Purchases and Sales Made in Q2 2021 in Capital Southwest Corp (CSWC)
This table provides information about the institutional ownership of Capital Southwest Corp (CSWC) during Q2 2021. The information is specifically focused on institutions that hold shares of CAPITAL SOUTHWEST CORP.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 09, 2021
Q2 2021
|
Tradition Wealth Management, LLC
|
BUY
|
- |
308New |
$6.9K - $8.58K
|
308
$7.79K
|
|
Aug 12, 2021
Q2 2021
|
Bard Associates Inc
Chicago, IL |
BUY
|
- |
295+ 1.5% |
$6.61K - $8.22K
|
20K
$505K
|
|
Jul 14, 2021
Q2 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
201+ 5.29% |
$4.5K - $5.6K
|
4K
$101K
|
|
Jul 29, 2021
Q2 2021
|
Red Door Wealth Management, LLC
|
BUY
|
- |
182New |
$4.08K - $5.07K
|
182
$4.6K
|
|
Aug 10, 2021
Q2 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
81+ 0.14% |
$1.82K - $2.26K
|
56.5K
$1.43M
|
|
Jul 26, 2021
Q2 2021
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
41+ 44.57% |
$919 - $1.14K
|
133
$3.36K
|
|
Aug 13, 2021
Q2 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Aug 11, 2021
Q2 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-178- 1.29% |
$3.99K - $4.96K
|
13.7K
$345K
|
|
Jul 21, 2021
Q2 2021
|
Csenge Advisory Group
|
SELL
|
- |
-1.07K- 5.46% |
$24K - $29.9K
|
18.6K
$470K
|
|
Aug 16, 2021
Q2 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-2.32K- 3.79% |
$51.9K - $64.5K
|
58.7K
$1.48M
|
|
Aug 16, 2021
Q2 2021
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-2.56K- 8.53% |
$57.3K - $71.3K
|
27.4K
$693K
|
|
Aug 16, 2021
Q2 2021
|
First Manhattan CO
New York, NY |
SELL
|
- |
-3.57K- 0.78% |
$80K - $99.5K
|
453K
$11.5M
|
|
Aug 12, 2021
Q2 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-3.58K- 13.76% |
$80.3K - $99.9K
|
22.5K
$568K
|
|
Aug 11, 2021
Q2 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-6.94K- 23.1% |
$156K - $193K
|
23.1K
$584K
|
|
Aug 10, 2021
Q2 2021
|
Centaurus Financial, Inc.
|
SELL
|
- |
-7.37KClosed |
$165K - $206K
|
0
$0
|
|
Aug 16, 2021
Q2 2021
|
Schonfeld Strategic Advisors LLC
New York, NY |
SELL
|
- |
-10.6KClosed |
$238K - $295K
|
0
$0
|
|
Aug 06, 2021
Q2 2021
|
Nisa Investment Advisors, LLC
|
SELL
|
- |
-12.2KClosed |
$273K - $340K
|
0
$0
|
|
Aug 13, 2021
Q2 2021
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-12.3KClosed |
$275K - $342K
|
0
$0
|
|
Aug 10, 2021
Q2 2021
|
Van Eck Associates Corp
|
SELL
|
- |
-12.7K- 3.63% |
$284K - $353K
|
336K
$8.5M
|
|
Jul 21, 2021
Q2 2021
|
Grace & White Inc
|
SELL
|
- |
-14.2K- 10.53% |
$318K - $396K
|
121K
$3.05M
|
|
Jul 13, 2021
Q2 2021
|
Sound Income Strategies, LLC
|
SELL
|
- |
-16.3K- 4.19% |
$365K - $454K
|
372K
$9.42M
|
|
Aug 16, 2021
Q2 2021
|
Delphi Management Inc /Ma/
Boston, MA |
SELL
|
- |
-28.9KClosed |
$648K - $806K
|
0
$0
|
|
Aug 13, 2021
Q2 2021
|
Ariel Investments, LLC
Chicago, IL |
SELL
|
- |
-30.9KClosed |
$693K - $862K
|
0
$0
|
|
Jul 21, 2021
Q2 2021
|
Centric Wealth Management
|
SELL
|
- |
-36KClosed |
$807K - $1M
|
0
$0
|
|
Aug 13, 2021
Q2 2021
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-36.2KClosed |
$811K - $1.01M
|
0
$0
|
|
Aug 16, 2021
Q2 2021
|
Quadrature Capital LTD
London, X0 |
SELL
|
- |
-40.9K- 59.05% |
$915K - $1.14M
|
28.3K
$716K
|
|
Aug 13, 2021
Q2 2021
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
SELL
|
- |
-54.1KClosed |
$1.21M - $1.51M
|
0
$0
|
|
Jul 13, 2021
Q2 2021
|
Sanders Morris Harris LLC
|
SELL
|
- |
-70.8K- 8.59% |
$1.59M - $1.97M
|
753K
$19M
|
|
Aug 04, 2021
Q2 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-83.4KClosed |
$1.87M - $2.32M
|
0
$0
|
|
Aug 16, 2021
Q2 2021
|
Punch & Associates Investment Management, Inc.
Edina, MN |
SELL
|
- |
-97.4K- 16.13% |
$2.18M - $2.71M
|
506K
$12.8M
|
|
Aug 16, 2021
Q2 2021
|
Zuckerman Investment Group, LLC
Chicago, IL |
SELL
|
- |
-198K- 24.18% |
$4.44M - $5.52M
|
621K
$15.7M
|