Purchases and Sales Made in Q4 2022 in Capital Southwest Corp (CSWC)
This table provides information about the institutional ownership of Capital Southwest Corp (CSWC) during Q4 2022. The information is specifically focused on institutions that hold shares of CAPITAL SOUTHWEST CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
1.14K+ 3.83% |
$19.1K - $22.5K
|
30.9K
$704K
|
|
|
Jan 11, 2023
Q4 2022
|
My Personal Cfo, LLC
|
BUY
|
- |
800New |
$13.4K - $15.7K
|
800
$18.2K
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
800New |
$13.4K - $15.7K
|
800
$18.2K
|
|
|
Feb 10, 2023
Q4 2022
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
701+ 2.23% |
$11.7K - $13.8K
|
32.2K
$732K
|
|
|
Jan 10, 2023
Q4 2022
|
Madden Securities Corp
|
BUY
|
- |
650New |
$10.9K - $12.8K
|
650
$14.8K
|
|
|
Feb 10, 2023
Q4 2022
|
Good Life Advisors, LLC
|
BUY
|
- |
545+ 4.41% |
$9.12K - $10.7K
|
12.9K
$294K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Research Inc
Chicago, IL |
BUY
|
- |
520+ 1.45% |
$8.7K - $10.2K
|
36.5K
$830K
|
|
|
Jan 18, 2023
Q4 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
502+ 4.51% |
$8.4K - $9.88K
|
11.6K
$265K
|
|
|
Feb 01, 2023
Q4 2022
|
All Season Financial Advisors, Inc.
|
BUY
|
- |
488+ 2.9% |
$8.16K - $9.6K
|
17.3K
$394K
|
|
|
Feb 14, 2023
Q4 2022
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
365+ 1.7% |
$6.11K - $7.18K
|
21.8K
$497K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
258+ 2.36% |
$4.32K - $5.08K
|
11.2K
$254K
|
|
|
Jan 13, 2023
Q4 2022
|
Focused Wealth Management, Inc
|
BUY
|
- |
250New |
$4.18K - $4.92K
|
250
$5.69K
|
|
|
Feb 10, 2023
Q4 2022
|
Quadrant Capital Group LLC
Cincinnati, OH |
BUY
|
- |
140New |
$2.34K - $2.76K
|
140
$3.19K
|
|
|
Feb 08, 2023
Q4 2022
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
76+ 2.91% |
$1.27K - $1.5K
|
2.69K
$61.2K
|
|
|
Feb 13, 2023
Q4 2022
|
Delta Asset Management LLC
Memphis, TN |
BUY
|
- |
70New |
$1.17K - $1.38K
|
70
$1.59K
|
|
|
Sep 11, 2023
Q4 2022
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
25New |
$418 - $492
|
25
$569
|
|
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
BUY
|
- |
14New |
$234 - $276
|
14
$319
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-41- 0.35% |
$686 - $807
|
11.8K
$269K
|
|
|
Feb 03, 2023
Q4 2022
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-72- 23.38% |
$1.2K - $1.42K
|
236
$5.37K
|
|
|
Feb 09, 2023
Q4 2022
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-100- 25.0% |
$1.67K - $1.97K
|
300
$6.83K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-178- 1.08% |
$2.98K - $3.5K
|
16.4K
$373K
|
|
|
Jan 27, 2023
Q4 2022
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-258- 43.88% |
$4.32K - $5.08K
|
330
$7.51K
|
|
|
Feb 10, 2023
Q4 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-642- 3.86% |
$10.7K - $12.6K
|
16K
$364K
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-684- 12.17% |
$11.4K - $13.5K
|
4.94K
$112K
|
|
|
Feb 13, 2023
Q4 2022
|
Us Bancorp \De\
|
SELL
|
- |
-1.23K- 8.21% |
$20.5K - $24.1K
|
13.7K
$312K
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-2.08K- 8.31% |
$34.8K - $41K
|
23K
$523K
|
|
|
Jan 31, 2023
Q4 2022
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-2.34K- 6.3% |
$39.1K - $46K
|
34.8K
$792K
|
|
|
Jan 18, 2023
Q4 2022
|
Mckinley Capital Management LLC
|
SELL
|
- |
-5.18K- 4.33% |
$86.6K - $102K
|
114K
$2.6M
|
|
|
Feb 14, 2023
Q4 2022
|
First Manhattan CO
New York, NY |
SELL
|
- |
-7.78K- 1.83% |
$130K - $153K
|
416K
$9.48M
|
|
|
Feb 14, 2023
Q4 2022
|
Susquehanna Fundamental Investments, LLC
Bala Cynwyd, PA |
SELL
|
- |
-10.4K- 38.02% |
$174K - $205K
|
17K
$386K
|
|
|
Feb 13, 2023
Q4 2022
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-10.7K- 50.26% |
$180K - $211K
|
10.6K
$242K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-13K- 6.67% |
$218K - $256K
|
182K
$4.15M
|
|
|
Feb 14, 2023
Q4 2022
|
Moerus Capital Management LLC
New York, NY |
SELL
|
- |
-19.6K- 15.54% |
$327K - $385K
|
106K
$2.42M
|
|
|
Feb 14, 2023
Q4 2022
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-64K- 25.04% |
$1.07M - $1.26M
|
192K
$4.36M
|