$284K - $331K
|
3.91K
$847K
|
|
Oct 25, 2021
Q3 2021
|
Old National Bancorp
|
SELL
|
- |
-1.9K- 1.43% |
$290K - $338K
|
131K
$28.4M
|
|
Nov 12, 2021
Q3 2021
|
Barings LLC
|
SELL
|
- |
-1.96K- 28.63% |
$298K - $348K
|
4.88K
$1.06M
|
|
Nov 15, 2021
Q3 2021
|
Continental Advisors LLC
Chicago, IL |
SELL
|
- |
-2K- 12.73% |
$305K - $355K
|
13.7K
$2.97M
|
|
Nov 12, 2021
Q3 2021
|
Tiedemann Advisors, LLC
|
SELL
|
- |
-2KClosed |
$305K - $356K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Gsa Capital Partners LLP
London, X0 |
SELL
|
- |
-2.03K- 52.21% |
$310K - $361K
|
1.86K
$403K
|
|
Nov 12, 2021
Q3 2021
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-2.04K- 39.74% |
$310K - $362K
|
3.09K
$669K
|
|
Nov 05, 2021
Q3 2021
|
Adell Harriman & Carpenter Inc
|
SELL
|
- |
-2.07KClosed |
$315K - $367K
|
0
$0
|
|
Oct 08, 2021
Q3 2021
|
Johnson Midwest Financial, LLC
|
SELL
|
- |
-2.07K- 96.01% |
$316K - $368K
|
86
$18.6K
|
|
Nov 15, 2021
Q3 2021
|
Zurcher Kantonalbank (Zurich Cantonalbank)
Zurich, V8 |
SELL
|
- |
-2.09K- 1.82% |
$318K - $371K
|
113K
$24.4M
|
|
Nov 12, 2021
Q3 2021
|
Aigen Investment Management, LP
|
SELL
|
- |
-2.1KClosed |
$320K - $373K
|
0
$0
|
|
Oct 25, 2021
Q3 2021
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-2.1KClosed |
$320K - $373K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Machina Capital S.A.S.
Paris, I0 |
SELL
|
- |
-2.1KClosed |
$320K - $373K
|
0
$0
|
|
Oct 26, 2021
Q3 2021
|
Sequoia Financial Advisors, LLC
|
SELL
|
- |
-2.11KClosed |
$321K - $375K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Fora Capital, LLC
Miami, FL |
SELL
|
- |
-2.17K- 32.13% |
$331K - $385K
|
4.58K
$992K
|
|
Sep 12, 2022
Q3 2021
|
Sunflower Bank, N.A.
Denver, CO |
SELL
|
- |
-2.21K- 24.16% |
$338K - $393K
|
6.95K
$1.51M
|
|
Nov 15, 2021
Q3 2021
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-2.3K- 57.0% |
$351K - $409K
|
1.74K
$377K
|
|
Nov 04, 2021
Q3 2021
|
Deseret Mutual Benefit Administrators
|
SELL
|
- |
-2.33K- 36.3% |
$355K - $413K
|
4.08K
$885K
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-2.36K- 8.29% |
$359K - $419K
|
26.1K
$5.65M
|
|
Nov 12, 2021
Q3 2021
|
Arvest Bank Trust Division
Dewey, OK |
SELL
|
- |
-2.36K- 2.98% |
$360K - $420K
|
76.8K
$16.6M
|
|
Nov 15, 2021
Q3 2021
|
Occudo Quantitative Strategies LP
Fort Lauderdale, FL |
SELL
|
- |
-2.41K- 33.44% |
$367K - $428K
|
4.79K
$1.04M
|
|
Nov 03, 2021
Q3 2021
|
Dupont Capital Management Corp
|
SELL
|
- |
-2.41K- 38.93% |
$368K - $429K
|
3.79K
$821K
|
|
Oct 12, 2021
Q3 2021
|
Hennessy Advisors Inc
Novato, CA |
SELL
|
- |
-2.5K- 10.64% |
$381K - $444K
|
21K
$4.55M
|
|
Nov 03, 2021
Q3 2021
|
Linscomb & Williams, Inc.
Houston, TX |
SELL
|
- |
-2.53K- 8.37% |
$385K - $449K
|
27.7K
$6M
|
|
Nov 12, 2021
Q3 2021
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-2.55K- 9.94% |
$389K - $454K
|
23.1K
$5.01M
|
|
Nov 15, 2021
Q3 2021
|
Fjarde Ap Fonden
|
SELL
|
- |
-2.57K- 1.81% |
$392K - $456K
|
140K
$30.3M
|
|
Nov 15, 2021
Q3 2021
|
Capula Management LTD
Grand Cayman, E9 |
SELL
|
- |
-2.58K- 51.11% |
$394K - $459K
|
2.47K
$536K
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-2.59KClosed |
$395K - $461K
|
0
$0
|
|
Oct 25, 2021
Q3 2021
|
Capital Advisors Inc
|
SELL
|
- |
-2.67KClosed |
$407K - $474K
|
0
$0
|
|
Oct 13, 2021
Q3 2021
|
Ayalon Insurance Comp Ltd.
|
SELL
|
- |
-2.7KClosed |
$412K - $480K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Lake Street Advisors Group, LLC
|
SELL
|
- |
-2.72KClosed |
$415K - $484K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-2.75K- 9.79% |
$419K - $488K
|
25.3K
$5.48M
|
|
Nov 15, 2021
Q3 2021
|
Steel Peak Wealth Management LLC
|
SELL
|
- |
-2.76KClosed |
$420K - $490K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Arizona State Retirement System
|
SELL
|
- |
-2.76K- 2.15% |
$421K - $491K
|
126K
$27.3M
|
|
Nov 15, 2021
Q3 2021
|
Dz Bank Ag Deutsche Zentral Genossenschafts Bank, Frankfurt Am Main
Frankfurt Am Main, 2M |
SELL
|
- |
-2.8K- 2.14% |
$426K - $497K
|
128K
$27.7M
|
|
Oct 18, 2021
Q3 2021
|
Nu Wave Investment Management, LLC
|
SELL
|
- |
-2.86K- 60.5% |
$436K - $509K
|
1.87K
$405K
|
|
Nov 12, 2021
Q3 2021
|
Mackay Shields LLC
|
SELL
|
- |
-2.88K- 4.05% |
$439K - $512K
|
68.1K
$14.8M
|
|
Oct 29, 2021
Q3 2021
|
Cornerstone Wealth Group, LLC
|
SELL
|
- |
-2.89K- 12.57% |
$440K - $513K
|
20.1K
$4.35M
|
|
Nov 15, 2021
Q3 2021
|
Amp Capital Investors LTD
Sydney Nsw, C3 |
SELL
|
- |
-2.92K- 1.42% |
$445K - $519K
|
203K
$44M
|
|
Oct 21, 2021
Q3 2021
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-2.94K- 24.92% |
$448K - $522K
|
8.85K
$1.92M
|
|
Nov 08, 2021
Q3 2021
|
Affinity Investment Advisors, LLC
|
SELL
|
- |
-2.99K- 14.65% |
$455K - $531K
|
17.4K
$3.77M
|