Purchases and Sales Made in Q2 2023 in Capital Southwest Corp (CSWC)
This table provides information about the institutional ownership of Capital Southwest Corp (CSWC) during Q2 2023. The information is specifically focused on institutions that hold shares of CAPITAL SOUTHWEST CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 12, 2023
Q2 2023
|
Beacon Capital Management, LLC
|
BUY
|
- |
140New |
$2.43K - $2.8K
|
140
$3.08K
|
|
|
Aug 09, 2023
Q2 2023
|
Us Bancorp \De\
|
BUY
|
- |
137+ 1.0% |
$2.38K - $2.74K
|
13.8K
$304K
|
|
|
Jul 25, 2023
Q2 2023
|
All Season Financial Advisors, Inc.
|
BUY
|
- |
44+ 0.16% |
$763 - $880
|
27.9K
$614K
|
|
|
Aug 10, 2023
Q2 2023
|
Citigroup Inc
|
BUY
|
- |
27New |
$468 - $540
|
27
$593
|
|
|
Jul 25, 2023
Q2 2023
|
Mraz, Amerine & Associates, Inc.
|
SELL
|
- |
-66- 0.13% |
$1.14K - $1.32K
|
51K
$1.12M
|
|
|
Aug 11, 2023
Q2 2023
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-95- 0.74% |
$1.65K - $1.9K
|
12.7K
$278K
|
|
|
Aug 14, 2023
Q2 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-115- 75.66% |
$1.99K - $2.3K
|
37
$813
|
|
|
Aug 14, 2023
Q2 2023
|
Horizon Kinetics Asset Management LLC
|
SELL
|
- |
-200- 1.2% |
$3.47K - $4K
|
16.4K
$360K
|
|
|
Aug 11, 2023
Q2 2023
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
- |
-215- 2.84% |
$3.73K - $4.3K
|
7.35K
$162K
|
|
|
Aug 21, 2023
Q2 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-599- 1.55% |
$10.4K - $12K
|
38.1K
$837K
|
|
|
Aug 07, 2023
Q2 2023
|
Smh Capital Advisors Inc
|
SELL
|
- |
-786- 4.57% |
$13.6K - $15.7K
|
16.4K
$361K
|
|
|
Aug 10, 2023
Q2 2023
|
Granite Shares Advisors LLC
|
SELL
|
- |
-871- 1.05% |
$15.1K - $17.4K
|
81.9K
$1.8M
|
|
|
Jul 10, 2023
Q2 2023
|
Good Life Advisors, LLC
|
SELL
|
- |
-902- 6.85% |
$15.6K - $18K
|
12.3K
$270K
|
|
|
Aug 10, 2023
Q2 2023
|
Ci Private Wealth, LLC
Miami, FL |
SELL
|
- |
-993- 3.87% |
$17.2K - $19.9K
|
24.7K
$542K
|
|
|
Aug 14, 2023
Q2 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-1.7K- 38.82% |
$29.4K - $33.9K
|
2.68K
$58.8K
|
|
|
Aug 04, 2023
Q2 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-2.01K- 5.16% |
$34.8K - $40.1K
|
36.9K
$812K
|
|
|
Aug 11, 2023
Q2 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-2.02K- 5.41% |
$35K - $40.4K
|
35.3K
$776K
|
|
|
Aug 14, 2023
Q2 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-2.3K- 11.89% |
$39.9K - $46K
|
17.1K
$375K
|
|
|
Aug 11, 2023
Q2 2023
|
Susquehanna Fundamental Investments, LLC
Bala Cynwyd, PA |
SELL
|
- |
-3.53K- 20.78% |
$61.2K - $70.5K
|
13.4K
$296K
|
|
|
Aug 09, 2023
Q2 2023
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-3.7K- 94.88% |
$64.2K - $74K
|
200
$4.4K
|
|
|
Aug 14, 2023
Q2 2023
|
Punch & Associates Investment Management, Inc.
Edina, MN |
SELL
|
- |
-4.74K- 0.56% |
$82.2K - $94.7K
|
847K
$18.6M
|
|
|
Aug 14, 2023
Q2 2023
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-5.63K- 13.26% |
$97.6K - $112K
|
36.8K
$809K
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-6.4K- 6.44% |
$111K - $128K
|
93K
$2.04M
|
|
|
Aug 14, 2023
Q2 2023
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-7.13K- 28.05% |
$124K - $143K
|
18.3K
$402K
|
|
|
Aug 14, 2023
Q2 2023
|
First Manhattan CO
New York, NY |
SELL
|
- |
-7.93K- 1.98% |
$137K - $159K
|
393K
$8.65M
|
|
|
Aug 14, 2023
Q2 2023
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-10.6K- 5.53% |
$184K - $213K
|
182K
$3.99M
|
|
|
Aug 14, 2023
Q2 2023
|
Zuckerman Investment Group, LLC
Chicago, IL |
SELL
|
- |
-13.3K- 2.02% |
$231K - $266K
|
644K
$14.2M
|
|
|
Aug 04, 2023
Q2 2023
|
Hodges Capital Management Inc.
|
SELL
|
- |
-20.4KClosed |
$353K - $407K
|
0
$0
|
|
|
Jul 10, 2023
Q2 2023
|
Sanders Morris Harris LLC
|
SELL
|
- |
-23K- 3.18% |
$399K - $460K
|
700K
$15.4M
|
|
|
Oct 21, 2024
Q2 2023
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-26.4K- 63.74% |
$457K - $527K
|
15K
$330K
|
|
|
Aug 11, 2023
Q2 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-75.4K- 13.22% |
$1.31M - $1.51M
|
495K
$10.9M
|
|
|
Aug 14, 2023
Q2 2023
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-108K- 42.33% |
$1.87M - $2.16M
|
147K
$3.24M
|
|
|
Aug 14, 2023
Q2 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-331K- 93.97% |
$5.73M - $6.61M
|
21.2K
$467K
|