Purchases and Sales Made in Q3 2023 in Capital Southwest Corp (CSWC)
This table provides information about the institutional ownership of Capital Southwest Corp (CSWC) during Q3 2023. The information is specifically focused on institutions that hold shares of CAPITAL SOUTHWEST CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
311+ 1.64% |
$6.17K - $7.17K
|
19.3K
$434K
|
|
|
Nov 13, 2023
Q3 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
300+ 6.23% |
$5.95K - $6.92K
|
5.12K
$115K
|
|
|
May 20, 2024
Q3 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
300+ 6.23% |
$5.95K - $6.92K
|
5.12K
$115K
|
|
|
Nov 07, 2023
Q3 2023
|
Johnson Midwest Financial, LLC
|
BUY
|
- |
250New |
$4.96K - $5.76K
|
250
$5.63K
|
|
|
Nov 03, 2023
Q3 2023
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
245+ 26.81% |
$4.86K - $5.65K
|
1.16K
$26.1K
|
|
|
Nov 13, 2023
Q3 2023
|
Hollencrest Capital Management
|
BUY
|
- |
145+ 2.72% |
$2.88K - $3.34K
|
5.48K
$123K
|
|
|
Oct 10, 2023
Q3 2023
|
Confluence Investment Management LLC
|
BUY
|
- |
139+ 0.14% |
$2.76K - $3.2K
|
96.4K
$2.17M
|
|
|
Oct 19, 2023
Q3 2023
|
Good Life Advisors, LLC
|
BUY
|
- |
138+ 1.12% |
$2.74K - $3.18K
|
12.4K
$280K
|
|
|
Nov 02, 2023
Q3 2023
|
Venturi Wealth Management, LLC
Austin, TX |
BUY
|
- |
55New |
$1.09K - $1.27K
|
55
$1.24K
|
|
|
Nov 03, 2023
Q3 2023
|
Us Bancorp \De\
|
BUY
|
- |
40+ 0.29% |
$793 - $922
|
13.9K
$313K
|
|
|
Oct 17, 2023
Q3 2023
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
29+ 0.26% |
$575 - $668
|
11.3K
$256K
|
|
|
Nov 13, 2023
Q3 2023
|
Institutional & Family Asset Management, LLC
|
BUY
|
- |
26New |
$516 - $599
|
26
$586
|
|
|
Oct 25, 2023
Q3 2023
|
Lindbrook Capital, LLC
|
BUY
|
- |
26New |
$516 - $599
|
26
$586
|
|
|
Dec 11, 2023
Q3 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
11+ 0.06% |
$218 - $254
|
19.4K
$437K
|
|
|
Nov 13, 2023
Q3 2023
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-100- 0.53% |
$1.98K - $2.31K
|
18.8K
$424K
|
|
|
Nov 13, 2023
Q3 2023
|
Mraz, Amerine & Associates, Inc.
|
SELL
|
- |
-259- 0.51% |
$5.14K - $5.97K
|
50.7K
$1.14M
|
|
|
Nov 13, 2023
Q3 2023
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-317- 2.5% |
$6.29K - $7.31K
|
12.3K
$278K
|
|
|
Nov 14, 2023
Q3 2023
|
Zuckerman Investment Group, LLC
Chicago, IL |
SELL
|
- |
-450- 0.07% |
$8.92K - $10.4K
|
644K
$14.5M
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-550- 11.31% |
$10.9K - $12.7K
|
4.31K
$97.1K
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-789- 29.5% |
$15.6K - $18.2K
|
1.89K
$42.5K
|
|
|
Oct 25, 2023
Q3 2023
|
Grace & White Inc
|
SELL
|
- |
-874- 0.49% |
$17.3K - $20.1K
|
177K
$3.98M
|
|
|
Nov 03, 2023
Q3 2023
|
Ci Private Wealth, LLC
Miami, FL |
SELL
|
- |
-1.38K- 5.57% |
$27.3K - $31.7K
|
23.3K
$525K
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-2K- 11.71% |
$39.7K - $46.2K
|
15.1K
$340K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-2.9K- 3.12% |
$57.5K - $66.8K
|
90.1K
$2.03M
|
|
|
Nov 13, 2023
Q3 2023
|
Mckinley Capital Management LLC
|
SELL
|
- |
-3.77K- 2.99% |
$74.7K - $86.9K
|
122K
$2.76M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-3.92K- 4.32% |
$77.7K - $90.3K
|
86.7K
$1.95M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-4.1K- 11.13% |
$81.2K - $94.4K
|
32.7K
$737K
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna Fundamental Investments, LLC
Bala Cynwyd, PA |
SELL
|
- |
-4.65K- 34.54% |
$92.1K - $107K
|
8.8K
$198K
|
|
|
Nov 14, 2023
Q3 2023
|
Aquatic Capital Management LLC
Chicago, IL |
SELL
|
- |
-6K- 82.19% |
$119K - $138K
|
1.3K
$29.3K
|
|
|
Nov 13, 2023
Q3 2023
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-6.31K- 3.38% |
$125K - $145K
|
180K
$4.06M
|
|
|
Nov 14, 2023
Q3 2023
|
First Manhattan CO
New York, NY |
SELL
|
- |
-7.02K- 1.78% |
$139K - $162K
|
386K
$8.7M
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-7.35K- 7.72% |
$146K - $169K
|
87.8K
$1.98M
|
|
|
Nov 14, 2023
Q3 2023
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-14.7K- 6.69% |
$292K - $339K
|
205K
$4.63M
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-15.6K- 22.0% |
$309K - $359K
|
55.3K
$1.24M
|
|
|
Oct 05, 2023
Q3 2023
|
Sanders Morris Harris LLC
|
SELL
|
- |
-30.9K- 4.42% |
$613K - $712K
|
669K
$15.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Quadrature Capital LTD
London, X0 |
SELL
|
- |
-46.8K- 58.22% |
$928K - $1.08M
|
33.6K
$756K
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-55.7K- 11.26% |
$1.11M - $1.28M
|
439K
$9.89M
|
|
|
Oct 26, 2023
Q3 2023
|
Punch & Associates Investment Management, Inc.
Edina, MN |
SELL
|
- |
-73.1K- 8.64% |
$1.45M - $1.69M
|
774K
$17.4M
|