Purchases and Sales Made in Q4 2021 in Capital Southwest Corp (CSWC)
This table provides information about the institutional ownership of Capital Southwest Corp (CSWC) during Q4 2021. The information is specifically focused on institutions that hold shares of CAPITAL SOUTHWEST CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
59.8K+ 207.57% |
$1.45M - $1.69M
|
88.6K
$1.99M
|
|
|
Jan 26, 2022
Q4 2021
|
Van Eck Associates Corp
|
BUY
|
- |
44.4K+ 13.27% |
$1.08M - $1.26M
|
379K
$8.53M
|
|
|
Feb 14, 2022
Q4 2021
|
Mckinley Capital Management LLC
|
BUY
|
- |
40.9K+ 70.65% |
$992K - $1.16M
|
98.9K
$2.23M
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
28.4K+ 97.65% |
$688K - $804K
|
57.5K
$1.29M
|
|
|
Feb 14, 2022
Q4 2021
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
27.4K+ 109.81% |
$663K - $776K
|
52.3K
$1.18M
|
|
|
Feb 10, 2022
Q4 2021
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
20.2KNew |
$489K - $572K
|
20.2K
$455K
|
|
|
Feb 14, 2022
Q4 2021
|
Hrt Financial LP
New York, NY |
BUY
|
- |
15.8K+ 105.68% |
$384K - $449K
|
30.8K
$694K
|
|
|
Feb 17, 2022
Q4 2021
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
15.5KNew |
$376K - $439K
|
15.5K
$349K
|
|
|
Feb 02, 2022
Q4 2021
|
Tectonic Advisors LLC
Plano, TX |
BUY
|
- |
15K+ 43.02% |
$363K - $425K
|
49.8K
$1.12M
|
|
|
Feb 14, 2022
Q4 2021
|
Highland Capital Management Fund Advisors, L.P.
Dallas, TX |
BUY
|
- |
12.1KNew |
$293K - $343K
|
12.1K
$272K
|
|
|
Feb 10, 2022
Q4 2021
|
Black Rock Inc.
New York, NY |
BUY
|
- |
11.4K+ 7.65% |
$277K - $324K
|
161K
$3.62M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
11.4KNew |
$276K - $323K
|
11.4K
$257K
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
11.4KNew |
$276K - $323K
|
11.4K
$256K
|
|
|
Feb 15, 2022
Q4 2021
|
Punch & Associates Investment Management, Inc.
Edina, MN |
BUY
|
- |
10.9K+ 2.23% |
$265K - $310K
|
502K
$11.3M
|
|
|
Feb 14, 2022
Q4 2021
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
10.6KNew |
$257K - $300K
|
10.6K
$239K
|
|
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
10.6K+ 6.03% |
$256K - $299K
|
186K
$4.18M
|
|
|
Feb 04, 2022
Q4 2021
|
Capital Asset Advisory Services LLC
Haslett, MI |
BUY
|
- |
9.65KNew |
$234K - $274K
|
9.65K
$217K
|
|
|
Feb 14, 2022
Q4 2021
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
9.14KNew |
$222K - $259K
|
9.14K
$206K
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
8.33KNew |
$202K - $236K
|
8.33K
$187K
|
|
|
Feb 08, 2022
Q4 2021
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
8.3K+ 53.92% |
$201K - $235K
|
23.7K
$533K
|
|
|
Feb 14, 2022
Q4 2021
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
7.56K+ 503.8% |
$183K - $214K
|
9.06K
$204K
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
7.2K+ 20.18% |
$175K - $204K
|
42.9K
$966K
|
|
|
Feb 10, 2022
Q4 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
5.95K+ 1263.48% |
$144K - $169K
|
6.42K
$145K
|
|
|
Feb 11, 2022
Q4 2021
|
Washington Trust Advisors, Inc.
|
BUY
|
- |
5.68KNew |
$138K - $161K
|
5.68K
$128K
|
|
|
Feb 14, 2022
Q4 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
4.55K+ 29.43% |
$110K - $129K
|
20K
$450K
|
|
|
Jan 13, 2022
Q4 2021
|
Sound Income Strategies, LLC
|
BUY
|
- |
3.93K+ 1.06% |
$95.2K - $111K
|
375K
$8.44M
|
|
|
Jan 21, 2022
Q4 2021
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
2K+ 200100.0% |
$48.5K - $56.7K
|
2K
$45.1K
|
|
|
Feb 14, 2022
Q4 2021
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
BUY
|
- |
1.73K+ 3.59% |
$41.8K - $48.9K
|
49.8K
$1.12M
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
819+ 2.59% |
$19.8K - $23.2K
|
32.5K
$731K
|
|
|
Feb 14, 2022
Q4 2021
|
Cambridge Trust CO
Boston, MA |
BUY
|
- |
600New |
$14.5K - $17K
|
600
$13.5K
|
|
|
Feb 08, 2022
Q4 2021
|
Elmwood Wealth Management, Inc.
|
BUY
|
- |
597New |
$14.5K - $16.9K
|
597
$13.4K
|
|
|
Jan 21, 2022
Q4 2021
|
Ahrens Investment Partners LLC
|
BUY
|
- |
500New |
$12.1K - $14.2K
|
500
$11.3K
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
461+ 3.31% |
$11.2K - $13.1K
|
14.4K
$323K
|
|
|
Jan 04, 2022
Q4 2021
|
Confluence Investment Management LLC
|
BUY
|
- |
398+ 0.37% |
$9.64K - $11.3K
|
107K
$2.42M
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
394+ 8.15% |
$9.55K - $11.2K
|
5.23K
$118K
|
|
|
Feb 03, 2022
Q4 2021
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
386+ 14.04% |
$9.35K - $10.9K
|
3.14K
$70.6K
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
212New |
$5.14K - $6.01K
|
212
$4.77K
|
|
|
Feb 14, 2022
Q4 2021
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
124+ 0.19% |
$3K - $3.51K
|
65.3K
$1.47M
|
|
|
Feb 11, 2022
Q4 2021
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
100New |
$2.42K - $2.83K
|
100
$2.25K
|
|
|
Feb 14, 2022
Q4 2021
|
Bivin & Associates, Inc.
Ponca City, OK |
BUY
|
- |
100New |
$2.42K - $2.83K
|
100
$2.25K
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
21+ 0.08% |
$509 - $595
|
25K
$564K
|
|
|
Jan 20, 2022
Q4 2021
|
Parallel Advisors, LLC
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 23, 2022
Q4 2021
|
Lake Point Wealth Management
|
SELL
|
- |
-100Closed |
$2.42K - $2.83K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-122- 0.36% |
$2.96K - $3.46K
|
33.5K
$754K
|
|
|
Feb 02, 2022
Q4 2021
|
Roosevelt Investment Group LLC
|
SELL
|
- |
-127- 0.48% |
$3.08K - $3.6K
|
26.2K
$589K
|
|
|
Feb 14, 2022
Q4 2021
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-181- 1.51% |
$4.39K - $5.13K
|
11.8K
$266K
|
|
|
Feb 14, 2022
Q4 2021
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-242- 3.32% |
$5.86K - $6.86K
|
7.04K
$158K
|
|
|
Feb 09, 2022
Q4 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-900- 18.3% |
$21.8K - $25.5K
|
4.02K
$90.4K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.04K- 1.6% |
$25.3K - $29.6K
|
64.3K
$1.45M
|