Purchases and Sales Made in Q3 2021 in Capital One Financial Corp (COF)
This table provides information about the institutional ownership of Capital One Financial Corp (COF) during Q3 2021. The information is specifically focused on institutions that hold shares of CAPITAL ONE FINANCIAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 05, 2021
Q3 2021
|
Eubel Brady & Suttman Asset Management Inc
Dayton, OH |
SELL
|
- |
-116- 1.12% |
$17.7K - $20.6K
|
10.3K
$1.69M
|
|
|
Nov 10, 2021
Q3 2021
|
Duff & Phelps Investment Management CO
Chicago, IL |
SELL
|
- |
-125- 2.52% |
$19.1K - $22.2K
|
4.84K
$792K
|
|
|
Nov 15, 2021
Q3 2021
|
Cim Investment Management Inc
Pittsburgh, PA |
SELL
|
- |
-130- 6.02% |
$19.8K - $23.1K
|
2.03K
$332K
|
|
|
Nov 09, 2021
Q3 2021
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-130- 1.05% |
$19.8K - $23.1K
|
12.3K
$2.02M
|
|
|
Oct 12, 2021
Q3 2021
|
Acropolis Investment Management, LLC
|
SELL
|
- |
-135- 2.68% |
$20.6K - $24K
|
4.91K
$804K
|
|
|
Nov 04, 2021
Q3 2021
|
Magellan Asset Management LTD
Sydney, C3 |
SELL
|
- |
-140Closed |
$21.3K - $24.9K
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Regions Financial Corp
|
SELL
|
- |
-143- 0.46% |
$21.8K - $25.4K
|
30.7K
$5.04M
|
|
|
Oct 18, 2021
Q3 2021
|
Mach 1 Financial Group, LLC
Bentonville, AR |
SELL
|
- |
-146Closed |
$22.3K - $25.9K
|
0
$0
|
|
|
Oct 15, 2021
Q3 2021
|
Transform Wealth, LLC
|
SELL
|
- |
-147- 0.27% |
$22.4K - $26.1K
|
54.5K
$8.93M
|
|
|
Oct 22, 2021
Q3 2021
|
Franklin Street Advisors Inc
|
SELL
|
- |
-153- 3.26% |
$23.3K - $27.2K
|
4.54K
$744K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-157- 1.16% |
$23.9K - $27.9K
|
13.3K
$2.18M
|
|
|
Nov 12, 2021
Q3 2021
|
Verdence Capital Advisors LLC
Hunt Valley, MD |
SELL
|
- |
-158- 0.95% |
$24.1K - $28.1K
|
16.6K
$2.71M
|
|
|
Nov 12, 2021
Q3 2021
|
Circle Wealth Management, LLC
Summit, NJ |
SELL
|
- |
-159- 1.06% |
$24.2K - $28.3K
|
14.8K
$2.42M
|
|
|
Nov 15, 2021
Q3 2021
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
SELL
|
- |
-160- 2.59% |
$24.4K - $28.4K
|
6.01K
$985K
|
|
|
Nov 15, 2021
Q3 2021
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
SELL
|
- |
-160Closed |
$24.4K - $28.4K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Cornercap Investment Counsel Inc
Atlanta, GA |
SELL
|
- |
-162- 0.82% |
$24.7K - $28.8K
|
19.5K
$3.19M
|
|
|
Oct 27, 2021
Q3 2021
|
Aspiriant, LLC
|
SELL
|
- |
-165- 6.38% |
$25.2K - $29.3K
|
2.42K
$397K
|
|
|
Nov 03, 2021
Q3 2021
|
Leisure Capital Management
|
SELL
|
- |
-166- 2.1% |
$25.3K - $29.5K
|
7.75K
$1.27M
|
|
|
Nov 12, 2021
Q3 2021
|
C M Bidwell & Associates LTD
Honolulu, HI |
SELL
|
- |
-176- 5.81% |
$26.8K - $31.3K
|
2.85K
$467K
|
|
|
Oct 22, 2021
Q3 2021
|
Cadence Bank Na
|
SELL
|
- |
-183- 0.93% |
$27.9K - $32.5K
|
19.4K
$3.18M
|
|
|
Nov 12, 2021
Q3 2021
|
Gabelli Funds LLC
Rye, NY |
SELL
|
- |
-200- 2.9% |
$30.5K - $35.5K
|
6.7K
$1.1M
|
|
|
Nov 04, 2021
Q3 2021
|
Investment Management Of Virginia LLC
|
SELL
|
- |
-200- 4.72% |
$30.5K - $35.5K
|
4.03K
$661K
|
|
|
Nov 04, 2021
Q3 2021
|
Tctc Holdings, LLC
Dallas, TX |
SELL
|
- |
-210Closed |
$32K - $37.3K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Opseu Pension Plan Trust Fund
Toronto, A6 |
SELL
|
- |
-217- 1.72% |
$33.1K - $38.6K
|
12.4K
$2.03M
|
|
|
Nov 12, 2021
Q3 2021
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
SELL
|
- |
-223- 24.42% |
$34K - $39.6K
|
690
$113K
|
|
|
Oct 20, 2021
Q3 2021
|
Wolf Group Capital Advisors
|
SELL
|
- |
-234- 1.69% |
$35.7K - $41.6K
|
13.6K
$2.23M
|
|
|
Nov 15, 2021
Q3 2021
|
Enterprise Financial Services Corp
Clayton, MO |
SELL
|
- |
-239Closed |
$36.4K - $42.5K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Investment Management Company, LLC
|
SELL
|
- |
-240- 1.17% |
$36.6K - $42.7K
|
20.3K
$3.32M
|
|
|
Oct 18, 2021
Q3 2021
|
Stableford Capital Ii LLC
Scottsdale, AZ |
SELL
|
- |
-242- 1.9% |
$36.9K - $43K
|
12.5K
$2.05M
|
|
|
Nov 12, 2021
Q3 2021
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-248- 10.02% |
$37.8K - $44.1K
|
2.23K
$365K
|
|
|
Nov 12, 2021
Q3 2021
|
Rock Creek Group, LP
|
SELL
|
- |
-253- 62.01% |
$38.6K - $45K
|
155
$25.4K
|
|
|
Oct 26, 2021
Q3 2021
|
Alpha Cubed Investments, LLC
|
SELL
|
- |
-254- 5.79% |
$38.7K - $45.1K
|
4.13K
$677K
|
|
|
Nov 09, 2021
Q3 2021
|
Concord Wealth Partners
|
SELL
|
- |
-260- 30.92% |
$39.6K - $46.2K
|
581
$95.2K
|
|
|
Oct 15, 2021
Q3 2021
|
Sumitomo Mitsui Ds Asset Management Company, LTD
|
SELL
|
- |
-270- 0.95% |
$41.2K - $48K
|
28.2K
$4.62M
|
|
|
Nov 03, 2021
Q3 2021
|
Treasurer Of The State Of North Carolina
|
SELL
|
- |
-280- 0.15% |
$42.7K - $49.8K
|
188K
$30.9M
|
|
|
Oct 08, 2021
Q3 2021
|
F Dx Advisors, Inc.
|
SELL
|
- |
-281- 2.71% |
$42.8K - $49.9K
|
10.1K
$1.65M
|
|
|
Oct 08, 2021
Q3 2021
|
Trust CO Of Oklahoma
|
SELL
|
- |
-282- 4.1% |
$43K - $50.1K
|
6.6K
$1.08M
|
|
|
Nov 10, 2021
Q3 2021
|
Eagle Asset Management Inc
St Petersburg, FL |
SELL
|
- |
-288- 1.63% |
$43.9K - $51.2K
|
17.4K
$2.85M
|
|
|
Oct 20, 2021
Q3 2021
|
Mount Vernon Associates Inc
|
SELL
|
- |
-300- 10.53% |
$45.7K - $53.3K
|
2.55K
$418K
|
|
|
Oct 12, 2021
Q3 2021
|
Louisiana State Employees Retirement System
|
SELL
|
- |
-300- 1.07% |
$45.7K - $53.3K
|
27.8K
$4.56M
|
|
|
Nov 15, 2021
Q3 2021
|
Jbf Capital, Inc.
Aspen, CO |
SELL
|
- |
-300- 8.57% |
$45.7K - $53.3K
|
3.2K
$524K
|
|
|
Nov 15, 2021
Q3 2021
|
Bailard, Inc.
|
SELL
|
- |
-305- 11.54% |
$46.5K - $54.2K
|
2.34K
$383K
|
|
|
Nov 05, 2021
Q3 2021
|
Calton & Associates, Inc.
|
SELL
|
- |
-312- 6.92% |
$47.6K - $55.5K
|
4.2K
$688K
|
|
|
Nov 12, 2021
Q3 2021
|
Aviance Capital Partners, LLC
Naples, FL |
SELL
|
- |
-323- 2.16% |
$49.2K - $57.4K
|
14.7K
$2.4M
|
|
|
Oct 21, 2021
Q3 2021
|
Tufton Capital Management
|
SELL
|
- |
-341- 1.85% |
$52K - $60.6K
|
18.1K
$2.97M
|
|
|
Nov 04, 2021
Q3 2021
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-344- 1.86% |
$52.4K - $61.1K
|
18.1K
$2.97M
|
|
|
Oct 28, 2021
Q3 2021
|
River Tree Advisors, LLC
Winter Park, FL |
SELL
|
- |
-352- 4.78% |
$53.7K - $62.6K
|
7.01K
$1.15M
|
|
|
Nov 12, 2021
Q3 2021
|
Blume Capital Management, Inc.
Berkeley, CA |
SELL
|
- |
-353- 0.72% |
$53.8K - $62.7K
|
48.7K
$7.98M
|
|
|
Oct 22, 2021
Q3 2021
|
James Investment Research Inc
|
SELL
|
- |
-356- 25.0% |
$54.3K - $63.3K
|
1.07K
$175K
|
|
|
Nov 10, 2021
Q3 2021
|
Mycio Wealth Partners, LLC
|
SELL
|
- |
-362- 11.91% |
$55.2K - $64.3K
|
2.68K
$439K
|