Purchases and Sales Made in Q3 2021 in Capital One Financial Corp (COF)
This table provides information about the institutional ownership of Capital One Financial Corp (COF) during Q3 2021. The information is specifically focused on institutions that hold shares of CAPITAL ONE FINANCIAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 14, 2021
Q3 2021
|
Hnp Capital LLC
|
SELL
|
- |
-5.67K- 16.18% |
$864K - $1.01M
|
29.4K
$6.37M
|
|
|
Nov 02, 2021
Q3 2021
|
Alpha Star Capital Management, LLC
|
SELL
|
- |
-5.67KClosed |
$865K - $1.01M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Dakota Wealth Management
|
SELL
|
- |
-5.81K- 7.67% |
$885K - $1.03M
|
69.8K
$15.1M
|
|
|
Nov 01, 2021
Q3 2021
|
Hartford Investment Management CO
|
SELL
|
- |
-5.95K- 12.48% |
$908K - $1.06M
|
41.8K
$9.05M
|
|
|
Nov 05, 2021
Q3 2021
|
Nippon Life Global Investors Americas, Inc.
|
SELL
|
- |
-5.96K- 13.3% |
$909K - $1.06M
|
38.8K
$8.42M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-5.99K- 6.07% |
$914K - $1.07M
|
92.8K
$20.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Centiva Capital, LP
New York, NY |
SELL
|
- |
-6.05KClosed |
$923K - $1.08M
|
0
$0
|
|
|
Oct 28, 2021
Q3 2021
|
Texas Permanent School Fund
Austin, TX |
SELL
|
- |
-6.09K- 8.12% |
$928K - $1.08M
|
68.9K
$14.9M
|
|
|
Nov 02, 2021
Q3 2021
|
Victory Capital Management Inc
|
SELL
|
- |
-6.25K- 1.72% |
$953K - $1.11M
|
358K
$77.5M
|
|
|
Nov 12, 2021
Q3 2021
|
Bellwether Advisors, LLC
|
SELL
|
- |
-6.31KClosed |
$963K - $1.12M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Paloma Partners Management CO
Greenwich, CT |
SELL
|
- |
-6.42K- 28.53% |
$979K - $1.14M
|
16.1K
$3.49M
|
|
|
Oct 27, 2021
Q3 2021
|
State Of New Jersey Common Pension Fund D
|
SELL
|
- |
-6.61K- 2.41% |
$1.01M - $1.18M
|
268K
$58M
|
|
|
Nov 16, 2021
Q3 2021
|
Quantitative Systematic Strategies LLC
|
SELL
|
- |
-6.69KClosed |
$1.02M - $1.19M
|
0
$0
|
|
|
Oct 20, 2021
Q3 2021
|
Unison Advisors LLC
|
SELL
|
- |
-6.98K- 19.93% |
$1.06M - $1.24M
|
28K
$6.07M
|
|
|
Nov 08, 2021
Q3 2021
|
Sovarnum Capital L.P.
New York, NY |
SELL
|
- |
-7K- 21.54% |
$1.07M - $1.24M
|
25.5K
$5.53M
|
|
|
Oct 29, 2021
Q3 2021
|
Amalgamated Bank
New York, NY |
SELL
|
- |
-7.13K- 5.1% |
$1.09M - $1.27M
|
133K
$28.8M
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-7.19K- 53.01% |
$1.1M - $1.28M
|
6.37K
$1.38M
|
|
|
Nov 15, 2021
Q3 2021
|
Golden State Equity Partners
South Coast Metro, CA |
SELL
|
- |
-7.43KClosed |
$1.13M - $1.32M
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-7.47K- 75.44% |
$1.14M - $1.33M
|
2.43K
$527K
|
|
|
Nov 02, 2021
Q3 2021
|
Asset Management One Co., Ltd.
|
SELL
|
- |
-7.54K- 3.59% |
$1.15M - $1.34M
|
202K
$43.9M
|
|
|
Oct 13, 2021
Q3 2021
|
Capital Cs Group, LLC
|
SELL
|
- |
-7.62KClosed |
$1.16M - $1.35M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Bayesian Capital Management, LP
Brooklyn, NY |
SELL
|
- |
-7.62K- 71.76% |
$1.16M - $1.36M
|
3K
$650K
|
|
|
Nov 12, 2021
Q3 2021
|
Seeyond
Paris, I0 |
SELL
|
- |
-7.63K- 88.82% |
$1.16M - $1.36M
|
960
$208K
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-7.64K- 48.81% |
$1.17M - $1.36M
|
8.02K
$1.74M
|
|
|
Nov 09, 2021
Q3 2021
|
Polaris Capital Management, LLC
Boston, MA |
SELL
|
- |
-7.7K- 1.51% |
$1.17M - $1.37M
|
504K
$109M
|
|
|
Nov 15, 2021
Q3 2021
|
Khrom Capital Management LLC
Miami Beach, FL |
SELL
|
- |
-7.86K- 11.63% |
$1.2M - $1.4M
|
59.7K
$12.9M
|
|
|
Nov 03, 2021
Q3 2021
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-7.88KClosed |
$1.2M - $1.4M
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Gulf International Bank (Uk) LTD
|
SELL
|
- |
-8.13K- 8.59% |
$1.24M - $1.44M
|
86.5K
$18.7M
|
|
|
Nov 10, 2021
Q3 2021
|
Agf Investments Inc.
Toronto, A6 |
SELL
|
- |
-8.21K- 49.79% |
$1.25M - $1.46M
|
8.28K
$1.79M
|
|
|
Nov 15, 2021
Q3 2021
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-8.38KClosed |
$1.28M - $1.49M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Y Intercept (Hong Kong) LTD
|
SELL
|
- |
-8.44KClosed |
$1.29M - $1.5M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Voya Investment Management LLC
Atlanta, GA |
SELL
|
- |
-8.49K- 3.84% |
$1.29M - $1.51M
|
213K
$46.1M
|
|
|
Oct 22, 2021
Q3 2021
|
Gsb Wealth Management, LLC
|
SELL
|
- |
-8.5K- 77.27% |
$1.3M - $1.51M
|
2.5K
$542K
|
|
|
Nov 10, 2021
Q3 2021
|
Rafferty Asset Management, LLC
New York, NY |
SELL
|
- |
-8.59KClosed |
$1.31M - $1.53M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Carlson Capital L P
Dallas, TX |
SELL
|
- |
-8.67KClosed |
$1.32M - $1.54M
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Royal London Asset Management LTD
United Kingdom, X0 |
SELL
|
- |
-8.8K- 5.21% |
$1.34M - $1.56M
|
160K
$34.7M
|
|
|
Oct 18, 2022
Q3 2021
|
Royal London Asset Management LTD
United Kingdom, X0 |
SELL
|
- |
-8.8K- 5.21% |
$1.34M - $1.56M
|
160K
$34.7M
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-9.31K- 28.41% |
$1.42M - $1.65M
|
23.4K
$5.08M
|
|
|
Nov 12, 2021
Q3 2021
|
Crestline Management, LP
Fort Worth, TX |
SELL
|
- |
-9.92K- 49.59% |
$1.51M - $1.76M
|
10.1K
$2.19M
|
|
|
Nov 12, 2021
Q3 2021
|
Camarda Financial Advisors, LLC
Fleming Island, FL |
SELL
|
- |
-10.3KClosed |
$1.57M - $1.83M
|
0
$0
|
|
|
Oct 25, 2021
Q3 2021
|
Harel Insurance Investments & Financial Services Ltd.
|
SELL
|
- |
-10.6K- 96.35% |
$1.61M - $1.88M
|
400
$86.7K
|
|
|
Oct 12, 2021
Q3 2021
|
Moulton Wealth Management, Inc
|
SELL
|
- |
-10.7KClosed |
$1.63M - $1.9M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Wealthstar Advisors, LLC
Plano, TX |
SELL
|
- |
-11.2KClosed |
$1.7M - $1.99M
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Bp PLC
|
SELL
|
- |
-11.3KClosed |
$1.72M - $2M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Metropolitan Life Insurance CO
New York, NY |
SELL
|
- |
-11.4K- 20.73% |
$1.74M - $2.03M
|
43.6K
$9.45M
|
|
|
Mar 30, 2023
Q3 2021
|
Metropolitan Life Insurance CO
New York, NY |
SELL
|
- |
-11.4K- 20.73% |
$1.74M - $2.03M
|
43.6K
$9.45M
|
|
|
Oct 29, 2021
Q3 2021
|
Goelzer Investment Management, Inc.
|
SELL
|
- |
-11.5K- 27.96% |
$1.76M - $2.05M
|
29.7K
$6.43M
|
|
|
Oct 13, 2021
Q3 2021
|
Veracity Capital LLC
|
SELL
|
- |
-11.6KClosed |
$1.77M - $2.06M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Eaton Vance Management
Boston, MA |
SELL
|
- |
-11.6K- 5.41% |
$1.77M - $2.07M
|
203K
$44.1M
|
|
|
Nov 03, 2021
Q3 2021
|
Retirement Systems Of Alabama
|
SELL
|
- |
-12K- 7.24% |
$1.82M - $2.13M
|
153K
$33.2M
|