Purchases and Sales Made in Q3 2023 in Capital Southwest Corp (CSWC)
This table provides information about the institutional ownership of Capital Southwest Corp (CSWC) during Q3 2023. The information is specifically focused on institutions that hold shares of CAPITAL SOUTHWEST CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 16, 2023
Q3 2023
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
BUY
|
- |
74KNew |
$1.47M - $1.71M
|
74K
$1.67M
|
|
|
Nov 08, 2023
Q3 2023
|
Van Eck Associates Corp
|
BUY
|
- |
69.3K+ 11.7% |
$1.37M - $1.6M
|
661K
$14.9M
|
|
|
Nov 14, 2023
Q3 2023
|
Hodges Capital Management Inc.
|
BUY
|
- |
63.4KNew |
$1.26M - $1.46M
|
63.4K
$1.43M
|
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
62.6K+ 169221.62% |
$1.24M - $1.44M
|
62.6K
$1.41M
|
|
|
Nov 14, 2023
Q3 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
42.4KNew |
$841K - $978K
|
42.4K
$956K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
42K+ 68.01% |
$833K - $968K
|
104K
$2.34M
|
|
|
Nov 13, 2023
Q3 2023
|
Connor, Clark & Lunn Investment Management Ltd.
|
BUY
|
- |
31.8K+ 256.94% |
$631K - $733K
|
44.2K
$995K
|
|
|
Oct 25, 2023
Q3 2023
|
Redmont Wealth Advisors LLC
Chicago, IL |
BUY
|
- |
30K+ 66.06% |
$596K - $692K
|
75.5K
$1.7M
|
|
|
Oct 27, 2023
Q3 2023
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
25.8K+ 16.27% |
$512K - $596K
|
185K
$4.16M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
23.5K+ 36.43% |
$465K - $541K
|
87.8K
$1.98M
|
|
|
Nov 14, 2023
Q3 2023
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
23.2K+ 15.75% |
$460K - $535K
|
171K
$3.84M
|
|
|
Nov 14, 2023
Q3 2023
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
22.5K+ 8.89% |
$447K - $520K
|
276K
$6.22M
|
|
|
Nov 13, 2023
Q3 2023
|
Winton Group LTD
London, X0 |
BUY
|
- |
17KNew |
$337K - $392K
|
17K
$383K
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
14.5K+ 84.67% |
$287K - $334K
|
31.6K
$711K
|
|
|
Nov 13, 2023
Q3 2023
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
14KNew |
$277K - $322K
|
14K
$315K
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
13KNew |
$258K - $300K
|
13K
$293K
|
|
|
Nov 13, 2023
Q3 2023
|
Muzinich & Co., Inc.
New York, NY |
BUY
|
- |
11.2K+ 52.28% |
$222K - $258K
|
32.6K
$733K
|
|
|
Oct 30, 2023
Q3 2023
|
Sumitomo Mitsui Trust Holdings, Inc.
|
BUY
|
- |
11.2K+ 52.28% |
$222K - $258K
|
32.6K
$733K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
11.1KNew |
$219K - $255K
|
11.1K
$249K
|
|
|
Nov 13, 2023
Q3 2023
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
10.8KNew |
$215K - $250K
|
10.8K
$244K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
10.8K+ 9.14% |
$214K - $249K
|
129K
$2.91M
|
|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
10.6KNew |
$210K - $244K
|
10.6K
$238K
|
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
10.5KNew |
$208K - $242K
|
10.5K
$237K
|
|
|
Oct 23, 2023
Q3 2023
|
Tectonic Advisors LLC
Plano, TX |
BUY
|
- |
9.87K+ 4.49% |
$196K - $227K
|
229K
$5.17M
|
|
|
Nov 14, 2023
Q3 2023
|
Colony Group LLC
Boston, MA |
BUY
|
- |
9.68KNew |
$192K - $223K
|
9.68K
$218K
|
|
|
Nov 14, 2023
Q3 2023
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
9.67K+ 31.87% |
$192K - $223K
|
40K
$901K
|
|
|
Nov 07, 2023
Q3 2023
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
9.46K+ 51.71% |
$188K - $218K
|
27.8K
$625K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
8.89K+ 20.0% |
$176K - $205K
|
53.3K
$1.2M
|
|
|
Oct 12, 2023
Q3 2023
|
Sound Income Strategies, LLC
|
BUY
|
- |
8.78K+ 1.7% |
$174K - $202K
|
524K
$11.8M
|
|
|
Nov 14, 2023
Q3 2023
|
Putnam Investments LLC
Boston, MA |
BUY
|
- |
7.62K+ 14.66% |
$151K - $176K
|
59.6K
$1.34M
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
7.52K+ 16.79% |
$149K - $173K
|
52.3K
$1.18M
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
7.12KNew |
$141K - $164K
|
7.12K
$160K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
6.37K+ 23.52% |
$126K - $147K
|
33.4K
$753K
|
|
|
Nov 07, 2023
Q3 2023
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
6.3K+ 38.49% |
$125K - $145K
|
22.7K
$510K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
5.69K+ 14.35% |
$113K - $131K
|
45.3K
$1.02M
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
4.35K+ 12.32% |
$86.2K - $100K
|
39.7K
$893K
|
|
|
Oct 31, 2023
Q3 2023
|
Granite Shares Advisors LLC
|
BUY
|
- |
3.27K+ 3.99% |
$64.8K - $75.3K
|
85.2K
$1.92M
|
|
|
Nov 06, 2023
Q3 2023
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
2.63K+ 9.06% |
$52.2K - $60.7K
|
31.7K
$714K
|
|
|
Nov 14, 2023
Q3 2023
|
Raymond James Trust N.A.
|
BUY
|
- |
2.28K+ 16.87% |
$45.1K - $52.4K
|
15.8K
$355K
|
|
|
Nov 09, 2023
Q3 2023
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
1.87K+ 936.0% |
$37.1K - $43.1K
|
2.07K
$46.7K
|
|
|
Nov 13, 2023
Q3 2023
|
Peak6 Investments LLC
Chicago, IL |
BUY
|
- |
1.78K+ 24.15% |
$35.2K - $40.9K
|
9.12K
$205K
|
|
|
Oct 23, 2023
Q3 2023
|
All Season Financial Advisors, Inc.
|
BUY
|
- |
1.47K+ 5.26% |
$29.2K - $33.9K
|
29.4K
$662K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
1.42K+ 3.76% |
$28.1K - $32.7K
|
39.1K
$881K
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
1.37K+ 3.72% |
$27.2K - $31.6K
|
38.3K
$863K
|
|
|
Nov 01, 2023
Q3 2023
|
Simplex Trading, LLC
|
BUY
|
- |
1.34KNew |
$26.6K - $30.9K
|
1.34K
$30.2K
|
|
|
Oct 18, 2023
Q3 2023
|
Washington Trust Advisors, Inc.
|
BUY
|
- |
1.33K+ 36.09% |
$26.3K - $30.6K
|
5K
$113K
|
|
|
Oct 31, 2023
Q3 2023
|
Golden Green, Inc.
|
BUY
|
- |
1.32K+ 1.09% |
$26.1K - $30.4K
|
122K
$2.76M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.12K+ 2.95% |
$22.3K - $25.9K
|
39.2K
$883K
|
|
|
Nov 07, 2023
Q3 2023
|
Smh Capital Advisors Inc
|
BUY
|
- |
592+ 3.6% |
$11.7K - $13.6K
|
17K
$383K
|
|
|
Oct 26, 2023
Q3 2023
|
Decision Point Financial, LLC
Mesa, AZ |
BUY
|
- |
375New |
$7.44K - $8.64K
|
375
$8.45K
|