Purchases and Sales Made in Q2 2023 in Capital Southwest Corp (CSWC)
This table provides information about the institutional ownership of Capital Southwest Corp (CSWC) during Q2 2023. The information is specifically focused on institutions that hold shares of CAPITAL SOUTHWEST CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2023
Q2 2023
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
108K+ 95.51% |
$1.87M - $2.15M
|
220K
$4.96M
|
|
|
Aug 03, 2023
Q2 2023
|
Van Eck Associates Corp
|
BUY
|
- |
89.9K+ 17.91% |
$1.56M - $1.8M
|
592K
$13.3M
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
61.7KNew |
$1.07M - $1.23M
|
61.7K
$1.39M
|
|
|
Aug 14, 2023
Q2 2023
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
53.8K+ 202.01% |
$932K - $1.07M
|
80.4K
$1.81M
|
|
|
Jul 20, 2023
Q2 2023
|
Redmont Wealth Advisors LLC
Chicago, IL |
BUY
|
- |
45.5KNew |
$789K - $909K
|
45.5K
$1.02M
|
|
|
Aug 14, 2023
Q2 2023
|
Cubist Systematic Strategies, LLC
Stamford, CT |
BUY
|
- |
38.2KNew |
$662K - $764K
|
38.2K
$860K
|
|
|
Aug 14, 2023
Q2 2023
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
34K+ 15.47% |
$589K - $679K
|
254K
$5.71M
|
|
|
Aug 14, 2023
Q2 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
28.8K+ 81.14% |
$500K - $576K
|
64.4K
$1.45M
|
|
|
Jul 13, 2023
Q2 2023
|
Tectonic Advisors LLC
Plano, TX |
BUY
|
- |
25.5K+ 13.11% |
$441K - $509K
|
220K
$4.94M
|
|
|
Jul 13, 2023
Q2 2023
|
Golden Green, Inc.
|
BUY
|
- |
22.8K+ 23.12% |
$395K - $455K
|
121K
$2.73M
|
|
|
Jul 10, 2023
Q2 2023
|
Sound Income Strategies, LLC
|
BUY
|
- |
22.1K+ 4.48% |
$383K - $442K
|
516K
$11.6M
|
|
|
Jul 31, 2023
Q2 2023
|
Sumitomo Mitsui Trust Holdings, Inc.
|
BUY
|
- |
21.4KNew |
$371K - $428K
|
21.4K
$481K
|
|
|
Aug 11, 2023
Q2 2023
|
Muzinich & Co., Inc.
New York, NY |
BUY
|
- |
21.4KNew |
$371K - $428K
|
21.4K
$481K
|
|
|
Aug 04, 2023
Q2 2023
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
19KNew |
$329K - $379K
|
19K
$427K
|
|
|
Aug 03, 2023
Q2 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
17.1KNew |
$297K - $342K
|
17.1K
$385K
|
|
|
Aug 02, 2023
Q2 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
17.1KNew |
$297K - $342K
|
17.1K
$385K
|
|
|
Aug 08, 2023
Q2 2023
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
16.4KNew |
$284K - $327K
|
16.4K
$368K
|
|
|
Aug 15, 2023
Q2 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
15.3K+ 52.34% |
$265K - $305K
|
44.5K
$1M
|
|
|
Aug 10, 2023
Q2 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
15K+ 63.4% |
$260K - $300K
|
38.7K
$871K
|
|
|
Aug 07, 2023
Q2 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
15KNew |
$260K - $300K
|
15K
$338K
|
|
|
Aug 14, 2023
Q2 2023
|
Squarepoint Ops LLC
New York, NY |
BUY
|
- |
14.7KNew |
$255K - $294K
|
14.7K
$331K
|
|
|
Aug 10, 2023
Q2 2023
|
Connor, Clark & Lunn Investment Management Ltd.
|
BUY
|
- |
12.4KNew |
$215K - $247K
|
12.4K
$279K
|
|
|
Aug 10, 2023
Q2 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
11.7K+ 35.42% |
$203K - $234K
|
44.8K
$1.01M
|
|
|
Aug 16, 2023
Q2 2023
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
11.3KNew |
$196K - $226K
|
11.3K
$255K
|
|
|
Aug 09, 2023
Q2 2023
|
Mckinley Capital Management LLC
|
BUY
|
- |
11.2K+ 9.78% |
$195K - $225K
|
126K
$2.84M
|
|
|
Dec 14, 2023
Q2 2023
|
State Farm Mutual Automobile Insurance CO
Bloomington, IL |
BUY
|
- |
10KNew |
$173K - $200K
|
10K
$225K
|
|
|
Aug 11, 2023
Q2 2023
|
Black Rock Inc.
New York, NY |
BUY
|
- |
9.45K+ 5.33% |
$164K - $189K
|
187K
$4.2M
|
|
|
Aug 14, 2023
Q2 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
9.19K+ 10.69% |
$159K - $184K
|
95.1K
$2.14M
|
|
|
Aug 14, 2023
Q2 2023
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
7.3KNew |
$127K - $146K
|
7.3K
$164K
|
|
|
Jul 27, 2023
Q2 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
6.96K+ 10.9% |
$121K - $139K
|
70.8K
$1.59M
|
|
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
5.12K+ 5.98% |
$88.8K - $102K
|
90.7K
$2.04M
|
|
|
Jul 13, 2023
Q2 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
4.95K+ 22.38% |
$85.9K - $99K
|
27.1K
$610K
|
|
|
Aug 09, 2023
Q2 2023
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
4.2K+ 2.72% |
$72.8K - $84K
|
159K
$3.58M
|
|
|
Jul 31, 2023
Q2 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
3.78K+ 3.3% |
$65.5K - $75.6K
|
118K
$2.66M
|
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
BUY
|
- |
3.47K+ 9.59% |
$60.1K - $69.3K
|
39.6K
$892K
|
|
|
Aug 14, 2023
Q2 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
3.09K+ 29.93% |
$53.5K - $61.7K
|
13.4K
$302K
|
|
|
Aug 09, 2023
Q2 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2.48K+ 7.04% |
$43K - $49.6K
|
37.7K
$849K
|
|
|
Aug 04, 2023
Q2 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
2.38K+ 97.99% |
$41.3K - $47.6K
|
4.82K
$108K
|
|
|
May 20, 2024
Q2 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
2.38K+ 97.99% |
$41.3K - $47.6K
|
4.82K
$108K
|
|
|
Jul 14, 2023
Q2 2023
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
2.22K+ 8.27% |
$38.5K - $44.4K
|
29.1K
$654K
|
|
|
Aug 15, 2023
Q2 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
1.79K+ 10.14% |
$31K - $35.7K
|
19.4K
$437K
|
|
|
Aug 15, 2023
Q2 2023
|
Raymond James Trust N.A.
|
BUY
|
- |
1.48K+ 12.32% |
$25.6K - $29.6K
|
13.5K
$304K
|
|
|
Aug 14, 2023
Q2 2023
|
Putnam Investments LLC
Boston, MA |
BUY
|
- |
1.42K+ 2.81% |
$24.6K - $28.4K
|
52K
$1.17M
|
|
|
Aug 10, 2023
Q2 2023
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
1.41K+ 4.85% |
$24.4K - $28.1K
|
30.3K
$683K
|
|
|
Aug 03, 2023
Q2 2023
|
Cwm, LLC
|
BUY
|
- |
1K+ 4545.45% |
$17.3K - $20K
|
1.02K
$23K
|
|
|
Jul 03, 2023
Q2 2023
|
Confluence Investment Management LLC
|
BUY
|
- |
693+ 0.73% |
$12K - $13.9K
|
96.3K
$2.17M
|
|
|
Sep 08, 2023
Q2 2023
|
Tucker Asset Management LLC
Littleton, CO |
BUY
|
- |
665New |
$11.5K - $13.3K
|
665
$15K
|
|
|
Aug 01, 2023
Q2 2023
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
288+ 46.01% |
$4.99K - $5.76K
|
914
$20.6K
|
|
|
Aug 09, 2023
Q2 2023
|
Quadrant Capital Group LLC
Cincinnati, OH |
BUY
|
- |
240New |
$4.16K - $4.8K
|
240
$5.4K
|
|
|
Aug 10, 2023
Q2 2023
|
Hollencrest Capital Management
|
BUY
|
- |
153+ 2.95% |
$2.65K - $3.06K
|
5.34K
$120K
|