Purchases and Sales Made in Q3 2022 in Capital Southwest Corp (CSWC)
This table provides information about the institutional ownership of Capital Southwest Corp (CSWC) during Q3 2022. The information is specifically focused on institutions that hold shares of CAPITAL SOUTHWEST CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
704K+ 0.0% |
$11.8M - $14.8M
|
704K
$15.8M
|
|
|
Nov 14, 2022
Q3 2022
|
Black Rock Inc.
New York, NY |
BUY
|
- |
46.7K+ 29.44% |
$784K - $980K
|
205K
$4.62M
|
|
|
Oct 26, 2022
Q3 2022
|
Grace & White Inc
|
BUY
|
- |
40K+ 30.89% |
$672K - $840K
|
169K
$3.81M
|
|
|
Nov 14, 2022
Q3 2022
|
Susquehanna Fundamental Investments, LLC
Bala Cynwyd, PA |
BUY
|
- |
27.4KNew |
$460K - $575K
|
27.4K
$617K
|
|
|
Nov 08, 2022
Q3 2022
|
Tectonic Advisors LLC
Plano, TX |
BUY
|
- |
26.1K+ 32.45% |
$439K - $549K
|
107K
$2.4M
|
|
|
Nov 15, 2022
Q3 2022
|
Alliancebernstein L.P.
New York, NY |
BUY
|
- |
24.3KNew |
$408K - $510K
|
24.3K
$547K
|
|
|
Nov 14, 2022
Q3 2022
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
22.6K+ 16.1% |
$379K - $474K
|
163K
$3.67M
|
|
|
Oct 25, 2022
Q3 2022
|
Mraz, Amerine & Associates, Inc.
|
BUY
|
- |
21.5KNew |
$362K - $452K
|
21.5K
$485K
|
|
|
Oct 18, 2022
Q3 2022
|
Sound Income Strategies, LLC
|
BUY
|
- |
18.4K+ 4.82% |
$310K - $387K
|
401K
$9.02M
|
|
|
Nov 14, 2022
Q3 2022
|
Schonfeld Strategic Advisors LLC
New York, NY |
BUY
|
- |
12KNew |
$201K - $252K
|
12K
$270K
|
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
11.2K+ 18.2% |
$189K - $236K
|
72.9K
$1.64M
|
|
|
Nov 14, 2022
Q3 2022
|
Advisory Research Inc
Chicago, IL |
BUY
|
- |
8.96K+ 33.21% |
$150K - $188K
|
35.9K
$809K
|
|
|
Nov 08, 2022
Q3 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
8.15K+ 4.36% |
$137K - $171K
|
195K
$4.39M
|
|
|
Nov 14, 2022
Q3 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
6.95K+ 13.43% |
$117K - $146K
|
58.7K
$1.32M
|
|
|
Nov 01, 2022
Q3 2022
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
6.79K+ 27.51% |
$114K - $142K
|
31.5K
$708K
|
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
5.32K+ 21.73% |
$89.3K - $112K
|
29.8K
$670K
|
|
|
Nov 21, 2022
Q3 2022
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
5.25K+ 47.77% |
$88.1K - $110K
|
16.2K
$365K
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
4.96K+ 33.48% |
$83.3K - $104K
|
19.8K
$445K
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
3.51K+ 4.24% |
$58.9K - $73.6K
|
86.3K
$1.94M
|
|
|
Nov 01, 2022
Q3 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
3.5K+ 10.41% |
$58.8K - $73.5K
|
37.1K
$836K
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
3.4K+ 17.21% |
$57K - $71.3K
|
23.1K
$521K
|
|
|
Nov 14, 2022
Q3 2022
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
2.26K+ 11.82% |
$37.9K - $47.4K
|
21.4K
$481K
|
|
|
Nov 14, 2022
Q3 2022
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
BUY
|
- |
2.09K+ 4.11% |
$35K - $43.8K
|
52.9K
$1.19M
|
|
|
Oct 04, 2022
Q3 2022
|
Csenge Advisory Group
|
BUY
|
- |
1.74K+ 7.97% |
$29.2K - $36.5K
|
23.6K
$530K
|
|
|
Nov 14, 2022
Q3 2022
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
1.62K+ 1.19% |
$27.1K - $33.9K
|
138K
$3.1M
|
|
|
Nov 09, 2022
Q3 2022
|
Bard Associates Inc
Chicago, IL |
BUY
|
- |
1.53K+ 8.77% |
$25.6K - $32K
|
18.9K
$426K
|
|
|
Oct 14, 2022
Q3 2022
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
1.5K+ 10.07% |
$25.2K - $31.5K
|
16.4K
$369K
|
|
|
Oct 27, 2022
Q3 2022
|
Us Bancorp \De\
|
BUY
|
- |
1.09K+ 7.9% |
$18.4K - $22.9K
|
14.9K
$336K
|
|
|
Oct 07, 2022
Q3 2022
|
Sanders Morris Harris LLC
|
BUY
|
- |
900+ 0.13% |
$15.1K - $18.9K
|
716K
$16.1M
|
|
|
Oct 21, 2022
Q3 2022
|
All Season Financial Advisors, Inc.
|
BUY
|
- |
759+ 4.73% |
$12.7K - $15.9K
|
16.8K
$379K
|
|
|
Nov 07, 2022
Q3 2022
|
Castle Wealth Management LLC
|
BUY
|
- |
635New |
$10.7K - $13.3K
|
635
$14.3K
|
|
|
Oct 14, 2022
Q3 2022
|
Toth Financial Advisory Corp
|
BUY
|
- |
600New |
$10.1K - $12.6K
|
600
$13.5K
|
|
|
Nov 14, 2022
Q3 2022
|
Peak6 Investments LLC
Chicago, IL |
BUY
|
- |
288+ 3.58% |
$4.84K - $6.05K
|
8.32K
$187K
|
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
249+ 2.29% |
$4.18K - $5.23K
|
11.1K
$251K
|
|
|
Nov 08, 2022
Q3 2022
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
124+ 26.72% |
$2.08K - $2.6K
|
588
$13.2K
|
|
|
Nov 14, 2022
Q3 2022
|
Johnson Financial Group, Inc.
Racine, WI |
BUY
|
- |
107New |
$1.8K - $2.25K
|
107
$2.41K
|
|
|
Nov 09, 2022
Q3 2022
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
100+ 33.33% |
$1.68K - $2.1K
|
400
$9K
|
|
|
Nov 10, 2022
Q3 2022
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
42+ 0.36% |
$705 - $882
|
11.9K
$267K
|
|
|
Nov 10, 2022
Q3 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
31+ 0.19% |
$520 - $651
|
16.6K
$374K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-17- 0.16% |
$285 - $357
|
10.9K
$246K
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-204- 4.04% |
$3.43K - $4.28K
|
4.85K
$109K
|
|
|
Oct 13, 2022
Q3 2022
|
Good Life Advisors, LLC
|
SELL
|
- |
-289- 2.29% |
$4.85K - $6.07K
|
12.4K
$278K
|
|
|
Oct 19, 2022
Q3 2022
|
Roosevelt Investment Group LLC
|
SELL
|
- |
-376- 1.45% |
$6.31K - $7.89K
|
25.6K
$576K
|
|
|
Nov 14, 2022
Q3 2022
|
Punch & Associates Investment Management, Inc.
Edina, MN |
SELL
|
- |
-480- 0.09% |
$8.06K - $10.1K
|
523K
$11.8M
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-524- 8.53% |
$8.8K - $11K
|
5.62K
$127K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-714- 1.95% |
$12K - $15K
|
36K
$809K
|
|
|
Nov 14, 2022
Q3 2022
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-940- 4.2% |
$15.8K - $19.7K
|
21.5K
$483K
|
|
|
May 11, 2023
Q3 2022
|
Tucker Asset Management LLC
Littleton, CO |
SELL
|
- |
-1.3KClosed |
$21.8K - $27.3K
|
0
$0
|
|
|
Oct 03, 2022
Q3 2022
|
Confluence Investment Management LLC
|
SELL
|
- |
-1.42K- 1.31% |
$23.8K - $29.7K
|
107K
$2.4M
|