Purchases and Sales Made in Q1 2022 in Capital Southwest Corp (CSWC)
This table provides information about the institutional ownership of Capital Southwest Corp (CSWC) during Q1 2022. The information is specifically focused on institutions that hold shares of CAPITAL SOUTHWEST CORP.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 10, 2022
Q1 2022
|
Van Eck Associates Corp
|
BUY
|
- |
214K+ 56.45% |
$4.94M - $5.64M
|
593K
$12.9M
|
|
May 16, 2022
Q1 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
145KNew |
$3.35M - $3.83M
|
145K
$3.17M
|
|
May 12, 2022
Q1 2022
|
Healthcare Of Ontario Pension Plan Trust Fund
Toronto, A6 |
BUY
|
- |
133KNew |
$3.07M - $3.5M
|
133K
$2.9M
|
|
May 16, 2022
Q1 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
46KNew |
$1.06M - $1.21M
|
46K
$1M
|
|
May 16, 2022
Q1 2022
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
41.5K+ 453.9% |
$958K - $1.09M
|
50.6K
$1.11M
|
|
May 16, 2022
Q1 2022
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
33.3K+ 63.56% |
$767K - $876K
|
85.6K
$1.87M
|
|
Apr 29, 2022
Q1 2022
|
Mckinley Capital Management LLC
|
BUY
|
- |
21.7K+ 21.9% |
$500K - $571K
|
121K
$2.63M
|
|
May 12, 2022
Q1 2022
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
18.7KNew |
$432K - $493K
|
18.7K
$408K
|
|
May 16, 2022
Q1 2022
|
Punch & Associates Investment Management, Inc.
Edina, MN |
BUY
|
- |
14.3K+ 2.86% |
$331K - $378K
|
517K
$11.3M
|
|
May 13, 2022
Q1 2022
|
Alliancebernstein L.P.
New York, NY |
BUY
|
- |
13KNew |
$300K - $343K
|
13K
$284K
|
|
Apr 26, 2022
Q1 2022
|
Good Life Advisors, LLC
|
BUY
|
- |
12.8KNew |
$297K - $339K
|
12.8K
$280K
|
|
May 04, 2022
Q1 2022
|
Ifg Advisory, LLC
|
BUY
|
- |
11.5KNew |
$265K - $303K
|
11.5K
$251K
|
|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
10.9K+ 25.34% |
$251K - $286K
|
53.8K
$1.17M
|
|
May 17, 2022
Q1 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
10.7K+ 5.73% |
$246K - $281K
|
196K
$4.29M
|
|
May 13, 2022
Q1 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
9.59KNew |
$221K - $253K
|
9.59K
$209K
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
8.75K+ 15.42% |
$202K - $230K
|
65.5K
$1.43M
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
8.58K+ 15.08% |
$198K - $226K
|
65.5K
$1.43M
|
|
May 09, 2022
Q1 2022
|
Tectonic Advisors LLC
Plano, TX |
BUY
|
- |
8.55K+ 17.16% |
$197K - $225K
|
58.4K
$1.27M
|
|
May 04, 2022
Q1 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
8.44K+ 80.57% |
$195K - $222K
|
18.9K
$412K
|
|
May 09, 2022
Q1 2022
|
Csenge Advisory Group
|
BUY
|
- |
5.9K+ 31.72% |
$136K - $155K
|
24.5K
$534K
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
5.89K+ 9.15% |
$136K - $155K
|
70.2K
$1.53M
|
|
May 16, 2022
Q1 2022
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
5.6K+ 38.58% |
$129K - $148K
|
20.1K
$439K
|
|
May 16, 2022
Q1 2022
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
4.74K+ 4740.0% |
$109K - $125K
|
4.84K
$106K
|
|
May 16, 2022
Q1 2022
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
4.5K+ 3.64% |
$104K - $119K
|
128K
$2.79M
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
BUY
|
- |
3.67K+ 10.25% |
$84.6K - $96.6K
|
39.5K
$861K
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
2.17K+ 15.09% |
$50.1K - $57.2K
|
16.5K
$361K
|
|
May 16, 2022
Q1 2022
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
2K+ 22.08% |
$46.2K - $52.7K
|
11.1K
$241K
|
|
May 13, 2022
Q1 2022
|
Peak6 Investments LLC
Chicago, IL |
BUY
|
- |
1.9K+ 67.69% |
$43.8K - $50K
|
4.7K
$102K
|
|
May 11, 2022
Q1 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
1.75K+ 5.22% |
$40.4K - $46.1K
|
35.3K
$769K
|
|
May 16, 2022
Q1 2022
|
Barclays PLC
London, X0 |
BUY
|
- |
1.2KNew |
$27.7K - $31.6K
|
1.2K
$26.2K
|
|
May 16, 2022
Q1 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
1.01K+ 12.13% |
$23.3K - $26.6K
|
9.34K
$204K
|
|
May 16, 2022
Q1 2022
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
800New |
$18.5K - $21.1K
|
800
$17.5K
|
|
May 12, 2022
Q1 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
777+ 3.1% |
$17.9K - $20.5K
|
25.8K
$564K
|
|
May 12, 2022
Q1 2022
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
726+ 10.31% |
$16.8K - $19.1K
|
7.77K
$169K
|
|
May 12, 2022
Q1 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
611+ 3.06% |
$14.1K - $16.1K
|
20.6K
$449K
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
365+ 6.98% |
$8.42K - $9.62K
|
5.59K
$122K
|
|
May 12, 2022
Q1 2022
|
Tompkins Financial Corp
|
BUY
|
- |
355New |
$8.19K - $9.35K
|
355
$7.75K
|
|
Apr 04, 2022
Q1 2022
|
Confluence Investment Management LLC
|
BUY
|
- |
295+ 0.27% |
$6.81K - $7.77K
|
108K
$2.35M
|
|
May 12, 2022
Q1 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
283New |
$6.53K - $7.46K
|
283
$6.18K
|
|
May 02, 2022
Q1 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
126+ 0.24% |
$2.91K - $3.32K
|
52.4K
$1.14M
|
|
May 16, 2022
Q1 2022
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
BUY
|
- |
119+ 0.24% |
$2.75K - $3.14K
|
49.9K
$1.09M
|
|
May 16, 2022
Q1 2022
|
First Manhattan CO
New York, NY |
BUY
|
- |
97+ 0.02% |
$2.24K - $2.56K
|
436K
$9.52M
|
|
May 10, 2022
Q1 2022
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
22+ 0.09% |
$508 - $580
|
23.7K
$517K
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Apr 28, 2022
Q1 2022
|
Parallel Advisors, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
May 02, 2022
Q1 2022
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-16- 8.16% |
$369 - $422
|
180
$3.93K
|
|
May 16, 2022
Q1 2022
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-100- 0.06% |
$2.31K - $2.64K
|
179K
$3.91M
|
|
May 13, 2022
Q1 2022
|
Trexquant Investment LP
Stamford, CT |
SELL
|
- |
-148- 1.4% |
$3.42K - $3.9K
|
10.5K
$228K
|
|
May 09, 2022
Q1 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-212Closed |
$4.89K - $5.59K
|
0
$0
|
|
May 11, 2022
Q1 2022
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-300- 1.5% |
$6.92K - $7.91K
|
19.7K
$430K
|