Purchases and Sales Made in Q4 2021 in Capital Southwest Corp (CSWC)
This table provides information about the institutional ownership of Capital Southwest Corp (CSWC) during Q4 2021. The information is specifically focused on institutions that hold shares of CAPITAL SOUTHWEST CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-1.13KClosed |
$27.3K - $32K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
D'Orazio & Associates, Inc.
Falls Church, VA |
SELL
|
- |
-1.31KClosed |
$31.7K - $37.1K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Csenge Advisory Group
|
SELL
|
- |
-1.44K- 7.19% |
$34.9K - $40.8K
|
18.6K
$409K
|
|
|
Jan 21, 2022
Q4 2021
|
Allworth Financial LP
|
SELL
|
- |
-2.17K- 81.29% |
$52.6K - $61.6K
|
500
$11K
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-2.5KClosed |
$60.6K - $70.9K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-2.62KClosed |
$63.4K - $74.1K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-2.67K- 9.76% |
$64.6K - $75.6K
|
24.7K
$542K
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-2.97K- 22.09% |
$71.9K - $84.1K
|
10.5K
$230K
|
|
|
Jan 25, 2022
Q4 2021
|
All Season Financial Advisors, Inc.
|
SELL
|
- |
-3.02K- 10.82% |
$73.3K - $85.7K
|
24.9K
$548K
|
|
|
Feb 02, 2022
Q4 2021
|
Sanders Morris Harris LLC
|
SELL
|
- |
-3.4K- 0.46% |
$82.3K - $96.2K
|
741K
$16.3M
|
|
|
Jan 28, 2022
Q4 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-4.02K- 7.14% |
$97.4K - $114K
|
52.3K
$1.15M
|
|
|
Feb 23, 2022
Q4 2021
|
Simplex Trading, LLC
|
SELL
|
- |
-4.05K- 51.94% |
$98.2K - $115K
|
3.75K
$82.4K
|
|
|
Feb 14, 2022
Q4 2021
|
Zuckerman Investment Group, LLC
Chicago, IL |
SELL
|
- |
-4.31K- 0.7% |
$104K - $122K
|
608K
$13.4M
|
|
|
Feb 14, 2022
Q4 2021
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-5.32K- 3.56% |
$129K - $151K
|
144K
$3.16M
|
|
|
Feb 09, 2022
Q4 2021
|
Washington Trust CO
|
SELL
|
- |
-5.68KClosed |
$138K - $161K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-6.58K- 12.25% |
$159K - $186K
|
47.1K
$1.04M
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-6.62K- 15.62% |
$160K - $188K
|
35.8K
$787K
|
|
|
Feb 11, 2022
Q4 2021
|
Moerus Capital Management LLC
New York, NY |
SELL
|
- |
-7.29K- 5.4% |
$177K - $207K
|
128K
$2.81M
|
|
|
Feb 14, 2022
Q4 2021
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-8.28K- 4.35% |
$201K - $235K
|
182K
$4.01M
|
|
|
Feb 14, 2022
Q4 2021
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-9.34K- 39.15% |
$226K - $265K
|
14.5K
$319K
|
|
|
Feb 02, 2022
Q4 2021
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-11.9KClosed |
$289K - $338K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-14.2KClosed |
$345K - $403K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
First Manhattan CO
New York, NY |
SELL
|
- |
-16.6K- 3.67% |
$403K - $471K
|
436K
$9.59M
|
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-21K- 54.22% |
$509K - $596K
|
17.7K
$390K
|
|
|
Feb 14, 2022
Q4 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-22.7KClosed |
$550K - $644K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-24.5K- 12.02% |
$594K - $694K
|
179K
$3.94M
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
SELL
|
- |
-27.6K- 32.73% |
$669K - $782K
|
56.7K
$1.25M
|