Purchases and Sales Made in Q3 2021 in Capital One Financial Corp (COF)
This table provides information about the institutional ownership of Capital One Financial Corp (COF) during Q3 2021. The information is specifically focused on institutions that hold shares of CAPITAL ONE FINANCIAL CORP.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 10, 2021
Q3 2021
|
Glassman Wealth Services
|
BUY
|
- |
181+ 42.69% |
$27.6K - $32.2K
|
605
$108K
|
|
Nov 17, 2021
Q3 2021
|
Jeppson Wealth Management, LLC
|
BUY
|
- |
179+ 3.27% |
$27.3K - $31.8K
|
5.66K
$1.01M
|
|
Nov 15, 2021
Q3 2021
|
Claraphi Advisory Network, LLC
|
BUY
|
- |
176+ 2.59% |
$26.8K - $31.3K
|
6.97K
$1.24M
|
|
Oct 18, 2021
Q3 2021
|
Diversified Investment Strategies, LLC
|
BUY
|
- |
175+ 0.28% |
$26.7K - $31.1K
|
62.6K
$11.2M
|
|
Nov 15, 2021
Q3 2021
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
BUY
|
- |
171+ 1.21% |
$26.1K - $30.4K
|
14.3K
$2.56M
|
|
Nov 10, 2021
Q3 2021
|
Bokf, Na
Tulsa, OK |
BUY
|
- |
167+ 0.45% |
$25.5K - $29.7K
|
37.5K
$6.7M
|
|
Nov 15, 2021
Q3 2021
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
161+ 10.89% |
$24.5K - $28.6K
|
1.64K
$293K
|
|
Nov 15, 2021
Q3 2021
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
150+ 8.88% |
$22.9K - $26.7K
|
1.84K
$329K
|
|
Nov 01, 2021
Q3 2021
|
Dividend Assets Capital, LLC
|
BUY
|
- |
150+ 24.92% |
$22.9K - $26.7K
|
752
$134K
|
|
Nov 12, 2021
Q3 2021
|
Psi Advisors, LLC
|
BUY
|
- |
150New |
$22.9K - $26.7K
|
150
$26.8K
|
|
Oct 29, 2021
Q3 2021
|
Parkside Financial Bank & Trust
|
BUY
|
- |
148+ 25.47% |
$22.6K - $26.3K
|
729
$130K
|
|
Nov 15, 2021
Q3 2021
|
Meristem Family Wealth, LLC
Minnetonka, MN |
BUY
|
- |
143+ 6.26% |
$21.8K - $25.4K
|
2.43K
$434K
|
|
Nov 15, 2021
Q3 2021
|
Mid West One Financial Group, Inc.
Iowa City, IA |
BUY
|
- |
142+ 1.45% |
$21.6K - $25.2K
|
9.91K
$1.77M
|
|
Oct 26, 2021
Q3 2021
|
Legacy Financial Advisors, Inc.
|
BUY
|
- |
142+ 10.01% |
$21.6K - $25.2K
|
1.56K
$279K
|
|
Nov 09, 2021
Q3 2021
|
Checchi Capital Advisers, LLC
Beverly Hills, CA |
BUY
|
- |
140+ 5.06% |
$21.3K - $24.9K
|
2.91K
$519K
|
|
Oct 29, 2021
Q3 2021
|
Motco
|
BUY
|
- |
136New |
$20.7K - $24.2K
|
136
$24.3K
|
|
Oct 27, 2021
Q3 2021
|
Ballentine Partners, LLC
Waltham, MA |
BUY
|
- |
133+ 6.12% |
$20.3K - $23.6K
|
2.31K
$412K
|
|
Nov 02, 2021
Q3 2021
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
132New |
$20.1K - $23.5K
|
132
$23.6K
|
|
Nov 05, 2021
Q3 2021
|
Chilton Investment CO Inc.
Stamford, CT |
BUY
|
- |
128+ 1.07% |
$19.5K - $22.7K
|
12.1K
$2.15M
|
|
Oct 12, 2021
Q3 2021
|
17 Capital Partners, LLC
|
BUY
|
- |
121+ 0.99% |
$18.4K - $21.5K
|
12.4K
$2.21M
|
|
Nov 12, 2021
Q3 2021
|
Personal Capital Advisors Corp
|
BUY
|
- |
117+ 3.29% |
$17.8K - $20.8K
|
3.67K
$655K
|
|
Nov 15, 2021
Q3 2021
|
Jacobi Capital Management LLC
|
BUY
|
- |
115+ 2.69% |
$17.5K - $20.4K
|
4.38K
$783K
|
|
Nov 15, 2021
Q3 2021
|
Crawford Investment Counsel Inc
Atlanta, GA |
BUY
|
- |
114+ 2.24% |
$17.4K - $20.3K
|
5.2K
$928K
|
|
Nov 15, 2021
Q3 2021
|
Epg Wealth Management LLC
Atlanta, GA |
BUY
|
- |
108+ 4.51% |
$16.5K - $19.2K
|
2.51K
$448K
|
|
Nov 12, 2021
Q3 2021
|
Meridian Wealth Partners, LLC
Blue Bell, PA |
BUY
|
- |
107New |
$16.3K - $19K
|
107
$19.1K
|
|
Nov 08, 2021
Q3 2021
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
102+ 21.29% |
$15.6K - $18.1K
|
581
$104K
|
|
Nov 02, 2021
Q3 2021
|
Financial Management Professionals, Inc.
|
BUY
|
- |
100+ 476.19% |
$15.2K - $17.8K
|
121
$21.6K
|
|
Oct 12, 2021
Q3 2021
|
Pinnacle Bancorp, Inc.
|
BUY
|
- |
100+ 24.21% |
$15.2K - $17.8K
|
513
$91.6K
|
|
Nov 12, 2021
Q3 2021
|
Johnson Financial Group, Inc.
Racine, WI |
BUY
|
- |
98+ 1.73% |
$14.9K - $17.4K
|
5.76K
$1.03M
|
|
Oct 07, 2021
Q3 2021
|
Caprock Group, Inc.
|
BUY
|
- |
98+ 3.1% |
$14.9K - $17.4K
|
3.26K
$582K
|
|
Oct 19, 2021
Q3 2021
|
Paragon Capital Management LTD
|
BUY
|
- |
96+ 7.01% |
$14.6K - $17.1K
|
1.47K
$262K
|
|
Nov 10, 2021
Q3 2021
|
Vantage Consulting Group Inc
Virginia Beach, VA |
BUY
|
- |
93+ 4.39% |
$14.2K - $16.5K
|
2.21K
$395K
|
|
Oct 28, 2021
Q3 2021
|
Integrated Investment Consultants, LLC
|
BUY
|
- |
91+ 6.48% |
$13.9K - $16.2K
|
1.5K
$267K
|
|
Nov 15, 2021
Q3 2021
|
Gerber Kawasaki Wealth & Investment Management
|
BUY
|
- |
89New |
$13.6K - $15.8K
|
89
$15.9K
|
|
Oct 22, 2021
Q3 2021
|
Global Retirement Partners, LLC
|
BUY
|
- |
85+ 15.07% |
$13K - $15.1K
|
649
$116K
|
|
Nov 09, 2021
Q3 2021
|
Parsons Capital Management Inc
|
BUY
|
- |
85+ 1.94% |
$13K - $15.1K
|
4.46K
$797K
|
|
Oct 18, 2021
Q3 2021
|
Clarius Group, LLC
Seattle, WA |
BUY
|
- |
80+ 1.89% |
$12.2K - $14.2K
|
4.32K
$772K
|
|
Oct 12, 2021
Q3 2021
|
Old Port Advisors
|
BUY
|
- |
80+ 3.34% |
$12.2K - $14.2K
|
2.47K
$442K
|
|
Oct 29, 2021
Q3 2021
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
78+ 15.18% |
$11.9K - $13.9K
|
592
$106K
|
|
Oct 15, 2021
Q3 2021
|
Meridian Wealth Management, LLC
|
BUY
|
- |
76+ 1.8% |
$11.6K - $13.5K
|
4.31K
$769K
|
|
Oct 21, 2021
Q3 2021
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
75+ 4.69% |
$11.4K - $13.3K
|
1.68K
$299K
|
|
Nov 02, 2021
Q3 2021
|
Syverson Strege & CO
West Des Moines, IA |
BUY
|
- |
74New |
$11.3K - $13.2K
|
74
$13.2K
|
|
Nov 12, 2021
Q3 2021
|
Bell Investment Advisors, Inc
Oakland, CA |
BUY
|
- |
73New |
$11.1K - $13K
|
73
$13K
|
|
Oct 21, 2021
Q3 2021
|
Sound View Wealth Advisors Group, LLC
|
BUY
|
- |
70+ 5.27% |
$10.7K - $12.4K
|
1.4K
$250K
|
|
Oct 19, 2021
Q3 2021
|
Janiczek Wealth Management, LLC
|
BUY
|
- |
70+ 6.76% |
$10.7K - $12.4K
|
1.11K
$197K
|
|
Nov 12, 2021
Q3 2021
|
Gluskin Sheff & Assoc Inc
Toronto, A6 |
BUY
|
- |
69+ 0.15% |
$10.5K - $12.3K
|
46.7K
$8.34M
|
|
May 09, 2023
Q3 2021
|
Mc Carthy Grittinger Financial Group, LLC
Milwaukee, WI |
BUY
|
- |
69New |
$10.5K - $12.3K
|
69
$12.3K
|
|
Nov 16, 2021
Q3 2021
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
69+ 2.59% |
$10.5K - $12.3K
|
2.73K
$488K
|
|
Nov 10, 2021
Q3 2021
|
D'Orazio & Associates, Inc.
Falls Church, VA |
BUY
|
- |
67+ 32.06% |
$10.2K - $11.9K
|
276
$49.3K
|
|
Nov 15, 2021
Q3 2021
|
Peddock Capital Advisors, LLC
|
BUY
|
- |
64+ 0.57% |
$9.76K - $11.4K
|
11.3K
$2.02M
|