Purchases and Sales Made in Q4 2022 in Capital Southwest Corp (CSWC)
This table provides information about the institutional ownership of Capital Southwest Corp (CSWC) during Q4 2022. The information is specifically focused on institutions that hold shares of CAPITAL SOUTHWEST CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2023
Q4 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
574KNew |
$9.6M - $11.3M
|
574K
$12.9M
|
|
|
Feb 14, 2023
Q4 2022
|
Punch & Associates Investment Management, Inc.
Edina, MN |
BUY
|
- |
225K+ 43.08% |
$3.77M - $4.43M
|
748K
$16.8M
|
|
|
Feb 14, 2023
Q4 2022
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
166K+ 71.95% |
$2.78M - $3.27M
|
397K
$8.93M
|
|
|
Feb 14, 2023
Q4 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
166K+ 23.32% |
$2.77M - $3.26M
|
875K
$19.7M
|
|
|
Feb 14, 2023
Q4 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
160K+ 237.31% |
$2.68M - $3.15M
|
227K
$5.12M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
135K+ 374.65% |
$2.25M - $2.65M
|
171K
$3.84M
|
|
|
Feb 14, 2023
Q4 2022
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
129K+ 75.71% |
$2.15M - $2.53M
|
299K
$6.72M
|
|
|
Feb 08, 2023
Q4 2022
|
Van Eck Associates Corp
|
BUY
|
- |
75.5K+ 20.74% |
$1.26M - $1.49M
|
439K
$9.89M
|
|
|
Jan 11, 2023
Q4 2022
|
Sound Income Strategies, LLC
|
BUY
|
- |
66.7K+ 16.65% |
$1.12M - $1.31M
|
467K
$10.5M
|
|
|
Feb 14, 2023
Q4 2022
|
Tectonic Advisors LLC
Plano, TX |
BUY
|
- |
43K+ 40.28% |
$719K - $846K
|
150K
$3.37M
|
|
|
Feb 10, 2023
Q4 2022
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
BUY
|
- |
42.5KNew |
$711K - $837K
|
42.5K
$957K
|
|
|
Feb 14, 2023
Q4 2022
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
40.4KNew |
$676K - $795K
|
40.4K
$909K
|
|
|
Feb 14, 2023
Q4 2022
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
39.4KNew |
$660K - $776K
|
39.4K
$888K
|
|
|
Jan 26, 2023
Q4 2022
|
Granite Shares Advisors LLC
|
BUY
|
- |
35.7KNew |
$597K - $702K
|
35.7K
$803K
|
|
|
Feb 13, 2023
Q4 2022
|
Gsa Capital Partners LLP
London, X0 |
BUY
|
- |
32.8KNew |
$548K - $645K
|
32.8K
$738K
|
|
|
Feb 15, 2023
Q4 2022
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
25.6KNew |
$428K - $503K
|
25.6K
$576K
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
25.1K+ 105.55% |
$419K - $493K
|
48.8K
$1.1M
|
|
|
Jan 12, 2023
Q4 2022
|
Mraz, Amerine & Associates, Inc.
|
BUY
|
- |
22.4K+ 103.73% |
$374K - $440K
|
43.9K
$988K
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
20.9K+ 25.09% |
$350K - $411K
|
104K
$2.35M
|
|
|
Feb 14, 2023
Q4 2022
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
18.9K+ 11.63% |
$317K - $373K
|
182K
$4.09M
|
|
|
Feb 14, 2023
Q4 2022
|
Smh Capital Advisors Inc
|
BUY
|
- |
17.9KNew |
$300K - $353K
|
17.9K
$404K
|
|
|
Feb 13, 2023
Q4 2022
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
17K+ 17035.0% |
$285K - $335K
|
17.1K
$386K
|
|
|
Feb 03, 2023
Q4 2022
|
First Dallas Securities Inc.
|
BUY
|
- |
16.5KNew |
$276K - $325K
|
16.5K
$371K
|
|
|
Feb 03, 2023
Q4 2022
|
Hodges Capital Management Inc.
|
BUY
|
- |
15.6KNew |
$261K - $307K
|
15.6K
$352K
|
|
|
Feb 14, 2023
Q4 2022
|
Schonfeld Strategic Advisors LLC
New York, NY |
BUY
|
- |
15.4K+ 128.33% |
$258K - $303K
|
27.4K
$617K
|
|
|
Feb 14, 2023
Q4 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
13.7K+ 128.85% |
$229K - $270K
|
24.4K
$548K
|
|
|
Feb 13, 2023
Q4 2022
|
Core Wealth Partners LLC
Santa Rosa, CA |
BUY
|
- |
11.5KNew |
$193K - $227K
|
11.5K
$259K
|
|
|
Feb 14, 2023
Q4 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
10.5K+ 14.38% |
$175K - $206K
|
83.4K
$1.88M
|
|
|
Feb 13, 2023
Q4 2022
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
BUY
|
- |
10.5KNew |
$175K - $206K
|
10.5K
$235K
|
|
|
Feb 15, 2023
Q4 2022
|
Zuckerman Investment Group, LLC
Chicago, IL |
BUY
|
- |
10.3K+ 1.65% |
$171K - $202K
|
633K
$14.2M
|
|
|
Dec 14, 2023
Q4 2022
|
State Farm Mutual Automobile Insurance CO
Bloomington, IL |
BUY
|
- |
10KNew |
$167K - $197K
|
10K
$225K
|
|
|
Feb 09, 2023
Q4 2022
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
BUY
|
- |
9.47K+ 17.9% |
$158K - $186K
|
62.4K
$1.4M
|
|
|
Feb 02, 2023
Q4 2022
|
Grace & White Inc
|
BUY
|
- |
8K+ 4.72% |
$134K - $157K
|
177K
$3.99M
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
7.45K+ 32.21% |
$125K - $147K
|
30.6K
$688K
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
6.96K+ 31.16% |
$116K - $137K
|
29.3K
$659K
|
|
|
Jan 03, 2023
Q4 2022
|
Confluence Investment Management LLC
|
BUY
|
- |
5.85K+ 5.48% |
$97.9K - $115K
|
113K
$2.54M
|
|
|
Feb 02, 2023
Q4 2022
|
Simplex Trading, LLC
|
BUY
|
- |
5.22KNew |
$87.4K - $103K
|
5.22K
$118K
|
|
|
Feb 06, 2023
Q4 2022
|
Hollencrest Capital Management
|
BUY
|
- |
5.03KNew |
$84.2K - $99K
|
5.03K
$113K
|
|
|
Feb 13, 2023
Q4 2022
|
Black Rock Inc.
New York, NY |
BUY
|
- |
3.67K+ 1.79% |
$61.4K - $72.2K
|
209K
$4.7M
|
|
|
Feb 21, 2023
Q4 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
2.87K+ 4.89% |
$48K - $56.5K
|
61.5K
$1.39M
|
|
|
Feb 08, 2023
Q4 2022
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
2.33K+ 14.32% |
$38.9K - $45.8K
|
18.6K
$418K
|
|
|
Feb 03, 2023
Q4 2022
|
Parallel Advisors, LLC
|
BUY
|
- |
2.09KNew |
$34.9K - $41.1K
|
2.09K
$47K
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.06K+ 2.39% |
$34.5K - $40.6K
|
88.3K
$1.99M
|
|
|
Feb 03, 2023
Q4 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
2KNew |
$33.5K - $39.4K
|
2K
$45K
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
1.98KNew |
$33.1K - $38.9K
|
1.98K
$44.5K
|
|
|
Feb 14, 2023
Q4 2022
|
Quarry LP
New York, NY |
BUY
|
- |
1.89KNew |
$31.6K - $37.2K
|
1.89K
$42.6K
|
|
|
Jan 12, 2023
Q4 2022
|
Sanders Morris Harris LLC
|
BUY
|
- |
1.78K+ 0.25% |
$29.7K - $34.9K
|
718K
$16.2M
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
1.63K+ 8.25% |
$27.3K - $32.1K
|
21.4K
$482K
|
|
|
Jan 12, 2023
Q4 2022
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
1.51K+ 1.1% |
$25.3K - $29.8K
|
139K
$3.13M
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.3K+ 26.79% |
$21.7K - $25.5K
|
6.14K
$138K
|